Cody-Allen Zab v. Rhode Island Department of Corrections et al.; Jose R. Rivera v. State of Rhode Island Department of Corrections, by and through its Director, Patricia Coyne-Fague, in her official capacity.
No. 2019-459-Appeal. (PM 17-4195); No. 2019-462-Appeal. (PC 17-433)
Supreme Court of Rhode Island
March 2, 2022
Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Long, JJ.
NOTICE: This opinion is subject to formal revision before publication in the Rhode Island Reporter. Readers are requested to notify the Opinion Analyst, Supreme Court of Rhode Island, 250 Benefit Street, Providence, Rhode Island 02903, at Telephone 222-3258 or Email opinionanalyst@courts.ri.gov of any typographical or other formal errors in order that corrections may be made before the opinion is published.
(Dissent begins on Page 18)
Present: Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Long, JJ.
O P I N I O N
Justice Lynch Prata, for the Court. In these consolidated appeals, the plaintiffs, Cody-Allen Zab (Zab) and Jose R. Rivera (Rivera) (collectively plaintiffs), appeal from Superior Court judgments entered in favor of the defendants, the Rhode Island Department of Corrections (DOC), Director Patricia Coyne-Fague in her official capacity (DOC Director), and Global Tel*Link Corporation (Global) (collectively defendants).1 Before this Court, the plaintiffs argue that the trial court erred in finding that it did not have jurisdiction to hear the plaintiffs’ claims based on
Facts and Travel
It is undisputed that plaintiffs are serving sentences of life imprisonment at the Adult Correctional Institutions. Zab pled guilty to one count of first-degree murder and arson charges; on April 9, 2008, he was sentenced to life imprisonment. Zab v. Zab, 203 A.3d 1175, 1175 (R.I. 2019) (mem.).4 Rivera was convicted of sexually assaulting three developmentally disabled women and was sentenced to life imprisonment, plus sixteen years. State v. Rivera, 987 A.2d 887, 893, 897 (R.I. 2010).5
The plaintiffs assert that while imprisoned at the ACI they incurred injuries due to defendants’ negligence. Specifically, Zab alleges that his arm was severely burned and permanently disfigured when he made contact with an exposed hot water pipe at the ACI. The pipe was located adjacent to telephones used by inmates, and Zab alleges that defendants knew about the hazard but failed to mitigate the danger it posed. Zab filed suit against defendants in the Superior Court, asserting a federal claim under
Zab and defendants filed cross-motions for summary judgment, and the DOC filed a motion for judgment on the pleadings in the Rivera action. Arguments and consideration of the motions for summary judgment and the motion for judgment on the pleadings were consolidated in the Superior Court. The issue before the hearing justice was whether plaintiffs’ negligence claims were barred by the civil death statute, which provides that “[e]very person imprisoned in the adult correctional institutions for life shall, with respect to all rights of property, to the bond of matrimony and to all civil rights and relations of any nature whatsoever, be deemed to be dead in all respects[.]”
At the conclusion of oral arguments, the hearing justice issued a bench decision, concluding that the civil death statute barred plaintiffs’ negligence claims. The hearing justice also ruled that Zab‘s
Standard of Review
“This Court reviews a decision granting a party‘s motion for summary judgment de novo.” Middle Creek Farm, LLC v. Portsmouth Water & Fire District, 252 A.3d 745, 750 (R.I. 2021) (quoting Boudreau v. Automatic Temperature Controls, Inc., 212 A.3d 594, 598 (R.I. 2019)). We, like the hearing justice, “view the evidence in the light most favorable to the nonmoving party, and if we conclude that there are no genuine issues of material fact and that the moving party is entitled to judgment as a matter of law, we will affirm the judgment.” Id. at 751 (quoting Boudreau, 212 A.3d at 598).
