Marvin Ray YATES; Keith Cole; Jackie Brannum; Richard Elvin King; Fred Wallace; Lavar John Santee, Plaintiffs-Appellees, v. Bryan COLLIER; Roberto M. Herrera; Texas Department of Criminal Justice, Defendants-Appellants.
No. 16-20505
United States Court of Appeals, Fifth Circuit.
FILED August 18, 2017
868 F.3d 354
In light of the undisputed facts that Officer Cooper investigated Farrell‘s allegations for almost a year and that two state officials found probable cause, it is reasonable to infer, at most, that Farrell pressured Officer Cooper to pursue arrest. In this way, Farrell, like the defendant in Bartholomew, influenced the actions of the police but did not determine them. A jury could not reasonably infer that Farrell‘s pressure destroyed the independence of Officer Cooper‘s investigation. Accordingly, Moody has failed to show that the police arrested her “merely because [s]he was designated for arrest by [Farrell], without independent investigation.” Sims, 778 F.2d at 1079. The district court correctly granted summary judgment on this ground.
III. CONCLUSION
For the foregoing reasons, the district court‘s grant of summary judgment against Moody is AFFIRMED.
Before REAVLEY, ELROD, and GRAVES, Circuit Judges.
JENNIFER WALKER ELROD, Circuit Judge:
This appeal presents yet another chapter in a long saga of challenges to conditions of confinement in prisons throughout this circuit. The plaintiffs are inmates in the Wallace Pack Unit, a prison operated by the Texas Department of Criminal Justice. They allege violations of the
I.
The six named Plaintiffs are inmates in the Wallace Pack Unit, a prison operated by the Texas Department of Criminal Justice (TDCJ). Plaintiffs brought this lawsuit in 2014 against TDCJ, Bryan Collier (TDCJ‘s executive director), and Roberto Herrera (the Pack Unit‘s warden) (collectively, the Defendants). The Pack Unit houses approximately 1,400 inmates. Though portions of the Pack Unit are air-conditioned, it is undisputed that the inmate housing areas are not. During the summer months, indoor temperatures within the Pack Unit housing area can reach 100 degrees and consistently exceed 90 degrees. TDCJ is aware of these high temperatures as it routinely monitors the outdoor apparent temperatures at the Pack Unit during the summer months. Acknowledging that these high temperatures are a potential risk to the health and safety of the inmates in the Pack Unit and in an effort to reduce the risk from these high temperatures, Defendants claim that they provide certain “heat-mitigation” measures—including more frequent showers, cold drinking water, fans, and temporary access to air-conditioned “respite areas” outside the housing area.
Up until this lawsuit was filed, TDCJ‘s policy regarding mitigation measures remained largely unchanged, despite the heat-related injuries occurring within the Pack Unit and in various other Texas prisons. Indeed, since 1998, twenty or more inmates have died as a result of excessive heat. This history led the district court to conclude that, “as a factual matter,” there was a “significant history of serious heat related illnesses” within the Pack Unit. Only in 2015, after this lawsuit was filed, did TDCJ begin its respite-area practice.
Of the six named Plaintiffs, only one is younger than 60 years old and has no medical conditions that would affect his sensitivity to heat. The remaining five named Plaintiffs range in age from 60 to 72 years and all have one or more conditions that render them particularly sensitive to heat, including Type II diabetes, coronary arterial disease, high blood pressure, high cholesterol, hypertension, schizoaffective disorder, and obesity.
Plaintiffs assert two causes of action. First, they assert an
Plaintiffs moved to certify three classes, one general class and two subclasses:
General Class: All inmates who currently are, or in the future will be, incarcerated at the Pack Unit, and who are subjected to TDCJ‘s policy and practice of failing to regulate high indoor heat index temperatures in the housing areas.
