Commonwealth ex rel. Stevens, Appellant, v. Myers.
Supreme Court of Pennsylvania
September 29, 1965
419 Pa. 1
Ralph B. D‘Iorio, Assistant District Attorney, Domenic D. Jerome, First Assistant District Attorney, and Jacques H. Fox, District Attorney, for appellee.
OPINION BY MR. JUSTICE ROBERTS, September 29, 1965:
This appeal questions the correctness of the dismissal, without hearing, of a 1963 petition for a writ of habeas corpus contesting a 1954 murder conviction.
After appellant-petitioner Stevens’ 1954 jury trial resulted in a verdict of murder in the first degree on a felony-murder charge, the trial judge imposed a sentence of life imprisonment. Stevens, represented by court appointed counsel at trial, took no direct appeal but in 1959 he attacked the conviction by way of a petition for a writ of habeas corpus. That petition was dismissed by the Court of Common Pleas of Delaware County and the dismissal was affirmed by this Court. Commonwealth ex rel. Stevens v. Myers, 398 Pa. 23, 156 A. 2d 527 (1959). Certiorari was denied by the Supreme Court of the United States. 363 U.S. 816, 80 S. Ct. 1254 (1960). In 1963 Stevens, again contending that his murder conviction was invalid, once more sought a writ of habeas corpus.1 The petition was dismissed without hearing and the present appeal follows the dismissal of this second petition.2
I
At the outset, we feel constrained to discuss an important issue of prematurity which was not raised by the Commonwealth or noticed by the court below.3
At the time Stevens was sentenced to life imprisonment on the murder conviction, he was already serving a sentence for an unrelated Pennsylvania robbery. The trial judge explicitly directed that the life sentence commence at the expiration of the ten to twenty year robbery sentence.4 Since the robbery sentence was to run from April 14, 1954, the expiration date of the minimum was April 14, 1964 and the expiration date of the maximum will be April 14, 1974. Sentences are considered imposed for the maximum term unless parole intervenes. Commonwealth ex rel., Appellant [sic] v. Ashe, 320 Pa. 341, 344, 345, 182 Atl. 229, 230-31 (1936); Commonwealth ex rel. Salerno v. Banmiller, 189 Pa. Superior Ct. 156, 161, 149 A. 2d 501, 504 (1959). Since petitioner has not been paroled, he is presently serving a sentence which he does not challenge.5 Under such circumstances the rule has been that since the writ of habeas corpus is said to test only the legality of present restraint, the petition must be dismissed as prema-
In focusing on the precise issue presented by this case, we might note that the problems of mootness and prematurity—along with several other questions, such as the availability of habeas corpus to a convict who is at large on bail—are sometimes grouped together as aspects of a single concept of “custody” which has been deemed requisite to support relief by habeas corpus. Notwithstanding the historical validity of this conceptual assimilation, the several questions present different considerations for judicial resolution and, for that reason, each deserves analysis on its own footing.
For example, the question whether habeas corpus relief should be extended to a parolee (as in Jones v. Cunningham, supra) involves basically the determination whether judicial time and effort should be expended to hear grievances of a paroled convict whose conviction presently prejudices him only by virtue of the restraints incident to parole status, not by the much more serious injury of incarceration. The question whether habeas corpus should be extended to a prisoner attacking one of two concurrent sentences of identical length, in a situation where the sentence attacked does not affect parole on the unchallenged sentence, involves different considerations, principally those relating to the function of courts in rendering advisory opinions. (Compare the factual situation in Commonwealth ex rel. Toliver v. Ashe, 336 Pa. 206, 8 A. 2d 541 (1939) (concurrent sentences), cert. denied, 311 U.S. 646, 61 S. Ct. 21 (1940); compare also Commonwealth ex rel. Carter v. Myers, 205 Pa. Superior Ct. 478, 211 A. 2d 46 (1965)).
The question directly presented by the case now before us, however, is still different. We must answer, on its own footing, the question whether habeas corpus should be made available to a prisoner like Stevens, who will almost inevitably arrive in the future at incarceration under the sentence he attacks. It is the considerations which bear on this question which we must analyze and assess.
