CHARLES SILBERMAN v. MIAMI DADE TRANSIT
No. 17-15092
United States Court of Appeals for the Eleventh Circuit
June 17, 2019
D.C. Docket No. 1:16-cv-22336-JEM
[PUBLISH]
Appeal from the United States District Court for the Southern District of Florida
(June 17, 2019)
Before WILLIAM PRYOR and NEWSOM, Circuit Judges, and VRATIL,* District Judge.
Following several distressing encounters with Miami-Dade Transit bus drivers, Charles Silberman filed a pro se action against MDT under Title II of the
The resolution of this case is complicated by a thorny threshold issue (or really, a series of related issues) that we have to address before jumping into the merits. Most prominently, we conclude—and all here seem to agree—that the lone named defendant, MDT, can‘t be sued under Florida law. Having reached the same conclusion, the district court offered to allow Silberman to amend his complaint to substitute the County in MDT‘s place, but he declined to do so. Now, though, before us, Silberman does want to substitute the County, and thus effectively to amend his complaint nunc pro tunc. It‘s a procedural mess. We hold that because MDT was the wrong party from the get-go, we can‘t sub in the County on appeal; rather, such a correction could occur only in the district court. Ordinarily, we might be inclined to remand to allow Silberman one more shot, particularly given his pro se status. We conclude, however, that any further amendment of the complaint would be futile, as Silberman didn‘t—and for reasons we‘ll explain, can‘t—otherwise state a claim. Accordingly, we affirm the district court‘s dismissal.
I
A
Because this case arises at the motion-to-dismiss stage, we accept as true the facts as alleged in Silberman‘s complaint. See Bailey v. Wheeler, 843 F.3d 473, 480 (11th Cir. 2016). Silberman suffers from
Silberman‘s claims stem from several instances in which he attempted to ride MDT buses while accompanied by Oscar. In one encounter, a bus driver “refused to continue on her route while [Silberman] remained on board,” causing other passengers to “scream[],” “cuss[],” and “mock[]” him “because of [his] disability.” Silberman promptly reported the incident to Marcos Ortega, MDT‘s ADA officer, and asked him to do what he could “to see this discrimination practice ends.” Ortega soon responded that MDT‘s Office of Civil Rights and Labor Relations had investigated and determined that the driver “clearly failed” to comply with the
Silberman later made two similar complaints to Ortega. In one, Silberman stated that he had “once again” faced discrimination at the hands of an MDT bus driver and asked Ortega to consult the bus‘s audio and video recordings to get a sense of what happened. Although Silberman‘s complaint was short on detail, Ortega again acknowledged that the driver had violated the
B
Silberman filed a two-count complaint in the Southern District of Florida alleging that he had experienced “indifferent or . . . bad faith intentional discrimination” at the hands of MDT bus drivers “numerous times.” In Count I, which alleged violations of Title II of the
Through the Miami-Dade County Attorney‘s office, MDT moved to dismiss under
Adopting the magistrate judge‘s report and recommendation, the district court held that MDT is not sui juris and dismissed
The district court concluded that Silberman‘s
The district court gave Silberman more than three weeks “to amend the Complaint to substitute the County as the proper Defendant” and “to include more specific allegations as to intentional or deliberate discrimination from a[n] MDT official to support [a claim for] compensatory damages.” Silberman did neither, but instead filed a motion for reconsideration. Although Silberman devoted his motion primarily to responding to the district court‘s sovereign-immunity analysis, two footnotes are important for our purposes. First, he expressly “agreed with MDT” that it is not sui juris. See Pl.‘s Mot. Recons. at 2 n.2 (stating that “under Miami Dade County Code section 2-145, MDT does not have the capacity to sue or be sued“). Second, he acknowledged that the district court had given him leave to amend his complaint “to include more specific allegations as to intentional or deliberate discrimination from a[n] MDT ‘official,‘” but said that he “w[ould] not amend the Complaint” toward that end “because a[n] MDT ‘official’ did not intentionally or deliberate discriminate” against him. Id. n.3.
