CHARLES WILLIS SHORT, individually and as Administrator of the Estate of Victoria Christine Short v. J. D. HARTMAN, Sheriff of Davie County, in his individual and official capacity; CAMERON SLOAN, Captain, Chief Jailer with the Davie County Sheriff‘s Department, in his individual and official capacity; DANA KELLY RECKTENWALD, Lieutenant, Operations Supervisor of the Detention Center with the Davie County Sheriff‘s Department, in her individual and official capacity; TERESA MORGAN, a/k/a Teresa M. Godbey, Sergeant, Jailer-Detention Officer with the Davie County Sheriff‘s Department, in her individual and official capacity; CRYSTAL COOK MEADOWS, Sergeant, Detention Officer with the Davie County Sheriff‘s Department, in her individual and official capacity; MATTHEW TRAVIS BOGER, Jailer-Detention Officer with the Davie County Sheriff‘s Department, in his individual and official capacity; JOHN OR JANE DOES 1-5, Jailers-Detention Officers with the Davie County Sheriff‘s Department, in their individual and official capacities; WESTERN SURETY COMPANY; ANDREW C. STOKES, Sheriff of Davie County, in his individual and official capacity
No. 21-1396
United States Court of Appeals for the Fourth Circuit
December 8, 2023
PUBLISHED
AMERICAN CIVIL LIBERTIES UNION; AMERICAN CIVIL LIBERTIES UNION OF NORTH CAROLINA LEGAL FOUNDATION; AMERICAN CIVIL LIBERTIES UNION OF SOUTH CAROLINA; RIGHTS BEHIND BARS; RODERICK & SOLANGE MACARTHUR JUSTICE CENTER,
Amici Supporting Appellant.
No. 21-1397
CHARLES WILLIS SHORT, individually and as Administrator of the Estate of Victoria Christine Short,
Plaintiff - Appellant,
v.
J. D. HARTMAN, Sheriff of Davie County, in his individual and official capacity; CAMERON SLOAN, Captain, Chief Jailer with the Davie County Sheriff‘s Department, in his individual and official capacity; DANA KELLY RECKTENWALD, Lieutenant, Operations Supervisor of the Detention Center with the Davie County Sheriff‘s Department, in her individual and official capacity; TERESA MORGAN, a/k/a Teresa M. Godbey, Sergeant, Jailer-Detention Officer with the Davie County Sheriff‘s Department, in her individual and official capacity; CRYSTAL COOK MEADOWS, Sergeant, Detention Officer with the Davie County Sheriff‘s Department, in her individual and official capacity; MATTHEW TRAVIS BOGER, Jailer-Detention Officer with the Davie County Sheriff‘s Department, in his individual and official capacity; JOHN OR JANE DOES 1-5, Jailers-Detention Officers with the Davie County Sheriff‘s Department, in their individual and official capacities; WESTERN SURETY COMPANY; ANDREW C. STOKES, Sheriff of Davie County, in his individual and official capacity,
Defendants - Appellees.
AMERICAN CIVIL LIBERTIES UNION; AMERICAN CIVIL LIBERTIES UNION OF NORTH CAROLINA LEGAL FOUNDATION; AMERICAN CIVIL LIBERTIES UNION OF SOUTH CAROLINA; RIGHTS BEHIND BARS; RODERICK & SOLANGE MACARTHUR JUSTICE CENTER,
Amici Supporting Appellant.
Argued: September 19, 2023
Decided: December 8, 2023
Before GREGORY and HEYTENS, Circuit Judges, and Deborah L. BOARDMAN, United States District Judge for the Maryland District, sitting by designation.
Reversed and remanded by published opinion. Judge Gregory wrote the opinion, in which Judge Heytens and Judge Boardman joined.
ARGUED: William Ellis Boyle, WARD & SMITH, PA, Raleigh, North Carolina, for Appellant. James R. Morgan, Jr., WOMBLE BOND DICKINSON (US) LLP, Winston-Salem, North Carolina, for Appellees. ON BRIEF: Rudolf Garcia-Gallont, WOMBLE BOND DICKINSON (US) LLP, Winston-Salem, North Carolina, for Appellees.