A “prematurity” argument substantially different from that in the present case is sometimes made where a petitioner questions the sentence which he is presently serving but he has additional sentences to serve subsequently. Obviously, even if the petitioner prevails in attacking the sentence presently served he will have fur-
beas corpus8 as used in Pennsylvania, but also as a principle applicable to the federal writ,9 and the writ
In earlier times petitions for writs of habeas corpus were a far greater rarity than today, at least in Pennsylvania. Today‘s frequent resort to the writ can be laid to the burgeoning use of the writ as a means of attacking criminal convictions collaterally. This phenomenal development of the writ as an instrument of postconviction litigation was not foreseen when the common law deemed the writ competent to test only sentences under which the petitioner was then serving.13
Even so, the changed quality of some petitions does not alone account for the dissatisfaction to be found in the prematurity limitation today. What compounds15
The prematurity doctrine, when now applied to petitions raising contentions which, if sustained, would require a new trial, imports added dangers into today‘s changed situation, a situation already fraught with numerous difficulties. By conservative estimate a retrial ordered on a petition for habeas corpus would come no earlier than four years after the original trial if the petition is promptly brought and disposed of in the normal course. Actually, the intervening time is likely to be substantially greater. In the present case, for example, the petition was filed ten years after the original trial. The prematurity concept, if applied, would compound the situation, were a hearing or retrial required, by doubling this time and postponing the hearing or retrial for ten more years, until after 1974.18 In metropolitan areas and in our more popu-
Such delay naturally places a serious and sometimes fatal strain on the Commonwealth‘s ability to present its case on retrial. Witnesses may have become scattered or disappeared entirely, memories may have faded and other evidence may no longer be accessible. Neither is it to be overlooked that habeas corpus hearings may be rendered progressively more difficult with the passage of time. “It is needless to dwell on the desirability of prompt review and of the difficulties presented by delayed review, difficulties which, among other things, affect both the ability to conduct satisfactorily a comprehensive habeas corpus hearing and the ability to proceed effectively with a new trial if one is required.” Commonwealth ex rel. Harbold v. Myers, 417 Pa. 358, 367, 207 A. 2d 805, 810 (1965). We are also mindful that, in addition to the heavy disadvantage to the Commonwealth already noted, similar evidentiary considerations indicate that a petitioner‘s capability to make out a claimed violation of constitutional rights at a habeas corpus hearing, or his ability to defend himself upon retrial, may be prejudiced by lengthy delay.
In short, delay may cause either the Commonwealth or the petitioner to forfeit the hearing or retrial without regard to the merits of the case. Eventually, however, the heaviest detriment comes to the Commonwealth. Upon a retrial, the Commonwealth has the18
The prematurity concept as applied to petitions collaterally attacking convictions only aggravates these already acute problems. In return for its serious disadvantages, the concept has little to recommend it except the historical lineage of the writ as used in other instances. We do not believe that mere historical considerations, now outdistanced by modern conditions, should be allowed to control the scope of a writ which in this state is clearly adaptable to the exigencies of the times when the writ is used in a new class of cases. See Commonwealth ex rel. Levine v. Fair, 394 Pa. 262, 285, 146 A. 2d 834, 846 (1958); Gosline v. Place, 32 Pa. 520, 524 (1859); Commonwealth v. Gibbons, 9 Pa. Superior Ct. 527, 533 (1899), aff‘d sub nom. Kelly‘s Contested Election, 200 Pa. 430, 50 Atl. 248 (1901). “Old forms will not entirely suit new classes of cases, but must be moulded to suit them.” Gosline v. Place, 32 Pa. 520, 524 (1859). Although steeped in tradition, the writ is not insensitive to change. Since the writ has developed as a means of collateral, postconviction attack, the prerequisites for permitting its use should be adjusted so that the writ may effectively perform that role. Our present judgment must be based on today‘s needs which the writ is capable of meeting in satisfying the present demands of justice.
