The CITY OF HOUSTON, Appellant, v. Donald CLARK, Appellee.
No. 14-03-00399-CV.
Court of Appeals of Texas, Houston (14th Dist.).
March 18, 2008.
Substitute Concurring Opinion April 22, 2008.
We hold appellees did not conclusively negate the existence of appellant‘s damages in the underlying lawsuit, thus the burden never shifted to appellant to produce summary judgment evidence in response. Because appellees failed to carry their summary judgment burden, the trial court erred when it granted appellees’ motion for summary judgment. Accordingly, we sustain appellant‘s single issue on appeal.
CONCLUSION
Because we have sustained appellant‘s single issue on appeal, we reverse the judgment of the trial court and remand this case to the trial court for further proceedings consistent with this opinion.
E. Troy Blakeney, Richard Charles Mumey, Houston, for appellee.
Panel consists of Justices FROST, GUZMAN, and EDELMAN.*
*MAJORITY OPINION
KEM THOMPSON FROST, Justice.
In this appeal regarding disciplinary action taken against a member of the Houston Fire Department, the City of Houston challenges a summary judgment granted in favor of that member, alleging (1) error in the district court‘s declaratory judgment that an acting fire chief lacks authority to suspend fire department members, and (2) error by the district court in concluding that the hearing examiner did not exceed his jurisdiction. Under applicable statutes, a district court adjudicating an appeal from a hearing examiner‘s decision lacks jurisdiction to review the merits of that decision. Therefore, the district court lacked jurisdiction over the parties’ declaratory-relief requests. For this reason, we vacate the district court‘s judgment in this regard, and we dismiss the City‘s appeal to this extent. However, because we have determined that the district court did not err in concluding that the hearing examiner acted within his jurisdiction in making his decision, we affirm the district court‘s rejection of the City‘s appeal from the hearing examiner‘s award.
I. FACTUAL AND PROCEDURAL BACKGROUND
In 1999, Houston Fire Department Assistant Chief Chris Connealy, while serving as Acting Fire Chief, temporarily suspended appellee Donald Clark, a member of the Houston Fire Department, for failing to follow the fire department‘s regulations. Clark appealed his suspension to a hearing examiner. In his decision, the hearing examiner ruled that Clark‘s “grievance” was “denied” because just cause existed for Clark‘s suspension. However, the hearing examiner also determined that only the appointed Fire Chief, and not the Acting Fire Chief, had authority to temporarily suspend Clark. Consequently, the hearing examiner “granted” Clark‘s “Motion to Dismiss the charges against [Clark]” because he concluded the Acting Fire Chief had no authority to issue the suspension.
The City of Houston appealed the hearing examiner‘s decision to the district court, and the City also sought a declaratory judgment that an Acting Fire Chief has the authority to suspend members of the fire department (hereafter referred to as the “authority issue“). The district court granted summary judgment for Clark based on collateral estoppel. However, the First Court of Appeals reversed and remanded the case to the district court. See City of Houston v. Clark, No. 01-01-00828, 2002 WL 31771188, at *4 (Tex.App.-Houston [1st Dist.] 2002, Dec. 12, 2002, no pet.) (not designated for publication).
On remand, Clark filed another motion for summary judgment, and the City filed a cross-motion for summary judgment. The district court denied the City‘s motion, and granted Clark‘s motion. In its judgment, the district court rendered a declaratory judgment that: (1) the term “department head,” contained in
II. STANDARD OF REVIEW
A summary judgment may be granted if the summary-judgment record shows that there is no genuine issue of material fact and the movant is entitled to judgment as a matter of law on the issues expressly set out in the summary-judgment motion and responses.
III. ISSUES AND ANALYSIS
Declaratory Judgment
The City first challenges the district court‘s declaratory-judgment ruling on the merits as to the authority issue. Chapter 143 of the Texas Local Government Code offers procedures to fire fighters and police officers by which to appeal certain adverse disciplinary actions to a hearing examiner. See
by fraud, collusion, or other unlawful means.2
Whether the hearing examiner correctly determined the authority issue is irrelevant to the resolution of the City‘s appeal. The district court below made declarations on the merits of the authority issue. The City challenges these declarations in its appeal in this court. However, the district court lacked jurisdiction to make these declarations because the hearing examiner ruled on this issue in his decision and, by statute, the district court cannot review the merits of this decision but only the three non-merits issues listed in section 143.1016(j). See
The Hearing Examiner‘s Jurisdiction
The City also contends the district court erred by rejecting the City‘s contention that the hearing examiner exceeded his jurisdiction based on his lack of juris
The City has not cited and research has not revealed any cases addressing the issue of whether an appeal to a hearing examiner is limited to the grounds specified in the notice of appeal.5 Nonetheless, the City has a proof problem—the appellate record does not reflect what grounds Clark stated in his notice of appeal. Our6 record does not contain Clark‘s notice of appeal to the hearing examiner, and it does not indicate that this document was before the district court. The only reference to Clark‘s notice of appeal in the record is in the parties’ district court stipulations, in which they agree that “Clark timely appealed his suspension to an independent third-party hearing examiner under the provisions of Chapter 143, Texas Local Government Code.” Even if section 143.010 applied and limited Clark‘s appeal to the grounds stated in his notice of appeal, because the notice is not contained in our record, we would presume that the missing document supports the district court‘s determination that the hearing examiner did not exceed his jurisdiction. See, e.g., Middleton v. Nat‘l Fam. Care Life Ins. Co., No. 14-04-00428-CV, 2006 WL 89503, at *2 (Tex.App.-Houston [14th Dist.] Jan. 17, 2006, pet. denied) (mem.op.) (holding that, because appellate record did not contain a complete record of the trial, this court would presume the omitted portions are relevant to the disposition of the appeal and support the trial court‘s judgment); Hiroms v. Scheffey, 76 S.W.3d 486, 489 (Tex.App.-Houston [14th Dist.] 2002, no pet.) (holding that the court could not address the merits of an alleged charge error because appellate record did not contain a complete record of the trial proceedings). Therefore, we cannot reach the merits of the City‘s argument because we cannot review the contents of Clark‘s notice of appeal. See Middleton, 2006 WL 89503, at *2; Hiroms, 76 S.W.3d at 489.
