15 N.Y.2d 283 | NY | 1965
Lead Opinion
This is the question: when these parties in 1944 entered into a separation agreement providing $100 per month for the wife (plus an additional amount for the then infant child), which agreement stipulated that it might be incorporated into a divorce decree if one were afterwards made, and stipulated also that the separation agreement should not be considered as merged in the divorce decree or cancelled thereby; and when the wife thereafter obtained a divorce judgment which provided the same amount of alimony as fixed in the agreement, may the court on motion now modify the divorce decree by increasing the alimony to the wife on her showing that, particularly because of her condition of health and heavy medical expenses and because she has no other sources, $100 is inadequate for her basic support, or is such action by the court inhibited because the separation agreement, valid when made, remains binding as to the amount of alimony?
Special Term answering our question in the affirmative granted the motion and increased the wife’s monthly allowance to $350. The Appellate Division unanimously took the contrary view, reversed on the law and denied the motion, citing Schmelzel v. Schmelzel (287 N. Y. 21) and Goldman v. Goldman (282 N. Y. 296). Defendant relies on Schmelzel as a complete answer to the motion. Plaintiff cites sections 1155 and 1170 of the former Civil Practice Act (now Domestic Relations Law, § 236) and former section 51 of the Domestic Relations Law (now General Obligations Law, § 5-311) as authorizing the modification.
We hold that a separation agreement valid and adequate when made and which contains a nonmerger agreement continues to bind the parties when its terms as to support have been written into a subsequent divorce judgment but that this does not prevent a later modification increasing the alimony when it appears not merely that the former wife wants or by some standards
The Appellate Division in reversing and denying the motion in toto wrote an opinion in which it pointed out that in 1944, prior to the entry of the divorce judgment, the parties had entered into a separation agreement which provided among other things for the payment by the husband to the wife of $100 per month for her support. The Appellate Division’s ground for decision was stated thus: “ A divorce decree may not be amended so as to provide alimony payments to the wife in excess of those fixed by the parties in a separation agreement where the amount of the alimony is incorporated in the decree and where the agreement is not merged in the decree (Schmelzel v. Schmelzel, 287 N. Y. 21; Goldman v. Goldman, 282 N. Y. 296).” The Appellate Division’s statement that this separation agreement was not merged into the divorce judgment is clearly correct and is based on a provision in the separation agreement which in a customary form says that nothing contained in the separation agreement shall bar either party from maintaining
Such difficulty as there is in finding and applying the applicable rules of law in a case like this derives from a seeming, not real, illogic or contradiction in holding that, although the agreement was valid when made and was at least impliedly approved by the divorce court, nevertheless the judgment’s terms may be modified in the event of real, dire need although the agreement itself is unassailable. The difficulty has not been lessened by the language and reasoning in some of the decisions. Nonetheless, the rules themselves emerge clear and distinct, and rooted in fundamentals of our law.
Throughout the country (see decisions collected at 58 A. L. R. 639 et seq., and 109 A. L. R. 1068 et seq.), a court which has the power to modify the alimony provisions of a divorce judgment in case of proven need is not shorn of that power because there exists a prior separation agreement fixing a lesser measure of support for the wife. And such has always been the law of New York (Severance v. Severance, 260 N. Y. 432; Salmon v. Salmon, 261 N. Y. 646; Goldman v. Goldman, 282 N. Y. 296, supra; Kyff v. Kyff, 286 N. Y. 71, supra; Holahan v. Holahan, 274 App. Div. 846, affd. 298 N. Y. 798, supra). The statements in the Galusha (116 N. Y. 635, supra), Goldman (282 N. Y. 296, supra), Schmelzel (287 N. Y. 21, supra) and Jackson (290 N. Y. 512, supra) cases to the effect that so long as the separation agreement remains unrevoked its terms control must be read with the actual outcome of the Goldman, Holahan and similar litigations and with the statements in many other cases (see Lynn v. Lynn, 302 N. Y. 193, 204, supra, and Hettich v. Hettich, 304
The New York courts have always had power to modify the alimony set by a divorce judgment. In older times, the power was usually reserved by language in the judgment itself (Fox v. Fox, 263 N. Y. 68, 70, supra). Later on, the statutes which became sections 1155 and 1170 of the Civil Practice Act (and later, in general substance but quite different language, part of Domestic Relations Law, § 236) wrote into every divorce decree a reservation of power to modify when the facts so warranted (Karlin v. Karlin, 280 N. Y. 32, 36, supra). The basic theory is that the husband’s duty to support his wife is continued in the form of alimony which is subject to recalculation to fulfill that duty (Fox v. Fox, 263 N. Y. 68, 70, supra). The relevance of separation agreements is thus explained in the Schmelzel opinion (287 N. Y. 21, 26, supra, quoting from Goldman v. Goldman, supra): “ ‘ Such agreements, lawful when made, will be enforced like other agreements unless impeached or challenged for some cause recognized by law. It is not in the power of either party acting alone and against the will of the other to destroy or change the agreement.’ ” But that concept did not stop the court in Goldman’s case (282 N. Y. 296, supra) from reducing the alimony without destroying the agreement (see, also, Kyff v. Kyff, 286 N. Y. 71, supra, and Kunker v. Kunker, 230 App. Div. 641, supra). In Goldman this court pointed out (p. 305) “ that the direction of the court that the defendant shall pay to the plaintiff a sum less than he agreed to pay does not relieve the defendant of any contractual obligation.” The Kyff and Holahan holdings (supra) apply the same idea and so reject the principal argument of our present defendant-respondent which he states thus: ‘1 The court may not modify a valid separation agreement incorporated in a divorce decree when such agreement is not merged in the decree.” Of course, where there is a merger or incorporation of the earlier agreement into the judgment there is no doubt at all of the court’s full power to deal with alimony in the original decision or on modification. However, that is not the position here. Various of the decisions in this court earlier cited herein show that where the separation
If we were to deny modification power when pressing need therefor later appears, we would be construing this separation agreement as meaning that so long as he paid $100 every month defendant could not be made to carry the unescapable duty which is his, not consensually but by common law and statute, to provide support for the wife. That continuing duty cannot be escaped .by reliance on any contract and any agreement so written, construed or applied is invalid (General Obligations Law, § 5-311, formerly Domestic Relations Law, § 51).