Nor do we entertain any doubt of our judicial power to delineate the conditions under which our writ of habeas corpus may be used in challenging criminal convictions.19 Although there does exist in Pennsylvania
It is notable that the original rigidity of the prematurity concept has been relaxed in some areas. In the face of the general principle that a petition for habeas corpus attacks only present illegal confinement,21
Reason accords with necessity and practicality in urging that we make the conditions under which the writ will issue conform with its current scope in cases of the instant sort. The history of the writ, its traditional use, and its recent development all indicate the writ‘s flexibility as a procedural vehicle for collaterally reaching fundamental defects in the administration of criminal justice. A refusal to permit the employment of the writ in the present circumstances would result in placing central emphasis on the history of the writ rather than upon its suitable employment in maintaining the balance “nice, clear and true between the State and the accused.”24
Confident of our power to mold the Great Writ to the exigencies of the times, and mindful of present necessities, we conclude that the prematurity concept should be modified in circumstances such as those present here and that the writ of habeas corpus may be sought in postconviction attacks on the validity of a final judgment of conviction even though the petitioner has not yet begun to serve the sentence imposed.25
II
Only one issue on the merits presently deserves extended discussion. Stevens contends that he was deprived of his right of appeal because he was already in prison, a pauper, and unable to proceed on his own behalf without the benefit of counsel. The record before us also contains the important claim that trial counsel refused to take the appeal because of Stevens’ lack of funds.
Court appointed counsel ably represented petitioner at trial. He diligently and adequately preserved the issues on the record in the event of an appeal. Furthermore, counsel filed motions for a new trial and in arrest of judgment, although these were ultimately refused by the trial court.26 Following petitioner‘s sentence, however, no action was taken to pursue and perfect his right of direct appeal to this Court.27
Stevens’ right on direct appeal included the right to the assistance of counsel at this critical stage. Douglas v. California, 372 U.S. 353, 83 S. Ct. 814 (1963); Commonwealth v. Sliva, 415 Pa. 537, 204 A. 2d 455 (1964). It is no bar that the pertinent events of Stevens’ conviction occurred before the decision in Douglas v. California, supra. Douglas must be applied retroactively. Smith v. Crouse, 378 U.S. 584, 84 S. Ct. 1929 (1964) (per curiam), reversing 192 Kan. 171, 38625
Naturally, a hearing is not required in every case in which there has not been a timely direct appeal. However, the petition and record before us suggest enough on this issue so that we feel it necessary to remand for a hearing at which time the court should inquire into all the circumstances attendant upon the failure to take a direct appeal in this case.28 Especially significant in this regard is the allegation that trial counsel refused to take an appeal because of petitioner‘s lack of funds.29 Among the questions into which the hearing court should specifically inquire are: whether petitioner was indigent at the conclusion of his trial, whether he was informed of his right to appeal by anyone, whether he independently knew of his right to appeal, whether he desired to appeal, whether he communicated a desire to his trial counsel that he
It is best that we do not decide in the abstract exactly what facts must be shown in these regards for a denial of constitutional rights to be proved. Because the question is somewhat novel, that determination is best left to a time and posture when there is a full record. In the event the hearing court determines that there was no denial of rights, it shall enter an order dismissing the petition for habeas corpus. Should the court decide that there was a denial of constitutional rights, it shall then enter an order so finding and shall transfer the record to the court of oyer and terminer so that counsel may be appointed for appeal and an order entered authorizing an appeal to be taken from the judgment of sentence on the murder conviction.31 The parties have their usual right of appeal from the hearing court‘s order.
Should it be concluded below that there was a denial of rights in regard to the appeal, we will allow relator, on motion of his appointed counsel, to docket his appeal here just as if timely filed.32
III
We find it unnecessary to engage in extended discussion of further contentions in the habeas corpus petition. Petitioner‘s allegation that the Commonwealth suppressed evidence is contradicted by the trial record and petitioner‘s own testimony at trial. We also expressly reject petitioner‘s contention that his conviction is invalid because, at his trial prior to the Split-Verdict Act of December 1, 1959, P. L. 1621, §1,
The order of the Court of Common Pleas of Delaware County is vacated and the record is remanded for proceedings consistent with this opinion.32
CONCURRING OPINION BY MR. CHIEF JUSTICE BELL:
Recent decisions of the Supreme Court of the United States which overruled and changed well settled law are the real cause of the flood of habeas corpus petitions which, unlimited and unrestricted by that Court, are unrealistically and unnecessarily swamping State
The Supreme Court of the United States has radically changed the writ of habeas corpus, its functions, its use and its boundaries.*** These decisions of the
* For example, in Fay v. Noia, 372 U.S. 391, Mr. Justice CLARK said in his dissenting Opinion (page 445): “First, there can be no question but that a rash of new applications from state prisoners will pour into the federal courts, and 98% of them will be frivolous, if history is any guide.*
“* In the 12-year period from 1946 to 1957 the petitioners were successful in 1.4% of the cases.”