Finally, the City argues that, under section 143.118 of the Texas Local Government Code, the hearing examiner‘s jurisdiction over an appeal of a suspension is limited to deciding whether the suspension (1) is supported by just cause, (2) should be reduced, or (3) should be reversed. See
In any event, even absent briefing waiver, the City would not prevail. In conducting a hearing in an appeal of a suspension, a hearing examiner has the same powers as the Fire Fighters’ and Police Officers’ Civil Service Commission.
EDELMAN, S.J., concurring.
SUBSTITUTE CONCURRING OPINION
RICHARD H. EDELMAN, Senior Justice.
The Concurring Opinion issued in this case on March 18, 2008 is withdrawn and
I agree with the disposition reached by the Majority Opinion, but for the reasons set forth below.
Declaratory Judgment Claims
The Majority Opinion concludes that the trial court lacked jurisdiction over the parties’ declaratory judgment claims because those claims were not within the scope of the City‘s right to appeal the hearing examiner‘s decision under section 143.1016(j). However, this overlooks the facts that: (1) as recited in the Majority opinion, the City‘s lawsuit in the trial court not only appealed the hearing examiner‘s decision, but also sought declaratory relief, i.e., as a separate claim from the relief it sought in appealing the hearing examiner‘s decision; and (2) in addition to filing a denial of the City‘s action to appeal the hearing examiner‘s decision, Clark filed a counterclaim for declaratory relief. Therefore, the Majority‘s conclusion that the parties’ claims for declaratory relief were not within the City‘s limited right of appeal does not dispose of those claims because they were asserted separately from the City‘s claims regarding the appeal.
As a preliminary matter, because our disposition of the declaratory judgment issues in the preceding appeal to this court was not overturned in the Supreme Court‘s opinion,1 it technically remains in effect. However, because our explanation for dismissing the declaratory judgment issues in the preceding appeal relied, in part, (unnecessarily) on our holding that the City had no right to appeal, which was reversed, it would be prudent to reiterate the reasoning that leads to the same conclusion on the declaratory judgment issues based on the current circumstances.
Standing is a component of subject matter jurisdiction that cannot be waived, and may be raised for the first time on appeal by the parties or the court. Tex. Ass‘n of Bus. v. Tex. Air Control Bd., 852 S.W.2d 440, 443-45 (Tex.1993). Standing requires a real controversy to exist between the parties that will actually be determined by the judicial declaration sought. Tex. Workers’ Comp. Comm‘n v. Garcia, 893 S.W.2d 504, 517-18 (Tex.1995). If a live controversy ceases to exist in a case, the parties lack a legally cognizable interest in the outcome, or the court‘s actions cannot affect the rights of the parties, the case becomes moot. Pinnacle Gas Treating, Inc. v. Read, 104 S.W.3d 544, 545 (Tex.2003); Williams v. Lara, 52 S.W.3d 171, 184 (Tex.2001). Courts have no jurisdiction to render advisory opinions on moot controversies. Valley Baptist Med. Ctr. v. Gonzalez, 33 S.W.3d 821, 822 (Tex.2000); Nat‘l Collegiate Athletic Ass‘n v. Jones, 1 S.W.3d 83, 86 (Tex.1999). The distinctive feature of an advisory opinion is that it decides an abstract question of law without binding the parties. Tex. Ass‘n of Bus., 852 S.W.2d at 444. In this context, the Declaratory Judgments Act is a procedural device for deciding cases already within a court‘s jurisdiction, rather than a legislative enlargement of the court‘s power that would permit the rendition of advisory opinions. Id.