The amendment deadline thus came and went, and true to his word, Silberman didn‘t update his complaint to strengthen his factual allegations. Nor did he amend his complaint to name the County—either in place of or in addition to MDT—as a defendant. The district court thereafter denied Silberman‘s motion for reconsideration and ordered the case closed. This appeal followed.
II
A
We first address Silberman‘s decision to name MDT, rather than the County, as the sole defendant in this case. Under
Silberman doesn‘t contend on appeal that the district court erred in doing so. To the contrary, he continues to acknowledge—as he did in his response to MDT‘s motion to dismiss—that MDT doesn‘t have the capacity to sue or be sued separately
Substitution of parties under Rule 43 is often a routine matter—when, say, during the pendency of the appeal, a party to the district court proceeding dies or a
new individual assumes the Office of Attorney General. Our authority to substitute parties in other situations, though, is more limited. We‘ve explained that although
Because (for reasons already explained) MDT is not suable under Florida law, it couldn‘t have been the “correct party” at any point in this litigation.
Glickstein, therefore, compels us to reject Silberman‘s
B
Because we can‘t substitute the County for MDT on appeal, we‘re faced with a complaint that seeks to obtain a judgment against an entity that can‘t be sued. Where does that leave us?
Confronted with a nearly identical sui juris problem in Woldeab v. Dekalb County Board of Education, we called this sort of error—naming a defendant that “is not a legal entity capable of being sued“—a “complaint[] deficiency” that runs to a plaintiff‘s ability to state a claim. 885 F.3d 1289, 1290, 1292 (11th Cir. 2018). There, as in Glickstein, we remanded because the deficiency was properly addressed in the district court. In particular, we held that “[t]he district court should have advised [the pro se plaintiff] of his complaint‘s deficiency and given him the opportunity to amend to name the proper defendant.” Id. at 1292.4 The question, then: Is remand likewise appropriate here?
Our cases make clear that “a [pro se] plaintiff must be given at least one chance to amend the complaint before the district court dismisses the action with prejudice“—at least, that is, where “a more carefully drafted complaint might state a claim.” Id. at 1291 (quoting Bank v. Pitt, 928 F.2d 1108, 1112 (11th Cir. 1991), overruled in part by Wagner v. Daewoo Heavy Indus. Am. Corp., 314 F.3d 541, 542 & n.1 (11th Cir. 2002) (en banc)). The problem for Silberman is that the district court did give him the opportunity to amend his complaint, which—willfully or otherwise—he squandered by refusing to do so in the (ample) time allotted. Of course, Bank (which Woldeab quoted) says that a plaintiff “must be given at least one chance to amend,” seemingly leaving open the possibility that, in some situations, further leniency may be warranted in recognition of the difficulty in proceeding pro se. Bank, 928 F.2d at 1112 (emphasis added);
judge‘s report and recommendation “demonstrates his confusion as a pro se plaintiff unschooled in the intricacies of Title VII pleading“) (internal quotations omitted).5
We needn‘t decide whether an extra dose of grace was called for here, because Bank goes on to clarify that amendment is not warranted (1) “where [the plaintiff] has indicated that he does not wish to amend his complaint,” or (2) “if a more carefully drafted complaint could not state a claim.” 928 F.2d at 1112. The latter exception—in the lingo, where further amendment would be “futile,” Woldeab, 885 F.3d at 1291—is particularly relevant here. “Leave to amend a complaint is futile when the complaint as amended would still be properly dismissed.” Cockrell v. Sparks, 510 F.3d 1307, 1310 (11th Cir. 2007). The futility issue is concerned less with whether Silberman has otherwise stated a claim against the County than with whether, when all is said and done, he can do so. Because (as explained below) we conclude that he can‘t, we hold that the district court‘s dismissal should be affirmed.
III
So, if Silberman had sued the right defendant, would he have stated a claim for compensatory damages under either Title II of the
A
We begin with some stage-setting. Under Title II, “no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.”