Moreover, it is well settled that “[t]he judicial branch * * * is the ‘ultimate interpreter of the Constitution.‘” In re Advisory Opinion to the Governor, 732 A.2d 55, 69 (R.I. 1999) (quoting City of Pawtucket v. Sundlun, 662 A.2d 40, 58 (R.I. 1995)). Accordingly, “this Court is the only body authorized to finally determine the constitutionality of a statute.” Id. (citing Sundlun, 662 A.2d at 58); see
Discussion
On appeal, plaintiffs contend that the civil death statute is unconstitutional because it violates their right to access the courts and seek a remedy for wrong done to them. In addition, Zab maintains that the civil death statute is unconstitutional because it prevents him from asserting a
Zab‘s § 1983 Claim
We first address Zab‘s claim that the civil death statute violates the Supremacy Clause of the United States Constitution, Article VI, clause 2, because it prevents him from bringing a Superior Court action under
Although Zab contends that the civil death statute is unconstitutional because it divests the Superior Court of jurisdiction to hear his
Plaintiffs’ Negligence Claims
We now turn to plaintiffs’ contentions that the civil death statute unconstitutionally divested the Superior Court of authority to hear their negligence claims. The plaintiffs contend that the civil death statute treads upon their constitutional rights, including the right of access to the courts as guaranteed by
The plaintiffs carry the burden of persuading this Court that the civil death statute “violates a specific provision of the state constitution or the United States Constitution[.]” Moreau v. Flanders, 15 A.3d 565, 574 (R.I. 2011) (brackets
This Court has interpreted the plain and unambiguous language of the civil death statute as declaring “that a person * * * who is serving a life sentence, is deemed civilly dead and thus does not possess most commonly recognized civil rights[,]” including the ability to assert civil actions. Gallop v. Adult Correctional Institutions, 182 A.3d 1137, 1141 (R.I. 2018) (Gallop II). Until today this Court has not addressed the constitutionality of the civil death statute. See Gallop v. Adult Correctional Institutions, 218 A.3d 543, 550 (R.I. 2019) (Gallop III) (declining to address arguments that the civil death statute is unconstitutional because the issue was barred by the “raise-or-waive” rule and procedural law).
The plaintiffs allege that the civil death statute violates
Applicability of Article 1, Section 5
“Every person within this state ought to find a certain remedy, by having recourse to the laws, for all injuries or wrongs which may be received in one‘s person, property, or character. Every person ought to obtain right and justice freely, and without purchase, completely and without denial; promptly and without delay; conformably to the laws.”
We first consider the threshold question of whether plaintiffs’ arguments are inapposite because “article 1, section 5, is not a self-executing constitutional provision[.]” Smiler v. Napolitano, 911 A.2d 1035, 1039 n.5 (R.I. 2006). This Court has recognized that claims brought under constitutional provisions that are not self-executing do not give rise to a private cause of action and, thus, cannot be maintained. See Doe v. Brown University, 253 A.3d 389, 399, 401 (R.I. 2021) (holding that plaintiffs could not maintain a cause of action under the antidiscrimination clause of the Rhode Island Constitution because the clause was not self-executing); Bandoni v. State, 715 A.2d 580, 595 (R.I. 1998) (holding that plaintiffs could not maintain a cause of action for money damages under a constitutional amendment that was not self-executing).
Very significantly, plaintiffs are not asserting new substantive rights by invoking
Indeed, this Court has recognized that the purpose of
Constitutionality of the Civil Death Statute
We now turn to the constitutionality of the civil death statute.