On the morning of August 24, 2016, Victoria Short1 attempted suicide while in custody at the Davie County Detention Center (“Jail“). She died of her injuries about two weeks later. Her husband, Charles Short, individually and as the administrator of her estate, filed suit, bringing claims under
I.
On July 6, 2016, Victoria Short attempted suicide for the first time.2 A deputy of the Davie County Sheriff‘s Department, who had been dispatched to her home, called EMS and had Ms. Short transported to Forsyth County Hospital for emergency mental health treatment. At the hospital, it was determined that Ms. Short had taken between 50 and 100 prescription medicine pills during her suicide attempt. She remained in the hospital for four days to receive in-patient treatment.
About six weeks later, on August 22, 2016, at approximately 11:45 p.m., two officers in the Sheriff‘s Department responded to another call at the Shorts’ home—this time because of a domestic disturbance between Ms. Short and her husband. Ms. Short told one of the officers that “she used a syringe found in the kitchen to ‘shoot up on Xanax pills,‘” that “she was having withdraw[al]s from shooting up,” and that “she had not shot up since yesterday.” J.A. 145. The deputy‘s report also noted that Ms. Short was “extremely upset and appeared to be on some type of narcotic as she was shaking uncontrollably, twitching from the neck area, and had needle marks all down both her arms.” Id.
The deputies took both Mr. and Ms. Short into custody and transported them to the Jail. On the way to the Jail, Ms. Short‘s brother and Mr. Short told the deputies that Ms. Short was suicidal and had recently attempted suicide. Ms. Short appeared before a magistrate upon arriving at the Jail, and he placed her on a forty-eight-hour domestic hold. Mr. Short was released from custody after approximately four or five hours.
The Amended Complaint alleges that, at 12:09 a.m. on August 23 (approximately half an hour after the deputies responded to the Shorts’ home), Ms. Short was examined by licensed practical nurse Linda Barnes.3 Following the examination, Nurse
Also in the early morning hours of August 23, Sergeant Teresa Morgan completed two forms evaluating Ms. Short‘s health. On the first form, some of the questions are addressed to the inmate (e.g., “Are you diabetic?“), while others are addressed to the officer (e.g., “Is the inmate . . .“). J.A. 221–22. Both Ms. Short and Sergeant Morgan signed the form. J.A. 223. One question, directed at the inmate, asks whether the inmate ever considered or attempted suicide. The response states “yes,” and the comment “last month” was added. J.A. 221. In response to the question of whether she uses drugs and, if so, how much, Ms. Short responded “yes” and “what ever can [sic] get my hands on.” J.A. 222. With respect to alcohol, she commented that she uses alcohol “every other day.” Id. Another question, directed at the officer, asks, “does the inmate appear to be under the influence of, or withdrawing from drugs or alcohol? If yes explain.” Id. The response states “yes” and “drugs.” Id.
The second form required Ms. Short to check “yes” or “no” in response to several questions relating to her mental health. J.A. 225. She checked “yes” for questions 5 and 6: “Do you currently feel like you have to talk or move more slowly than you usually do?” and “Have there currently been a few weeks when you felt like you were useless or sinful?” Id. She checked “no” for “have you ever been in a hospital for emotional or mental health problems?” (question 8), but in the adjacent comment box she wrote, “when I tried to com[mit] suicide stayed in hospital [sic] 4 days.” Id. The second section of the form provides a space for the officer‘s comments and impressions, including a line to indicate whether the detainee is under the influence of alcohol or drugs, but nothing is marked in this section. Id. The form then states that the detainee “should be referred for further mental health evaluation” if they answered “yes” to question 7, “yes” to question 8, or “yes” to at least two of questions 1 to 6. Id. Based on these instructions, Ms. Short should have been referred. The next line of the form, which provides space for an officer to indicate whether the detainee was referred, is blank, but Sergeant Morgan signed on the appropriate signature line at the bottom of the page. Id. At the conclusion of these evaluation processes, in the early morning hours of August 23, Ms. Short was placed in an isolation cell.