Since the case must be returned to the Appellate Division which has not yet passed on the facts, we will discuss the proofs but to the extent only of holding that plaintiff made out a prima facie case for modification. Her motion was made on affidavits which asserted that she is in bad health and unable to work and that her expenses (including current medical expenses of more than $50 a week) far exceed the $100 per month alimony allowed in the 1945 divorce decision. When the $100 a month admeasurement was made the husband was earning a small salary and the wife had some earnings of her own but she has not been able to work since 1962 because of a serious impairment in health, as confirmed by her physician’s affidavit. Defendant prospered and is able to pay higher monthly alimony. Plaintiff’s affidavit included a schedule of allegedly necessary living expenses totaling $530.66 monthly and alleges that she owes about $1,200 in various debts. Defendant did not directly dispute any of plaintiff’s allegations but took the attitude that, regardless of changed circumstances, the separation agreement as matter of law permanently fixed the alimony. It will be for the Appellate Division on remand to set such a figure “ as justice may require ”, taking into account, as all alimony determinations must, all relevant factors including the circumstances of both.parties (Phillips v. Phillips, 1 A D 2d 393, affd. 2 N Y 2d 742; Winkler v. Winkler, 13 A D 2d 924, affd. 11 N Y 2d 693). A wife is not entitled to a share of her husband’s income as such nor is there a right to escalation as the husband prospers but she must have minimum support.
The order should be reversed, with costs in this court and in the Appellate Division, and the case returned to the Appellate Division for determination on the facts.
Dissenting Opinion
In no prior case has this court ever held that a separation agreement — or, more precisely, a decree predicated on the agreement which survives the decree—may be modified where such agreement was “ valid and adequate when made ” (opinion, p. 284) and, by reason thereof, “ is unassailable ” (opinion, p. 286). I had always thought it settled that a court lacked the power to modify a matrimonial judgment by changing the amount of alimony allowed therein if to do so would impair the rights of either party under a valid, nonmerged agreement. (See Galusha v. Galusha, 116 N. Y. 635; Goldman v. Goldman, 282 N. Y. 296; Schmelzel v. Schmelzel, 287 N. Y. 21.)
We did, it is true, in the Goldman case (282 N. Y. 296, supra), where the husband sought a reduction of the amount he was to pay, uphold the court’s power to modify the alimony provisions of the divorce decree despite the existence of a prior separation
In its opinion in the present case, the court recognizes that “ support agreements covered into divorce judgments are valid and binding until set aside for ab mitio invalidity” and that “ subsequent decree modifications leave the prior nonmerged support contract still in existence qua contract” (opinion, p. 285). If these propositions are correct—and undoubtedly they are — then, I would ask, how can the 1944 separation agreement before us, which was concededly valid when made, now be changed so as to impair the contract rights of the husband?
As I understand the majority’s argument, it is that, since the court possesses the power to modify the decree by reducing the amount of alimony previously agreed upon—as was held in Goldman (282 N. Y. 296, supra) and in Holahan v. Holahan (298 N. Y. 798)—the court has a like power to increase such amount. This, it seems to me, is a non sequitur. Quite obviously, if there is a reduction of alimony in the decree, the wife is still free to proceed against the husband in a contract action and thereby collect the larger amount provided for in the agreement.