The defendants argue that the civil death statute does not impinge on the right of access to the courts because, they contend, it only prohibits a life prisoner‘s “ability to pursue a negligence claim for damages.” However, the sweep of the civil death statute is actually far broader. The General Assembly may, without violating
As this Court has recognized, the civil death statute extinguishes a life prisoner‘s civil rights “by operation of law” and prevents such a prisoner from bringing any civil actions in state courts. Gallop II, 182 A.3d at 1141. In our view, this amounts to a complete bar on a life prisoner‘s right to access the courts that is inconsistent with
Having determined that the civil death statute implicates “an expressly enumerated constitutional right” under our state constitution, “this Court must examine the statute with ‘strict scrutiny.‘” Cherenzia v. Lynch, 847 A.2d 818, 823 (R.I. 2004) (quoting Kennedy v. State, 654 A.2d 708, 712 (R.I. 1995)). Because strict scrutiny is the proper basis under which to examine the civil death statute, “the burden is no longer on the challenger to prove that it is unconstitutional beyond a reasonable doubt.” Federal Hill Capital, LLC v. City of Providence by and through Lombardi, 227 A.3d 980, 985 n.6 (R.I. 2020). Rather, the burden shifts to “the state to demonstrate that the legislation was ‘justified by a compelling government interest and was narrowly drawn to serve that interest[.]‘” Id. (brackets omitted) (quoting Brown v. Entertainment Merchants Association, 564 U.S. 786, 799 (2011)).
In support of their contention that the civil death statute is unconstitutional, defendants advance a single governmental interest: that it functions as an additional sanction imposed upon some of the state‘s worst criminals and furthers the goals of punishment and deterrence. This Court has recognized that “[t]he loss of civil status as a form of punishment is a principle that dates back to ancient societies.” Gallop II, 182 A.3d at 1140-41. However, it is our opinion that this particular additional punishment is not a compelling reason to override the right of access to the courts that is textually guaranteed by the Rhode Island Constitution.
Moreover, even assuming, arguendo, that additional punishment upon the life-imprisoned is a compelling government interest—which we do not believe to be the case—the civil death statute is not narrowly drawn to serve that interest. The statute implicates the rights of “[e]very person imprisoned in the [ACI] for life[,]”
Here, this Court has—for the first time—been directly confronted with the constitutionality of
Conclusion
For the foregoing reasons, that portion of the order entered in the Zab action, PM 17-4195, on September 11, 2019, that grants the defendants’ motion for summary judgment as to Zab‘s negligence claim, is reversed. That portion of said order that grants summary judgment in favor of the defendants on Zab‘s claim under
Further, the order entered in the Rivera matter, PC 17-433, on September 11, 2019, granting summary judgment in favor of the DOC is reversed; the judgment entered in said matter of even date is vacated.
The papers in these cases shall be returned to the Superior Court with direction to enter new orders in both matters consistent with this opinion. Moreover, the Superior Court is directed to enter a new judgment in the Zab matter consistent with this opinion.
Justice Goldberg, dissenting. Today, the majority has declared unconstitutional the civil death statute,
First, it is worth noting that this Court has never held that
The only issue before this Court in the cases at bar is whether the civil death statute bars plaintiffs from bringing the instant negligence claims against the prison where plaintiffs are serving life sentences for horrific crimes. We have already answered this question. In Gallop v. Adult Correctional Institutions, 182 A.3d 1137 (R.I. 2018) (Gallop II), a unanimous Court definitively held that the Superior Court did not have authority to hear the life-prisoner plaintiff‘s negligence claim. See Gallop II, 182 A.3d at 1141.1
“In the typical case, this Court is ‘quite reluctant to reach constitutional issues when there are adequate non-constitutional grounds upon which to base our rulings.‘” Mackie v. State, 936 A.2d 588, 596 (R.I. 2007) (quoting State v. Lead Industries Association, Inc., 898 A.2d 1234, 1239 (R.I. 2006)). The facts of this case give me no reason to deviate from established jurisprudence in Gallop II. “This [C]ourt has explicitly held that
Company, Inc., 471 A.2d 195, 198 (R.I. 1984), we should refrain from looking beyond the facts of the case before us. See State v. Russell, 890 A.2d 453, 459, 462 (R.I. 2006) (“When a limiting construction can be placed on a statute to save its constitutionality, an overbreadth analysis should be avoided. * * * [T]his Court‘s review of a vagueness challenge to a statute is limited to ‘the facts of the case at hand.’ * * * We will not consider how the statute may apply to a hypothetical defendant in another case[.]“) (quoting State v. Fonseca, 670 A.2d 1237, 1240 (R.I. 1996)); see also State v. Berberian, 416 A.2d 127, 129 (R.I. 1980) (same).