To state a claim under either Title II or
“Deliberate indifference,” we have said, is an “exacting standard.” J.S., 877 F.3d at 987. It requires proof that “the defendant knew that harm to a federally protected right was substantially likely and . . . failed to act on that likelihood.” Liese, 701 F.3d 344 (citation omitted). Moreover, in order to hold a government entity liable, the plaintiff must demonstrate that an “official who at a minimum has authority to address the alleged discrimination and to institute corrective measures on the [entity‘s] behalf” had “actual knowledge of discrimination in the [entity‘s] programs and fail[ed] adequately to respond.” Id. at 349 (quoting Gebser v. Lago Vista Indep. Sch. Dist., 524 U.S. 274, 290 (1998)). To qualify, that “official” must be “high enough up the chain-of-command that his [or her] acts constitute an official decision by the [entity] not to remedy the misconduct.” J.S., 877 F.3d at 987 (internal quotation marks omitted).6
With the proper legal standard in mind, we will first address Silberman‘s
B
The parties don‘t dispute that MDT receives federal funding and is therefore subject to
We have little difficulty concluding that MDT bus drivers are not qualifying “officials.” With all due respect, they simply aren‘t high enough up the org chart to permit a reasonable inference that, through their actions, they speak for MDT as a whole. To be clear, it‘s not enough that one be an “official” in the abstract—
which is to say, potentially any employee. Liese, 701 F.3d at 349. Rather, “the official [must] have the knowledge of and authority to correct an entity‘s discriminatory practices.” Id. (emphasis added). Bus drivers—akin to what the First Circuit has called “line employee[s],” Gray v. Cummings, 917 F.3d 1, 17 (1st Cir. 2019)—just don‘t fit that bill. See also Doe v. Sch. Bd. of Broward Cty., Fla., 604 F.3d 1248, 1255 (11th Cir. 2010) (holding that “janitorial supervisor was plainly not high enough up the chain-of-command” to impose liability on a school district).
To be sure, an “official” needn‘t be so high up the chain of command that she is “authorized to set an entity‘s policy.” Liese, 701 F.3d at 349-50. But she must be high enough that her actions “constitute an official decision by the [entity] itself not to remedy the misconduct.” Doe, 604 F.3d at 1255 (internal quotation marks and citation omitted). That, we have said, requires “substantial supervisory authority.” Liese, 701 F.3d at 350. Liese itself—which concerned a hospital‘s failure to provide sign-language interpreters to deaf patients—is illustrative. There, we held that a reasonable jury could conclude that doctors had the necessary supervisory authority because they “could overrule a nurse‘s decision to not provide” an accommodation and because no evidence suggested that the doctors’ decisions “were subject to reversal” by anyone else. Id. Conversely, we indicated that nurses were not “officials” because, unlike the doctors, they didn‘t enjoy “complete discretion” over whether to provide an accommodation. On the Liese spectrum, it seems obvious to us that MDT bus drivers are more akin to the nurses than the doctors. See also, e.g., J.S., 877 F.3d at 988-91 (holding that a school principal could be an “official” because she was responsible for “[s]upervis[ing] assigned personnel, conduct[ing] annual performance appraisals, and mak[ing] recommendations for appropriate employment actions,” and that even teachers could qualify because they were “responsible for instruct[ing] and supervis[ing] the work of volunteers and aides when assigned,” but that coaches
Silberman insists that MDT bus drivers are “officials” because they enjoy “complete discretion at a key decision point” in the “administration of MDT‘s public transportation services“—as evidenced by their ability to deny Silberman‘s point-of-service request to travel with Oscar. Silberman‘s argument fails for two reasons. First, it reads the “key decision point” language (which comes from Liese) out of context. The relevant question is not whether the drivers had “complete discretion” to make the initial decision to deny Silberman services, but rather whether they had discretion at a “key decision point in the administrative process“—which they plainly didn‘t. Liese, 701 F.3d at 350 (emphasis added). Second, Silberman‘s argument proves too much. If it were enough that the bus drivers here played a key role in the decision to deny Silberman an accommodation in the first instance, the definition of “official” would be so broad as to encompass “every single employee” who is in a position to grant or deny an individual service. Id. at 349. That reading would “essentially eviscerate[] the requirement that there be a decision by an official,” id., thereby reducing the Liese standard to a variant of vicarious liability and making compensatory damages the rule rather than the exception. Cf. also Santiago v. Puerto Rico, 655 F.3d 61, 75 (1st Cir. 2011) (“Title IX does not sweep so broadly as to permit a suit for harm-inducing conduct that was not brought to the attention of someone with authority to stop it.“). Put simply, if MDT bus drivers are “officials,” then everyone is.