Detention Officer Sarah Cook arrived for her shift at around 6:45 a.m. on August 24. She overheard Officer Michael Brannock tell another detention officer that he had responded to the Shorts’ home in July following Ms. Short‘s first suicide attempt. Based on what she overheard, Officer Cook realized that Ms. Short was at risk of
At 9:30 a.m. on August 24, Detention Officer Matthew Boger conducted a walk-by observation in the female isolation unit to check on Ms. Short. He observed her sitting on her bed in the cell. According to the complaint, the CCTV footage shows that Ms. Short attempted suicide by hanging herself from the cell door with a bedsheet between 9:49 and 9:56 a.m. During his next walk-by observation at 10:10 a.m., Officer Boger discovered Ms. Short hanging from the door. She was rushed to Wake Forest Baptist Medical Center and died on September 7, about two weeks later. She never regained consciousness.
Davie County Detention Center Policy (“Policy” or “Prison Policy“) Section 4.10 provides that inmates “identified as a suicide risk” must be “place[d] in a populated cell, never . . . in a single cell” and prison guards must check on inmates every ten to fifteen minutes and log their rounds. J.A. 227; see also J.A. 228 (“It is important to begin 10–15 minute checks on a suicidal inmate, even if he or she is in a multi-occupant cell. This must be documented.“). For inmates identified as a suicide risk, the Policy also instructs officers to “remove all articles that the inmate has that may be used to commit suicide” and requires evaluation by a mental health professional. J.A. 168. The Policy also provides that all detention officers will receive “training to recognize signs that an inmate may be suicidal” and provides a list of non-exclusive factors that “may indicate that an inmate is considering suicide,” and further instructs medical personnel and officers to “look carefully for any other indicators of potentially suicidal behavior.” J.A. 227. One of the factors is “previous attempts to commit suicide.” Id. Another is “drug or alcohol intoxication or withdrawal.” J.A. 228. Under this Policy, Ms. Short should have been placed on suicide watch—she should have been in a populated cell, the bed sheet should have been removed from her cell, and prison guards should have conducted checks every 10–15 minutes.
An internal investigation, conducted by a Sheriff‘s Department employee, claimed that Ms. Short was placed in isolation because she had “a multitude of sores all over her body, some of which were oozing fluid. She was isolated for the safety of other inmates to avoid exposing them to a possible communicable disease.” J.A. 154–55. But this rationale contradicts what Officer Cook was told the morning of August 24: that Ms. Short was in isolation because she was “being mouthy.”4 The investigation also concluded that officers and medical personnel followed all protocols—Ms. Short had displayed only “common withdrawal symptoms from narcotics
II.
Mr. Short, individually and in his capacity as administrator of Ms. Short‘s estate, sued various Sheriff‘s Department employees with authority over the Jail and its inmates, including Sergeant Morgan (collectively, the “Law Enforcement Defendants“), in both their official and individual capacities.5 The suit also named Southern Health Partners,6 Nurse Barnes, Nurse Bailey, and Physician Assistant Manuel Maldonado as defendants (collectively, the “Medical Defendants“). Appellant alleged claims under Section 1983 for violations of Ms. Short‘s
While discovery was ongoing, the Law Enforcement Defendants moved for judgment on the pleadings. Without ruling on the motion, the district court allowed the parties to continue discovery. After discovery closed, the Law Enforcement Defendants moved for summary judgment. Rather than ruling on the summary judgment motions, the district court ruled on the 17-month-old motion for judgment on the pleadings.
The district court dismissed the individual capacity claims against Lieutenant Recktenwald, Sergeant Crystal Meadows, Officer Boger, and Sergeant Morgan, reasoning that “none of them is alleged to have personally deprived Mrs. Short of her constitutional rights.” Short v. Stokes, No. 1:18-cv-00741, 2021 WL 620933, at *7 (M.D.N.C. Feb. 17, 2021). The District Court also dismissed the individual capacity claims against Sheriff Stokes, Sheriff Hartman, and Captain Sloan because “the allegations against each of them appear to be based on a theory of respondeat superior, which cannot be a basis for individual liability under
Appellant timely appealed, arguing that he properly alleged that Sergeant Morgan, in her individual capacity, violated Ms.