Heat-Sensitive Subclass: All people who are incarcerated at the Pack Unit, or in the future will be, that are subjected to TDCJ‘s policy and practice of failing to regulate high indoor heat index temperatures in the housing areas, and either: (1) have a physiological condition that places them at increased risk of heat-related illness, injury, or death (including, but not limited to, suffering from obesity, diabetes, hypertension, cardiovascular disease, psychiatric conditions, cirrhosis of the liver, chronic obstructive pulmonary disease, cystic fibrosis, asthma, sweat gland dysfunction, and thyroid dysfunction); or, (2) are prescribed an anticonvulsant, anticholinergic, antipsychotic, antihistamine, antidepressant, beta blocker, or diuretic; or (3) are over age 65.
Disability SubClass: All people incarcerated at the Pack Unit, or who will be in the future, that are subjected to TDCJ‘s policy and practice of failing to regulate high indoor heat index temperatures in the housing areas and suffer from a disability that substantially limits one or more of their major life activities and who are at increased risk of heat-related illness, injury, or death due to their disability or any medical treatment necessary to treat their disability.
The district court certified all three classes. It concluded that Plaintiffs sufficiently demonstrated that they met all requirements of
Defendants moved under
II.
“We review the district court‘s decision to certify a class for an abuse of discretion.” M.D. ex rel. Stukenberg v. Perry, 675 F.3d 832, 836 (5th Cir. 2012) (quoting Bell Atl. Corp. v. AT & T Corp., 339 F.3d 294, 301 (5th Cir. 2003)). “A trial court abuses its discretion when its ruling is based on an erroneous view of the law or a clearly erroneous assessment of the evidence.” Bocanegra v. Vicmar Servs., Inc., 320 F.3d 581, 584 (5th Cir. 2003). This
III.
It is well-established in our circuit “that the
In Gates v. Cook, 376 F.3d 323 (5th Cir. 2004), we upheld a permanent class-wide injunction based on the
Indeed, TDCJ officials are, or have been, defendants in numerous other cases alleging
In short, we have repeatedly recognized the serious risk of harm that excessive heat can pose in the prison context absent adequate mitigating measures, and we have consistently found evidence sufficient in these cases to support an
Defendants challenge only two of the class certification criteria. First, they assert that the district court erred in concluding that Plaintiffs demonstrated a common question of law or fact for each of the classes.3 Second, Defendants argue that the district court erred in concluding that the proposed classes could be certified under
A.
1.
Thus, what matters for
2.
The district court concluded that Plaintiffs had demonstrated the existence of “questions of law or fact common” to the General Class and the subclasses. See
i. General Class
Defendants’ overarching objection to the district court‘s certification of the General Class focuses on the first common contention—that “excessive heat constitutes a condition of confinement that poses a substantial risk of serious harm to the health of all inmates.” Defendants do not contest that putative class members are all exposed to essentially the same temperatures. Defendants also do not contest that Pack Unit temperatures, particularly in the summer months, are often extreme. Nor do they contest that, absent mitigation measures, every inmate in the Pack Unit is at a substantial risk of serious harm due to the heat. They do contest, however, the ability to decide the substantial-risk-of-serious-harm question “in one stroke,” Wal-Mart, 564 U.S. at 350, in light of the various heat mitigation measures that TDCJ makes available to Pack Unit inmates.
Specifically, Defendants assert that the efficacy of TDCJ‘s heat-mitigation measures to reduce the risk of serious harm to a constitutionally acceptable level will largely depend on the age and health of each particular individual—for the young and healthy, they may; for the old and sick, they may not. And because the Pack Unit inmate population is diverse in both
The district court made precisely this finding. It acknowledged that “[n]o two individuals have the exact same risk.” Nonetheless, it concluded that this “obvious fact [does not] destroy[] commonality” because “[t]he evidence calls into serious question the adequacy of TDCJ‘s mitigation measures—as applied in practice—in reducing the heat risk for all the inmates, and particularly those with comorbidities that diminish their ability to thermoregulate.” In other words, the district court found, based on the expert testimony, that TDCJ‘s heat-mitigation measures—more frequent showers, cold drinking water, fans, and temporary access to air-conditioned “respite areas“—were ineffective to reduce the risk of serious harm to a constitutionally permissible level for any inmate, including the healthy inmates, and the Defendants concede the existence of a common question under these circumstances. Thus, in order to prevail, the Defendants must demonstrate that the district court‘s factual finding is clearly erroneous.4
“A finding of fact is ‘clearly erroneous’ only when although there may be evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.” Westwego Citizens for Better Gov‘t v. City of Westwego, 946 F.2d 1109, 1118 (5th Cir. 1991) (citing Campos v. City of Baytown, Texas, 840 F.2d 1240, 1243 (5th Cir. 1988)). “If the district court‘s account of the evidence is plausible in light of the record viewed in its entirety, [we] may not reverse ... even though convinced that had [we] been sitting as the trier of fact, [we] would have weighed the evidence differently.” In re Omega Protein, Inc., 548 F.3d 361, 367 (5th Cir. 2008).