One final point: It‘s no answer to say that we can‘t conclude that MDT bus drivers are “officials” at the motion-to-dismiss stage. Although the Liese inquiry is “necessarily” “fact-based,” J.S., 877 F.3d at 987, that doesn‘t mean that the mere incantation of “official“-ness entitles Silberman to discovery. Missing here are the key ingredients that have come to define the Liese test—namely, the action (or inaction) of an individual with “substantial supervisory authority” within MDT‘s “chain of command” who knows that discrimination has taken place and is in a position to do something about it. Liese, 701 F.3d at 350. Silberman‘s complaint doesn‘t create a “reasonable expectation that discovery will reveal evidence” that fills in those gaps, and, accordingly, his claims haven‘t crossed “the line from conceivable to plausible.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 556, 570 (2007).
*
For the foregoing reasons, we hold that the district court correctly concluded that Silberman hasn‘t stated—and couldn‘t state—a claim for compensatory damages under
C
Which brings us, at last, to Silberman‘s Title II claim—what‘s left of it, anyway. Having rejected Silberman‘s
“Under the traditional Eleventh Amendment paradigm, states are extended immunity, counties and similar municipal corporations are not, and entities that share characteristics of both require a case-by-case analysis.” U.S. ex rel. Lesinski v. S. Fla. Water Mgmt. Dist., 739 F.3d 598, 601 (11th Cir. 2014) (citing Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 280 (1977)). Although it‘s possible that MDT might be an arm of the state that partakes of the state‘s immunity, the district court didn‘t even allude to the four-factor test that we outlined for assessing arm-of-the-state issues. See Manders v. Lee, 338 F.3d 1304, 1309 (11th Cir. 2003) (en banc) (explaining that, to determine whether an agency is an arm of the state, courts should ask “(1) how state law defines the entity; (2) what degree of control the State maintains over the entity; (3) where the entity derives its funds; and (4) who is responsible for judgments against the entity“).
Despite our misgivings about the district court‘s sovereign-immunity analysis, we needn‘t remand for a redo. We can affirm where the district court reaches the correct result but for the wrong reasons. See Clements v. LSI Title Agency, Inc., 779 F.3d 1269, 1273 (11th Cir. 2015). Specifically, where we determine that a district court has erroneously dismissed a complaint on a particular ground, but has done so without reaching the merits—say, because it incorrectly concluded that the plaintiff lacked standing—“the dismissal of the . . . complaint must [nevertheless] be affirmed” if the “complaint fails to state a claim.” Id. (quoting Brown v. Johnson, 387 F.3d 1344, 1351 (11th Cir. 2004)).
Just so here. Because sovereign immunity can be waived, our precedent allows us to “bypass” the threshold question whether an entity is entitled to sovereign immunity where it only “conditional[ly] assert[s]” the defense. McClendon v. Ga. Dep‘t of Cmty. Health, 261 F.3d 1252, 1259 (11th Cir. 2001). That is, the entity is free to argue that “that we can dismiss this lawsuit either because the Eleventh Amendment deprives us of jurisdiction to consider it, or because [a plaintiff‘s] complaint fails to state a claim upon which relief can be granted.” Id. at 1257-58. Therefore, we can—as MDT asks us to do—assume without deciding that it is not entitled to sovereign immunity under the Eleventh Amendment and then rule on the merits of Silberman‘s Title II claim. And because we‘ve already concluded that Silberman hasn‘t stated a claim for compensatory damages under
*
It‘s clear that Silberman hasn‘t stated a claim for compensatory damages. What‘s more—and critical for futility purposes—the record makes clear that Silberman can‘t state such a claim. He conceded that no one other than MDT bus drivers discriminated against him. And as we have held, the bus drivers aren‘t “officials” for
futile because here, unlike in Woldeab, “a more carefully drafted complaint could not
IV
In sum, we affirm the district court‘s decision to dismiss Silberman‘s complaint on the ground that MDT is not sui juris under Florida law. Moreover, we hold that under
AFFIRMED.