We requested that the parties submit supplemental briefing addressing:
- Whether the
Fourteenth Amendment claims should be evaluated under the objective test announced in Kingsley v. Hendrickson, 576 U.S. 389 (2015); - If Kingsley applies, whether this Court should remand for the court below to address, in the first instance, whether the objective test is met;
- This Court‘s recent decision in Stevens v. Holler, 68 F.4th 921 (4th Cir. 2023), decided after the parties’ briefs were submitted.
III.
We review de novo a district court‘s ruling on a Rule 12(c) motion for judgment on the pleadings. Edwards v. City of Goldsboro, 178 F.3d 231, 243 (4th Cir. 1999). In doing so, we “apply the standard for a Rule 12(b)(6) motion.” Id. That standard requires that we accept all facts pled in the complaint as true and “draw all reasonable inferences in favor of the plaintiff.” Nemet Chevrolet, Ltd. v. Consumeraffairs.com, Inc., 591 F.3d 250, 253 (4th Cir. 2009). To survive a Rule 12(b)(6) motion to dismiss, a complaint must contain sufficient facts to state a claim that is “plausible on its face.” Id. at 570. “The plausibility standard is not akin to a ‘probability requirement,’ but it asks for more than a sheer possibility that a defendant has acted unlawfully.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009).
IV.
We first address the issue raised by our request for supplemental briefing—whether Kingsley v. Hendrickson abrogated our prior precedent and requires us to recognize that pretrial detainees can state a claim based on a purely objective test under the
A.
Before we turn to the merits of Kingsley‘s applicability, we must assure ourselves that the issue is properly before us. As the Supreme Court has cautioned, “[c]ourts do not, or should not, sally forth
Of course, “‘[j]ust because’ we have the inherent authority to act ‘does not mean that it is appropriate to use that power in every case.‘” Oliver, 878 F.3d at 126 (quoting Dietz v. Bouldin, 579 U.S. 40, 48 (2016)). In our adversarial system, “we rely on the parties to frame the issues for decision and assign courts the role of neutral arbiter of matters the parties present.” Greenlaw, 554 U.S. at 243. “Such adversary proceedings not only increase public confidence in the justice system, but they implicitly recognize that ‘parties know what is best for them and are responsible for advancing the facts and arguments entitling them to relief.‘” Oliver, 878 F.3d at 126 (quoting Greenlaw, 554 U.S. at 244). “Habitual sua sponte consideration of a forfeited issue disincentivizes vigorous advocacy and thereby chips away at the foundation of our justice system.” Id.
But we cannot sacrifice the integrity of our jurisprudence to the party presentation principle. See Dan Ryan Builders, 783 F.3d at 980. For that reason, we have stated that the party presentation principle does not constrain our “fundamental obligation to ascertain controlling law.” Id. “When an issue or claim is properly before the court, the court is not limited to the particular legal theories advanced by the parties, but rather retains the independent power to identify and apply the proper construction of governing law.” Kamen v. Kemper Fin. Servs., Inc., 500 U.S. 90, 99 (1991). The Supreme Court has long recognized that a “court may consider an issue ‘antecedent to . . . and ultimately dispositive of’ the dispute before it, even an issue the parties fail to identify and brief.” U.S. Nat‘l Bank of Or. v. Indep. Ins. Agents of Am., Inc., 508 U.S. 439, 447 (1993) (quoting Arcadia v. Ohio Power Co., 498 U.S. 73, 77 (1990)) (alteration in original). The question we have raised—whether Kingsley applies to the type of claim asserted in this case—is antecedent to our consideration of the district court‘s disposition of Mr. Short‘s claims. Accordingly, this issue is properly before us.
B.