Prison inmates, especially life prisoners, are not entitled to the same degree of constitutional rights as are members of society at large, and that includes the right to bring tort claims against the warden for a slip and fall or a burned hand. See Shaw v. Murphy, 532 U.S. 223, 229 (2001) (“We nonetheless have maintained that the constitutional rights that prisoners possess are more limited in scope than the constitutional rights held by individuals in society at large.“); see also Lewis v. Casey, 518 U.S. 343, 354, 355 (1996) (“Nearly all of the access-to-courts cases in the Bounds line involved attempts by inmates to pursue direct appeals from the convictions for which they were incarcerated, * * * or habeas petitions[.] * * * Bounds does not guarantee inmates the wherewithal to transform themselves into litigating engines capable of filing everything from
“Repeal is the province of the Legislature.” Gallop II, 182 A.3d at 1141. It is a longstanding principle that the “function of adjusting remedies to rights is a legislative rather than a judicial one[.]” Henry v. Cherry & Webb, 30 R.I. 13, 37, 73 A. 97, 107 (1909); see Fournier v. Miriam Hospital, 93 R.I. 299, 305, 175 A.2d 298, 301 (1961) (“This [C]ourt * * * [has] observed that, ‘[a]lthough, in a free government, every man is entitled to an adequate legal remedy for every injury done to him, yet the form and extent of it is necessarily subject to the legislative power * * *.‘“) (quoting In re Nichols, 8 R.I. 50, 54 (1864)). Common law rights can be limited or abrogated by the Legislature. See Kennedy, 471 A.2d at 199 (“[T]his [C]ourt [has] noted the Legislature‘s power to alter the substance of the common law.“). In my more than two decades of service on this Court, I cannot recall ever having declared a statute to be unconstitutional; this should not be the first case with such a drastic result in light of our longstanding jurisprudence.
Therefore, in my opinion, because the facts of this case do not warrant a usurpation of the legislative power, this Court should allow the General Assembly an opportunity to address the constitutional concerns that the majority raises, as we have done in previous cases. See State by and through Kilmartin v. Rhode Island Troopers Association, 187 A.3d 1090, 1102 (R.I. 2018) (noting that the General Assembly responded to the Court‘s abrogation of sovereign immunity in Becker v. Beaudoin, 106 R.I. 562, 261 A.2d 896 (1970) by enacting the Governmental Tort Liability Act); see also Lacey v. Reitsma, 899 A.2d 455, 458 (R.I. 2006) (applying the recreational use statute, but noting the Court‘s concerns and affording the Legislature an opportunity to revisit the statute: “Perhaps the time has come for the General Assembly to revisit the provisions of the Recreational Use Statute[.]“); Barrett v. Barrett, 894 A.2d 891, 895 (R.I. 2006) (noting that in Digby v. Digby, 120 R.I. 299, 388 A.2d 1 (1978) the General Assembly responded to the Court‘s abrogation of interspousal immunity by statutorily abrogating the doctrine); Digby, 120 R.I. at 305, 388 A.2d at 4 (granting a brief stay of prospective abrogation of interspousal immunity); Becker, 106 R.I. at 571-72, 261 A.2d at 901-02 (granting a brief stay of execution to afford the General Assembly an opportunity to enact legislation regarding municipal tort immunity).
Finally, it is my belief that the majority‘s opinion will unnecessarily open the floodgates to frivolous inmate claims that will interfere with the orderly operation of the ACI. For this reason alone, this Court should have declared an intermission, rather than rush to judgment and interfere with the General Assembly‘s role.
Consequently, I respectfully dissent.