We conclude that the district court did not clearly err. The district court personally toured the Pack Unit and held a four day evidentiary hearing, resulting in thousands of pages of expert testimony and other evidence from both sides related to the heat impact on the inmates in the Pack Unit. During the hearing, Plaintiffs put forward two experts—Dr. McGeehin and Dr. Vassallo—who testified regarding the inadequacies of the TDCJ heat-mitigation measures. Dr. McGeehin was previously the lead scientist with the Center for Disease Control (CDC) regarding health effects from extreme heat and heat waves; he has over fifteen years of experience in this area. Dr. Vassallo is a licensed physician and a recognized expert in the field of thermoregulation and hyperthermia, with over twenty-five years treating heat stroke and heat-related disorders. Dr. Vassallo has previously served as an expert witness in lawsuits challenging prison conditions, and this court has (at least) twice upheld district court findings that relied heavily
Dr. McGeehin testified that while showers are helpful “for the short term,” “giving a person a shower and then putting them back into a very hot, humid environment has limited effect.” Likewise, Dr. Vassallo testified that “taking extra showers” did not reduce the health risks of extreme heat to a “statistically significant” degree. This conclusion was supported by peer-reviewed studies included in the record, indicating that “[t]aking extra showers or baths and using fan ventilation during a heat wave were associated with a trend toward lower risk of death but were not statistically significant.”
Dr. McGeehin‘s testimony relied on peer-reviewed publications indicating that while fans may have a mitigating effect, they are actually counterproductive at higher temperatures: “Although fans provide a cooling effect by evaporating sweat, fan use can pose a significant risk when the heat index exceeds ... 99 degrees Fahrenheit ... because it serves to increase heat stress by blowing air that is warmer than body temperature over the skin surface.” He also indicated that the CDC does not recommend the use of fans when the temperature is above 95 degrees Fahrenheit, which frequently occurs in the Pack Unit. Dr. Vassallo likewise testified that “[f]ans are not protective at temperature[s] [of] 90 degrees with the humidity of 35 percent or more.”
As to air-conditioned “respite areas,” Plaintiffs also put forward evidence calling into question the effectiveness of TDCJ‘s air-conditioned “respite areas.” For example, Dr. Vassallo testified that these respite areas are not “an adequate plan to deal with the heat risk” precisely because they are only temporary and so “the time [the inmates] are not in air-conditioning, they are subjected to the temperatures at the Pack Unit which are risky and cause harm, including sickness, morbidity and mortality.” Moreover, Dr. Vassallo noted that the harmful effects of excessive heat can begin to occur before an individual might feel the need to go to an air-conditioned space: “Q. Is it possible for someone to start having cognitive problems from heat illness before they realize they need to go to air-conditioning? A. Of course.” Thus, according to Dr. Vassallo, because Pack Unit inmates must take the initiative to go to an air-conditioned respite area, they may not know they are in imminent danger until it is too late, and, especially at night, prison officials are unlikely to notice either. Finally, Plaintiffs offered affidavits from inmates in the Pack Unit indicating that access to air-conditioned “respite areas” is not “on demand,” and such rooms are often not available. The district court found these affidavits credible on this point—a determination to which we owe significant deference. See In re Omega Protein, 548 F.3d at 367 (“Findings based on the credibility of witnesses demand even greater deference.“). As Dr. McGeehin observed, while respite areas might theoretically be an effective measure, their effectiveness depends on being available to inmates upon request.5
Both of Plaintiffs’ experts indicated that the conditions in the Pack Unit, including the heat-mitigation measures, posed a substantial risk of harm to the inmates. In her expert report, Dr. Vassallo stated that “[t]he current measures used to mitigate these serious risks ... are inadequate to sufficiently reduce the serious risk of harm to the inmates.” Upon reviewing TDCJ‘s
Defendants put forward the testimony of Dr. Means and Dr. Reiger, who testified regarding the various factors relevant to an individual‘s heat risk and concluded that the heat-mitigation measures at the Pack Unit were effective to reduce the risk of serious harm. Dr. Means is a former employee of TDCJ—a defendant in this case—and is herself a defendant in related wrongful death actions. The district court found that Dr. Means “was unable to directly answer most of the questions by Plaintiffs’ counsel,” was “nonresponsive to questions posed by [the district court],” and “appeared incapable of admitting to anything she did not view as helpful to her side‘s case.” Consequently, the district court “found her to be biased and, frankly, unbelievable,” and therefore “[did not] credit any part of her testimony.” Notably, Defendants do not contest this finding.