We now turn to whether Kingsley abrogates our Circuit‘s prior precedent and requires us to recognize that pretrial detainees can state a claim under the
Under our precedent, “[o]ne ‘panel cannot overrule the decision of a prior panel’ . . . ‘[a]bsent contrary law from an en banc or Supreme Court decision.‘” Carrera v. EMD Sales, Inc., 75 F.4th 345, 352 (2023) (quoting Desmond v. PNGI Charles Town Gaming, 564 F.3d 688, 691 (4th Cir. 2009) and Taylor v. Grubbs, 930 F.3d 611, 619 (4th Cir. 2019)). Previous “panel precedent . . . is not binding if it subsequently proves untenable considering Supreme Court decisions,” Rose v. PSA Airlines, 80 F.4th 488, 506 (4th Cir. 2023) (Heytens, J., concurring in part and dissenting in part) (internal quotation omitted), but “[w]e do not lightly presume that the law of our circuit has been overturned or rendered no longer tenable,” Carrera v. E.M.D. Sales Inc., 75 F.4th 345, 352 (4th Cir. 2023) (internal quotation omitted). A Supreme Court decision overrules or abrogates our prior precedent only if our precedent is “impossible to reconcile” with a subsequent Supreme Court decision. Id. If it is “possible for us to read our precedent harmoniously” with Supreme Court precedent, we must do so. Id. at 353 (internal quotation omitted). This is a high bar.
But here that bar has been met, and we hold, as four of our sister circuits8 have previously, that Kingsley is irreconcilable with precedent requiring pretrial detainees to meet a subjective standard to succeed on claims under the
i.
Before turning to Kingsley, we examine the jurisprudential history leading up to our adoption of the subjective deliberate indifference standard for pretrial detainees’ claims under the
After a few years without clarification from the Supreme Court, we filled the gap and adopted an objective test for
[t]o establish that a particular condition or restriction of his confinement is constitutionally impermissible “punishment,” the pretrial detainee must show either that it was (1) imposed with an expressed intent to punish or (2) not reasonably related to a legitimate nonpunitive governmental objective, in which case an intent to punish may be inferred.
Martin, 849 F.2d at 870 (citing Bell, 441 U.S. at 538–40).
Applying Bell, we held that deliberate indifference to serious medical needs violates the
In 1994, the Supreme Court finally adopted a test for
[A] prison official cannot be found liable under the
Eighth Amendment for denying an inmate humane conditions of confinement unless the official knows of and disregards an excessive risk to inmate health or safety; the official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference.
The
Nevertheless, in the years that followed, a consensus emerged among the courts of appeal that Farmer‘s subjective
We, too, extended Farmer to
under the
Our decision in Martin v. Bowman adopted Farmer‘s
We revisited Farmer‘s applicability to the
As a practical matter . . . we do not distinguish between the
Eighth andFourteenth Amendments in the context of a pretrial detainee‘s§ 1983 claim. Despite the Supreme Court‘s suggestion that pretrial detainees may be afforded greater protection than convicted prisoners, the circuit courts have generally analyzed both situations under the same “deliberate indifference” standard.
Id. at *4 (citations omitted).
It is true that if a
That brings us to Kingsley.
ii.
The Supreme Court‘s ruling in Kingsley v. Hendrickson upends the assumption that
Kingsley is clear: The
Our subjective deliberate indifference test for pretrial detainees’
Further, Kingsley repudiated the reasoning we followed in adopting the subjective test for deliberate indifference claims in the first place. Our precedent extended Farmer‘s
Now that Kingsley requires us to properly distinguish
iii.
To persuade us that Kingsley does not disturb the law of our circuit, Appellees extensively quote the Tenth Circuit‘s decision in Strain v. Regalado, the most thoroughly reasoned opinion declining to apply Kingsley‘s objective test to deliberate indifference claims. 977 F.3d 984 (10th Cir. 2020).9 The Tenth Circuit brushed aside any conflict between Kingsley and that court‘s subjective test for
precedent” (above all, Bell) already recognizes that a pretrial detainee may state a due process claim against “a variety of prison conditions” by an “objective standard.” Kingsley, 576 U.S. at 397–98. We cannot avoid the conflict between Kingsley and our case law by ignoring Kingsley‘s rationale.