The situation, however, is manifestly different where the decree is sought to be amended to provide that the husband should pay a larger amount of alimony than he had agreed upon. By imposing the heavier obligation upon him, the requested modification would unquestionably impair the husband’s contract rights and, for that reason, this court has never sanctioned such a change. This is precisely what was held in Schmelzel v. Schmelzel (287 N. Y. 21, supra). We there concluded that, since the agreement was fair and adequate when executed, the court lacked the power to direct the husband to pay a sum in excess of that which he had agreed to pay. In other words, unlike a modification downward— in which instance no right of the wife was impaired since she was at liberty to proceed against her husband on the agreement—a modification upward effected a substantial change in the contract which the parties had made. “ As was pointed out in the Goldman case,” declared the court in Schmelzel (287 N. Y., at p. 26), “ only a mutual act of the parties based upon mutual intention, or some other cause recognized by law, could terminate this valid separation agreement. ‘ Such agreements, lawful when made, will be enforced like other agreements unless impeached or challenged for some cause recognized by law. It is not in the power of either party acting alone and against the will of the other to destroy or change the agreement.’ (Goldman v. Goldman, supra, p. 300; Galusha v. Galusha, 116 N. Y. 635; Galusha v. Galusha, 138 N. Y. 272.) ”
I recognize that, if the agreement were to relieve the husband of his obligation to support his wife, it would be void under old section 51 of the Domestic Relations Law (now General Obligations Law, § 5-311) and a court would, of course, be privileged to disregard it and modify the decree’s support provision, based as it was upon the invalid contract. For instance, if there was ‘ ‘ an agreement to pay, and a payment of, a lump sum to a wife in return for a release of the husband from all future liability for the wife’s support ”, the agreement would be subject to attack. (Jackson v. Jackson, 290 N. Y. 512, 516-517; see, also, Kyff v. Kyff, 286 N. Y. 71; Salmon v. Salmon, 261 N. Y. 646.) But the present is not such a case. Here, to paraphrase what was said in the Jackson case (290 N. Y., at p. 516), there was an agree
The court regards these principles as inapplicable to the case before us. The agreement, it is urged, is not controlling because the $100 a month which was there provided “ is [now] inadequate for her basic support ” and because the husband’s financial condition has greatly improved. The disproportion between her needs and his means — 20 years have passed since their absolute divorce — is glaring and, if she has redress under the law, there is no -question of her right to an increase within the limitations specified in the majority opinion. But the inequity of the situation is not something, I venture, which impinges on the validity of the agreement and renders it void. There is no question, as all agree, that, when it was made, the agreement was fair and adequate and, consequently, it follows that the court lacks the power to modify the decree by requiring the defendant to pay more than had been agreed upon in the contract.
Certainly, if the defendant’s means had not improved, the plaintiff would not be entitled to an increase, however unfortunate her circumstances. Nor would she be entitled to an increase, regardless of the improvement in the defendant’s income, if she were, in fact, able to get by with some measure of comfort on the stipulated allowance or had some other possible means of support. In either event, it is safe to assume that the court would have upheld the agreement as controlling and rejected the plaintiff’s application. What, then, is the qualitative factor which empowers the court to disregard the agreement as being no longer a binding contract? It would appear to be the concurrence of both factors — the plaintiff’s destitution and the defendant’s prosperity. These parties could easily have provided in their agreement for the contingency of a change in
As I have already observed, I am not aware of any authority for the conclusion reached by the court; a mere reading of the oases cited in its opinion reveals that they have little, if anything, to do with the question presented. For instance, in Severance v. Severance (260 N. Y. 432), the court struck the alimony provision from a judgment of divorce because of the wife’s remarriage — such action being mandated by statute ( Civ. Prac. Act, § 1159, now Domestic Relations Law, § 248)—though, in so doing, it left open the question whether the wife could proceed against the husband on the agreement. In Salmon v. Salmon (261 N. Y. 646, supra), a 19'21 agreement actually relieved the husband of his duty of support by providing for an initial lump sum payment (of $2,150) and for weekly payments of alimony— at first of $12.50 and then of $7.50—for only 12 years, explicitly specifying, as it did, that “ no further payments shall be required after July 11, 1933 thus, in short, the agreement provided for an ultimate cessation of all support. In Fox v. Fox (263 N. Y. 68) and Lynn v. Lynn (302 N. Y. 193), there was no agreement involved; indeed, the Lynn case dealt with the very different problem of a “divisible divorce ”. In Karlin v. Karlin (280 N. Y. 32), we approved a modification of the judgment ‘ ‘ nunc pro time as of the date it became final, so as to square it with what was then the obligation of the husband under the agreement made by the parties ” (p. 36). In Kyff v. Kyff (286 N. Y. 71, supra), we held that a lump sum settlement is no bar to alimony in a divorce suit, since the agreement, under the facts there disclosed, was invalid as a device to relieve the husband from his duty of support. In Jackson v. Jackson (290 N. Y. 512, supra) and Hettich v. Hettich (304 N. Y. 8), there was no question of a modification.
In sum, then, it is my view that, although a court has the statutory power to modify a decree, even though there is a separation agreement which survives the decree, the court may not exercise that power if, as in the case before us, to do so
Judges Dye, Burke, Scileppi and Bergan concur with Chief Judge Desmond; Judge Fuld dissents in an opinion in which Judge Van Voorhis concurs.
Order reversed, with costs in this court and in the Appellate Division, and matter remitted to that court for determination of the questions of fact.