While Dr. Reiger testified that the heat-mitigation measures in the Pack Unit rendered the risk of harm “quite reasonable,” this conclusion was countered by the testimony of Dr. Vassallo and Dr. McGeehin, who, as already noted, concluded that the various heat mitigation measures that Defendants employ are of limited value in reducing inmate risk. Moreover, the district court specifically found Dr. Reiger‘s testimony less credible, given that he consistently misremembered statements made by inmates regarding the availability of respite areas. Such credibility determinations fall squarely within the district court‘s purview. See, e.g., Env‘t Texas Citizen Lobby, Inc. v. ExxonMobil Corp., 824 F.3d 507, 529 (5th Cir. 2016) (“[W]e are extremely deferential to a district court‘s assessment of witness credibility[.]“).
Under the clearly erroneous standard of review, “[i]f the district court‘s account of the evidence is plausible in light of the record viewed in its entirety, [we] may not reverse it even though convinced that had [we] been sitting as the trier of fact, [we] would have weighed the evidence differently.” In re Omega Protein, 548 F.3d at 367. Upon careful review of the record before us, we conclude that the district court‘s “account of the evidence is plausible,” id., and we are not “left with the definite and firm conviction that a mistake has been committed.” See Westwego, 946 F.2d at 1118. Accordingly, the district court did not clearly err in finding that TDCJ‘s heat-mitigation measures are ineffective to reduce the heat-related risk of serious harm below the constitutional baseline.
This being so, we affirm the district court‘s conclusion that Plaintiffs have demonstrated the presence of a “question[] of law or fact common to the class.”
ii. Subclasses
Defendants also challenge the district court‘s certification of the two subclasses. As noted, the district court certified a “heat-sensitive” subclass and a “disability” subclass. The heat-sensitive subclass, like the General Class, is asserting an
Defendants’ primary objection to subclass certification is similar to their objection to General Class certification. They argue that the existence of a substantial risk of serious harm cannot be collectively determined because the risk of serious harm from excessive heat varies even among those with conditions rendering them susceptible to heat.
We reject Defendants’ challenge to certification of both subclasses. The district court found that TDCJ‘s heat mitigation measures are not effective to bring the risk of serious harm below the constitutional baseline for any Pack Unit inmate—which includes the inmates within the subclasses who have some condition making them particularly susceptible to heat. In addition, the district court concluded that the disability subclass had the “additional common contention ... that TDCJ officials failed to provide reasonable accommodations to inmates suffering from disabilities that may impact ... their ability to withstand extreme heat.” We find no error.
B.
1.
In addition to meeting the requirements of
It is well-established that “[i]nstead of requiring common issues, [Rule] 23(b)(2) requires common behavior by the defendant toward the class.” In re Rodriguez, 695 F.3d 360, 365 (5th Cir. 2012); see also Casa Orlando Apartments, Ltd. v. Fed. Nat‘l Mortg. Ass‘n, 624 F.3d 185, 198 (5th Cir. 2010) (same). Thus, we have held that
The Supreme Court has further expounded on
The key to the (b)(2) class is the indivisible nature of the injunctive or declaratory remedy warranted—the notion that the conduct is such that it can be enjoined or declared unlawful only as to all of the class members or as to none of them. In other words,
Rule 23(b)(2) applies only when a single injunction or declaratory judgment would provide relief to each member of the class. It does not authorize class certification when each individual class member would be entitled to a different injunction or declaratory judgment against the defendant.