The Tenth Circuit also tried to cabin Kingsley by distinguishing the purposes of excessive force claims and deliberate indifference claims. “The deliberate indifference cause of action does not relate to punishment,” Strain says, “but rather safeguards a pretrial detainee‘s access to adequate medical care.” 977 F.3d at 991. For that reason, the Tenth Circuit reasoned, the Kingsley–Bell objective test for treatment that “amounts to punishment” does not govern deliberate indifference claims. Id. While it is certainly true that the deliberate indifference cause of action safeguards a detainee‘s right to medical care, it is not true that this cause of action does not relate to punishment. The Supreme Court recognized an
In yet another attempt to harmonize Kingsley with a subjective test for deliberate indifference, Strain emphasizes that “[e]xcessive force requires an affirmative act, while deliberate indifference often stems from inaction.” Strain, 977 F.3d at 991. To the Tenth Circuit, “the Kingsley standard is not applicable to cases where a government official fails to act’ because ‘a person who unknowingly fails to act—even when such a failure is objectively unreasonable—is negligent at most.‘” Id. (quoting Castro v. County of Los Angeles, 833 F.3d 1060, 1086 (9th Cir. 2016) (en banc)
In short, we find Strain‘s reasoning unpersuasive and hold that Kingsley is irreconcilable with our prior precedent. Kingsley repudiates a subjective requirement for pretrial detainees’
iv.
To state a claim for deliberate indifference to a medical need, the specific type of deliberate indifference claim at issue in this case, a pretrial detainee must plead that (1) they had a medical condition or injury that posed a substantial risk of serious harm; (2) the defendant intentionally, knowingly, or recklessly acted or failed to act to appropriately address the risk that the condition posed; (3) the defendant knew or should have known (a) that the detainee had that condition and (b) that the defendant‘s action or inaction posed an unjustifiably high risk of harm; and (4) as a result, the detainee was harmed. We take this test to be the same test our sister circuits have adopted. See Darnell v. Pineiro, 849 F.3d 17, 35 (2d Cir. 2017); Gordon v. County of Orange, 888 F.3d 1118, 1124–25 (9th Cir. 2018); Miranda v. County of Lake, 900 F.3d 335, 352–53 (7th Cir. 2018); Brawner v. Scott County, 14 F.4th 585, 596–97 (6th Cir. 2021).
The objective test we adopt today differs from our prior subjective test in one respect only. The plaintiff no longer has to show that the defendant had actual knowledge of the detainee‘s serious medical condition and consciously disregarded the risk that their action or failure to act would result in harm. That showing remains sufficient, but it is no longer necessary. Now, it is sufficient that the plaintiff show that the defendant‘s action or inaction was, in Kingsley‘s words, “objectively unreasonable,” 576 U.S. at 397: that is, the plaintiff must show that the defendant should have known of that condition and that risk, and acted accordingly. Or as the Supreme Court put it when describing civil recklessness in Farmer, it is enough that the plaintiff show that the defendant acted or failed to act “in the face of an unjustifiably high risk of harm that is either known or so obvious that it should be known.” Farmer, 511 U.S. at 836. We go no further.
To be clear, it is still not enough for the plaintiff to allege that the defendant
V.
Having determined that the proper test for pretrial detainees’ claims under the
As explained above, the objective test is not the sole means of showing a
The deliberate indifference test “includes objective and subjective elements.” Mays, 992 F.3d at 300. The objective element requires an objectively “serious” medical condition. Id. A condition is objectively serious if it is “diagnosed by a physician as mandating treatment” or is “so obvious that even a lay person would easily recognize the necessity for a doctor‘s attention.” Scinto v. Stansberry, 841 F.3d 219, 225 (4th Cir. 2016). The subjective element requires that the prison official acted with deliberate indifference to inmate health or safety, meaning that the official “had actual subjective knowledge of both the inmate‘s serious medical condition and the excessive risk posed by the official‘s action or inaction.” Jackson v. Lightsey, 775 F.3d 170, 178 (4th Cir. 2014).