** In Douglas v. California, 372 U.S. 353, Mr. Justice CLARK said in a footnote in his dissenting Opinion (page 358): “Statistics from the office of the Clerk of this Court reveal that in the 1961 Term only 38 of 1,093 in forma pauperis petitions for certiorari were granted (3.4%). Of 44 in forma pauperis appeals, all but one were summarily dismissed (2.3%).” See also Opinion of Mr. Justice FRANKFURTER in Brown v. Allen, 344 U.S. 443, 498; also in Darr v. Burford, 339 U.S. 200, 233.
*** For instance, in our case of Commonwealth v. Garner, this Court had denied an allocatur from the Superior Court‘s decision (196 Pa. Superior Ct. 578) which affirmed a decision of the Quarter Sessions Court of Philadelphia County (May Term, 1944, No. 887 and No. 888) denying Garner‘s petition for a rule to show cause (in effect, a habeas corpus proceeding) why a judgment of sentence entered on a guilty plea June 21, 1944, should not be vacated. The Supreme Court of the United States in its October Term 1962, Miscellaneous No. 67, vacated the aforesaid judgment of the Supreme Court of Pennsylvania and remanded the case to this Court “for further consideration in light of Gideon v. Wainwright, 372 U.S. 335.” The Supreme Court made this Order in 1963 even though at the time the petitioner filed his aforesaid rule and petition he had fully served his sentence and had been released and discharged in 1950. Garner desired the old Pennsylvania sentence
Mr. Justice ROBERTS has written a learned Opinion in which he further extends the writ of habeas corpus to reach every allegedly unlawful detention or restraint or conviction. Although I disagree with this further extension of the writ and with some of the ideas, interpretations, deductions and conclusions of the majority, this case is so unusual that, I repeat, I concur in the result.***
DISSENTING OPINION BY MR. JUSTICE COHEN:
Throughout the great and long history of the writ of habeas corpus no court has ever held, and many have expressly rejected the proposition, that the writ could issue on behalf of one who was lawfully confined. Here, petitioner seeks to attack the validity of a conviction although he is lawfully confined by reason of a different, unassailed, prior conviction. He has not yet begun to serve the sentence imposed upon the conviction which he attacks. In similar circumstances the Supreme Court of the United States has held that the
*** to be vacated, in order that he might apply to the appropriate Court in New York for a reduction of his sentence for a crime committed in the State of New York, which sentence had been based on his being a recidivist.
The majority sets forth only one reason for changing the rule—that it will facilitate hearings on petitions and retrials (should they be necessary) because the evidence will be fresher. While there is much said in the majority opinion about the novelty of today‘s circumstances compared to the antiquity of the rule regarding when a petition for habeas corpus is appropriate, there is nothing novel about the majority‘s reason for change. Staleness of evidence must surely have been as much of a problem when the Hill and Ashe cases, supra, were decided as it is today.
The only thing that is different today is the increased number of petitions for habeas corpus. While this may increase the number of cases in which staleness of evidence becomes a problem it has another consequence—it greatly increases the case load pressure upon the courts and district attorneys. Why should we now increase that pressure with cases that have heretofore been considered premature? District Attorneys and courts may well find it a mixed blessing to have less time to effectively utilize fresher evidence.
But speculation—and it is only speculation—about the practical effects of throwing out the rule is beside the main point. The majority approaches the issue as though the old rule has no reason. But it does. Courts never should decide issues unless and until they have to—especially constitutional issues. “It is not the habit of the court to decide questions of a constitutional nature unless absolutely necessary to a decision of the case.” Burton v. United States, 196 U.S. 283, 295 (1905). This important principle of judicial restraint
In my opinion, the majority has perverted the writ of habeas corpus, increased the case load pressure with premature cases, and unnecessarily decided constitutional issues—with no immediate benefit to the lawfully confined petitioner. Nothing said by the majority justifies its action or impels me to abandon our long line of decisions. To do so requires that I ignore Mr. Justice STONE‘S penetrating discussion in McNally v. Hill, supra. It should suffice to note only the Court‘s conclusion in McNally: “Without restraint of liberty the writ will not issue. . . . Equally, without restraint which is unlawful, the writ may not be used. A sentence which the prisoner has not begun to serve cannot be the cause of restraint which the statute [habeas corpus] makes the subject of inquiry.”
I dissent.
Mr. Justice JONES joins in this dissent.