Wal-Mart, 564 U.S. at 360 (quotation marks omitted) (citation omitted).
2.
In their second amended complaint, Plaintiffs request the following injunctive relief for the General Class and both subclasses:
Plaintiffs ask that the Court enjoin Defendants to maintain a safe indoor apparent temperature (e.g., maintaining a heat index of 88 degrees or lower) inside each of the Pack Unit‘s housing areas (calculated using the NWS heat index table), or enter other injunctive relief sufficient to protect the health and safety of the prisoners at the Pack Unit.
The district court concluded that the General Class and both subclasses “easily” met the standard for
Defendants argue that certifying the classes under
The district court did not abuse its discretion. By its terms,
Defendants lean heavily on
We find this requirement satisfied here. While Plaintiffs requested that the district court “enjoin Defendants to maintain a safe indoor apparent temperature” (which admittedly offers little content), they also identified specific relief in “reasonable detail” that would fit this standard: “main-
Defendants contend that the district court “fail[ed] to explain how a single form of injunctive relief ... would necessarily be appropriate (or not) for the entire class.” It seems that Defendants take issue with the district court‘s failure to explain how air-conditioning as a possible remedy could provide class-wide relief from injuries caused by excessive heat. The answer, of course, is self-evident, and the district court did not abuse its discretion in declining to state the obvious. And, in any event, the district court heard expert testimony on this issue.
C.
Defendants also argue that the district court‘s
Prospective relief in any civil action with respect to prison conditions shall extend no further than necessary to correct the violation of the Federal right of a particular plaintiff or plaintiffs. The court shall not grant or approve any prospective relief unless the court finds that such relief is narrowly drawn, extends no further than necessary to correct the violation of the Federal right, and is the least intrusive means necessary to correct the violation of the Federal right.
The district court reasoned that the PLRA “does not prohibit[] class-wide relief in this case” because it only “prohibits relief that is unnecessary to correct the alleged
Defendants argue that a district court is required to take
As is always the case when interpreting legal text, our task is to give effect to the language Congress has enacted, not to read additional meaning into the
The text of
In reaching this conclusion, we are mindful that Congress rarely seeks to effect a fundamental change in law through circuitous means. “Congress ... does not, one might say, hide elephants in mouseholes.” Whitman v. Am. Trucking Ass‘ns, 531 U.S. 457, 468 (2001).
Defendants’ argument is also in tension with our decision in Williams v. Edwards, 87 F.3d 126 (5th Cir. 1996), where we held that the PLRA is not implicated at all until the district court actually sets its hand to fashioning injunctive relief. Williams involved a prison case that was certified as a class action prior to the PLRA‘s enactment. See id. at 128 & n.4, 133. The district court had not yet awarded prospective relief, and so we determined that
Relying on our decision in Ball v. LeBlanc, Defendants argue that the PLRA categorically prohibits an injunction requiring that the Pack Unit be air-conditioned. This is not so. In Ball—which was not a class action case—we held that a permanent injunction requiring that a prison facility be air-conditioned was overbroad under the PLRA because the evidence produced at trial showed that “there [were] many acceptable remedies short of facility-wide air conditioning” that could possibly cure the
Neither of these holdings precludes class certification here. Just as in Ball, if Plaintiffs obtain a favorable judgment at trial and it appears that air-conditioning the Pack Unit “extend[s] ... further than necessary to correct the violation,”
We hold that
IV.
Accordingly, because we conclude that the district court did not abuse its discretion in certifying the General Class or the subclasses, we AFFIRM.
Notes
A court of appeals may permit an appeal from an order granting or denying class-action certification under this rule if a petition for permission to appeal is filed with the circuit clerk within 14 days after the order is entered. An appeal does not stay proceedings in the district court unless the district judge or the court of appeals so orders.