In applying the deliberate indifference test, we first ask whether Ms. Short had an objectively serious medical condition. See Mays, 992 F.3d at 303. “A substantial risk of suicide is certainly the type of ‘serious harm’ that is contemplated by the first prong” of the deliberate indifference test. Brown v. Harris, 240 F.3d 383, 389 (4th Cir. 2001). The Complaint alleges that Ms. Short had very recently attempted suicide, was undergoing severe withdrawal, and was experiencing feelings of uselessness or sinfulness. These allegations demonstrate a substantial risk of suicide, and, by extension, satisfy the objective prong of the deliberate indifference test.
Turning to the second element, Sergeant Morgan “had actual subjective knowledge of both the inmate‘s serious medical condition and the excessive risk
Sergeant Morgan also knew the excessive risk posed by her action or inaction. Section 4.10 of the Prison Policy clearly laid out suicide risk factors of which officers should be aware. These risk factors include “previous attempts to commit suicide,” “depression,” and “drug or alcohol intoxication or withdrawal.” An officer‘s failure to act “if they demonstrably knew or had reason to know that a suicide was imminent” constitutes deliberate indifference. Buffington v. Baltimore County, 913 F.3d 113, 120 (4th Cir. 1990). Based on the Prison Policy, on which Sergeant Morgan had been trained, Sergeant Morgan knew that Ms. Short posed a serious suicide risk if Sergeant Morgan did not act. And Sergeant Morgan was not powerless to mitigate this risk—the Prison Policy lays out several steps Sergeant Morgan could have taken, including placing Ms. Short in a populated cell, removing items such as bedsheets with which Ms. Short could hang herself from the cell, and conducting regular checks every ten to fifteen minutes. J.A. 228. Sergeant Morgan took none of these steps.
We recently stated, in Stevens v. Holler, that “protocol violations” demonstrate that a defendant “knew of and disregarded a substantial risk of serious injury to the detainee or that they actually knew of and ignored a detainee‘s serious need for medical care.” Stevens v. Holler, 68 F.4th 921, 932 (4th Cir. 2023) (quoting Young v. City of Mount Rainier, 238 F.3d 567, 575–76 (4th Cir. 2001)); see also Younger v. Crowder, 79 F.4th 373, 384 (4th Cir. 2023) (stating that failure to follow “unwritten policy” was evidence supporting jury‘s finding that second prong was satisfied). As in Stevens, the allegation that Sergeant Morgan failed to follow established protocol that unambiguously applied to the situation at hand is sufficient to satisfy the subjective prong of the deliberate indifference test. Stevens, 68 F.4th at 933.
Though a violation of a local policy does not by itself violate the Constitution or give rise to a
Appellees contend that Ms. Short‘s risk of suicide was not sufficiently imminent to require Sergeant Morgan to act in any way to mitigate the risk. Faced with a previous suicide attempt, active and severe withdrawal, and a Prison Policy that unambiguously instructs officers that in this exact situation additional steps must be taken, it seems that Appellees ask us to hold that a risk of suicide is only sufficiently imminent when a detainee expressly tells a prison official that they are planning
Appellees further contend that Sergeant Morgan was entitled to defer to Nurse Barnes‘s and Nurse Bailey‘s professional judgments that Ms. Short did not pose a suicide risk. In support, Appellees principally cite Shakka v. Smith, 71 F.3d 162 (4th Cir. 1995). There, this Court held that prison officials were not deliberately indifferent in withholding the inmate‘s wheelchair, where they were acting on the express instructions of a prison psychologist. Id. at 167. The psychologist had ordered the wheelchair “be removed temporarily for Shakka‘s own protection and the protection of others.” Id.
Though the Amended Complaint in this case contains some conflicting allegations regarding why Ms. Short was placed in solitary confinement, it alleges that “being mouthy” was at least one reason. J.A. 159. At this stage in the proceedings, we must credit this version of events and construe the allegations in favor of Appellant. Nemet Chevrolet, Ltd., 591 F.3d at 253 (stating that we must “draw all reasonable inferences in favor of the plaintiff“). Because this justification has nothing to do with a medical judgment, Sergeant Morgan cannot hide behind Shakka to justify her failure to place Ms. Short in a populated area of the prison.