In this case, because the appeal of the hearing examiner‘s decision will resolve the dispute between the City and Clark with regard to Clark‘s suspension, that dispute cannot be affected by any determination on the issues for which declaratory relief was sought in this case by either party. There is, thus, no live controversy between the City and Clark regarding his suspension outside of that appeal, and the declaratory judgment rendered by the district court in Clark‘s favor is purely advisory. It is for this reason, rather than
Hearing Examiner‘s Decision
Where, as in this case, a fire fighter appeals a disciplinary decision to a hearing examiner rather than to the Fire Fighters’ and Police Officers’ Civil Service Commission (the “Commission“), the hearing examiner‘s decision is final and binding on all parties, and the fire fighter automatically waives all rights to appeal to a district court except as provided by subsection 143.1016(j) (“subsection (j)“) of the Texas Local Government Code (“the code“).
In this case, the City does not contend that the hearing examiner‘s award was procured by fraud, collusion, or other unlawful means, but argues that the hearing examiner‘s decision can be reviewed for whether the examiner was either without jurisdiction or abused his authority. However, subjection (j) does not expressly
[T]he City argued in its motion for summary judgment that the hearing examiner had exceeded his authority by ruling incorrectly on the motion to dismiss. That is, on motion for summary judgment, the City argued that the hearing examiner made the wrong decision, not that he had no power to make that decision.
Consistent with section 143.1016(j), the City may not challenge the correctness of the hearing examiner‘s decision. If the hearing examiner had jurisdiction to rule on the motion to dismiss, that ruling, whether right or wrong, is unassailable unless obtained by fraud or some other unlawful means. Therefore, under § 143.1016(j), the issue is not whether he ruled correctly, but whether he had jurisdiction to rule at all on the motion to dismiss.
City of Houston v. Clark, No. 01-01-00828-CV, 2002 WL 31771188, at *3-4 (Tex.App.-Houston [1st Dist.] Dec. 12, 2002) (citations omitted). The Supreme Court‘s opinion similarly noted:
The City claims its appeal fits within Section 143.1016(j)‘s limited scope because the hearing examiner acted without or exceeded his jurisdiction by erroneously deciding that an acting fire chief is not authorized to suspend fire department personnel.
****
The City takes a much broader view of the issues [than] the provision would allow to be raised on appeal.
City of Houston v. Clark, 197 S.W.3d 314, 324 (Tex.2006).3 Therefore, our review must be confined to the City‘s arguments that challenge the hearing examiner‘s jurisdiction to rule on the motion to dismiss at all (as contrasted from those that contend, in effect, that the hearing examiner ruled incorrectly that the acting fire chief lacked the necessary authority by misapplying applicable law).4
The City first challenges the hearing examiner‘s jurisdiction to rule on Clark‘s motion to dismiss on the ground that Clark waived his objection to the acting fire chief‘s lack of authority to suspend him by failing to include it as a basis for his appeal.5 However, the City cites no authority providing that a fire fighter cannot add to the grounds stated in his notice of appeal, and the hearing examiner‘s award states:
A Motion to Dismiss was filed on behalf of [Clark] following the hearing on the merits of the instant matter. It was mutually agreed to by the parties that the [hearing examiner] should rule on the Motion to Dismiss, and upon the merits of the instant matter.
(emphasis added). Therefore, the City has not demonstrated that Clark waived his objection to the acting chief‘s lack of authority to suspend him (and the City does not assert that the hearing examiner would lack jurisdiction over that issue for any other reason).
Because the City‘s remaining challenges to the hearing examiner‘s jurisdiction to rule on the motion to dismiss are all variations of its argument that the hearing examiner misapplied the law in ruling incorrectly on that motion, we can not properly address them.
Keith Robert TURNER, Appellant, v. The STATE of Texas, Appellee.
No. 14-06-01153-CR.
Court of Appeals of Texas, Houston (14th Dist.).
March 20, 2008.
Notes
As relevant to this case, section 143.1016(c) of the code provides that a hearing examiner‘s decision is “final and binding on all parties,” and that a fire fighter automatically waives all rights to appeal except as provided by subsection 143.1016(j). Although no provision of the code refers to any right of appeal by a city whatever, and there was no issue as to the constitutionality of the administrative order in this case, the Court‘s conclusion that such a right nevertheless exists was based largely on the City‘s contention (raised for the first time in the Supreme Court), and the Court‘s concern, that construing the code to foreclose such a right of appeal would constitute an unconstitutional delegation of authority. See Clark, 197 S.W.3d at 317, 320. In addition, the Court noted that if the right of appeal in subsection (j) does not afford a city a meaningful review of the merits of a decision, the delegation of grievance decisions to an independent hearing examiner may itself raise constitutional problems. Id. at 324.
It is not apparent how this rational fits with the Court‘s previous decision that the Texas Constitution guarantees separation of powers only as between branches of state, not local, government. See City of Fort Worth v. Zimlich, 29 S.W.3d 62, 72 (Tex.2000). Moreover, in construing the current code to provide the City this right of appeal, the opinion construed a previous version of the statute to deny a police officer or fire fighter that right, and, thus, in effect, to have the very constitutional defect that the Court was construing the current statute to avoid. See Clark, 197 S.W.3d at 321. Nor is it apparent how a right to judicial review can be held to exist where the statute does not explicitly provide it and no constitutional violation has been asserted or found. See Ferrell, 248 S.W.3d at 153.
In this case, however, because the City has not challenged the constitutionality of the scope of the right of appeal under subsection (j), we need not address it further.