Unlike in Shakka, Sergeant Morgan was not acting on the express instruction of a medical provider—Appellees merely contend that Sergeant Morgan did not violate Ms. Short‘s constitutional rights because the nurses who examined Ms. Short did not take or order these additional steps either. But Sergeant Morgan cannot use the Medical Defendants’ conduct or failure to act to shield her from liability on these facts. Holding otherwise would shield non-medical defendants from liability whenever a medical provider was at some point consulted.
This Court‘s decision in Iko v. Shreve supports this conclusion. 535 F.3d 225 (4th Cir. 2008). There, an inmate was pepper sprayed in the course of a cell extraction and transfer to a different cell. Id. at 231–32. As part of the cell-extraction procedure, the inmate was taken “to a nearby medical room to be examined by a nurse.” Id. at 232. In the medical room, in the nurse‘s presence, the inmate collapsed. Id. “The officers caught him and directed him into a nearby wheelchair for transportation to the” new cell. Id. Neither the officers nor the nurse provided or requested any medical treatment. Id. The officers argued that they were not deliberately indifferent because they “were entitled to defer to the actions and medical decisions of the nurse.” Id. at 242. This Court rejected this argument, because Iko did not “present a situation in which prison officials might be held liable for the actions or inactions of a medical professional. The officers face liability for their own decisions, made while Iko was in their charge.” Id. This Court also stated that Iko was “further distinguishable from the precedent on which the
The same is true here. Appellant seeks to hold Sergeant Morgan accountable for her own decision not to take steps to mitigate Ms. Short‘s risk of suicide. Further, there is no allegation that Sergeant Morgan communicated with either nurse prior to placing Ms. Short in isolation. In the absence of an allegation that Sergeant Morgan knew of and relied on a medical provider‘s evaluation in the moment, she cannot use the medical provider‘s inaction to justify her own post-hoc. We thus conclude that the Complaint sufficiently alleges that Sergeant Morgan was deliberately indifferent to Ms. Short‘s serious medical needs by failing to follow the steps outlined in the Prison Policy to mitigate Ms. Short‘s suicide risk.
VI.
Appellees also argue in their supplemental brief, for the first time, that Sergeant Morgan is entitled to qualified immunity because it was not “clearly established” that she could not rely on the judgment of medical professionals. This argument was not raised in Appellees’ initial brief, nor has Appellant had the opportunity to address the issue before this Court. “A party waives an argument by failing to present it in its opening brief or by failing to develop its argument—even if its brief takes a passing shot at the issue.” Grayson O Co. v. Agadir Int‘l LLC, 856 F.3d 307, 316 (4th Cir. 2017) (cleaned up). This principle applies to both parties, not just to the appellant. See United States v. Legins, 34 F.4th 304, 319 n.18 (4th Cir. 2022) (applying the principle of waiver to an argument the appellee failed to raise in its brief). Accordingly, we make only two small observations concerning the availability of qualified immunity but decline to decide whether qualified immunity is in fact available to Appellees.
First, under Iko, where officers are being held accountable “for their own decisions,” they cannot rely on medical professionals’ lack of action as a shield for liability. Iko, 535 F.3d at 242. Under this precedent, Sergeant Morgan may be hard pressed to explain why she was entitled to rely on Nurse Barnes‘s and Nurse Bailey‘s lack of action under “clearly established” precedent. Second, under this Court‘s precedent, qualified immunity is generally not available at all for deliberate indifference claims. We held in Thorpe v. Clarke that “when ‘plaintiffs have made a showing sufficient to’ demonstrate an intentional violation of the
VII.
For the foregoing reasons, we reverse and remand the district court‘s dismissal of Appellant‘s claims against Sergeant Morgan. Additionally, because the district court dismissed Appellant‘s Monell claim and state law claims only on the basis that Appellant had not properly alleged an individual
REVERSED AND REMANDED
