CLARENCE CARGO, et al. v. KANSAS CITY SOUTHERN RAILWAY COMPANY
CIVIL ACTION NO. 05-2010
UNITED STATES DISTRICT COURT WESTERN DISTRICT OF LOUISIANA SHREVEPORT DIVISION
March 22, 2012
JUDGE S. MAURICE HICKS, JR.
MAGISTRATE JUDGE HORNSBY
MEMORANDUM RULING
Before the Court is a Motion for Summary Judgment on all of Plaintiff Tim Stanley’s (“Stanley“) claims (Record Document 705) filed by defendant Kansas City Southern Railway Company (“KCS“). The motion states that all of Stanley’s claims should be dismissed either on procedural or substantive grounds. Plaintiff opposes the motion. (Record Document 709). Upon review of Plaintiff’s Opposition (Record Document 709), it is apparent that plaintiff has expressly conceded the following claims: all State Law Claims; his Louisiana Employment Discrimination Claim; and his retaliation claim. Further, by not addressing them in his opposition, Stanley concedes the following claims: sex discrimination; failure to promote; and disparate impact discrimination.1 The claims that are properly before this Court are Stanley’s following claims: hostile work environment and discriminatory discharge.
For the reasons that follow, Defendant’s Motion for Summary Judgment is GRANTED.
FACTUAL BACKGROUND
Tim Stanley is an African American male. (Record Document 705-2 at 1). Stanley began working for KCS in January of 2000 as an electrician. (Record Document 709 at 6). In July of 2002, Stanley transferred to the transportation department and began working as a conductor trainee. See id. Stanley worked in the transportation department for seventeen months. During this period, he was suspended six times. See id. In February of 2004, Stanley “was removed from service pending an investigation. That investigation concerned the violation of General Order No. 9 which states that all road and yard crews reporting to the terminal must report the status of their crew to the tower.” See id. As a result of this investigation, Stanley’s employment relationship with KCS was terminated.
Stanley is a plaintiff in the above-captioned matter alleging discrimination by KCS. (Record Document 1). Subsequently, after preliminary motion practice, the plaintiffs were broken into 19 trial groups. (Record Document 492). The pairing was based on the plaintiffs’ respective claims. Stanley was placed in group 6 by himself. (Record Document 492).
Motion To Strike
Before discussing Stanley’s claims, the Court must address a portion of KCS’ Motion to Strike. (Record Document 713). In response to Stanley’s Response in Opposition to KCS’ Motion for Summary Judgment, KCS filed a Motion to Strike several of the exhibits Stanley attached to his opposition. One of those exhibits is an affidavit filed by Stanley. KCS claims that the affidavit directly contradicts Stanley’s deposition and, therefore, should be stricken from the record. (Record Document 713 at 3). Further, KCS claims that some of the testimony in the affidavit is not based on personal knowledge. (Record Document
Starting with the affidavit, “a party cannot create a genuine issue of fact sufficient to survive summary judgment simply by contradicting his or her own previous sworn statement (by, say, filing a later affidavit that flatly contradicts that party‘s earlier sworn deposition) without explaining the contradiction or attempting to resolve the disparity.” Cleveland v. Policy Management Systems Corp., 526 U.S. 795, 806 (U.S.1999).
Stanley, attempting to avoid summary judgment, presents two forms of testimony on his hostile work environment claim. KCS claims these two forms of testimony conflict with each other, and therefore, without an explanation, the latter of the two should be stricken. First is Stanley’s deposition. In this deposition, Stanley discusses that the hostile work environment claim stems from being forced to “hostle.” (Record Document 705-5 at 27). Hostling, a railroad term, is the moving of engines and parts to different areas in the shop. (Record Document 705-5 at 28). Stanley claims this created a hostile work environment because “I had understudies under me when it was a job for understudies.” See id. Stanley then admitted that some of the people who had hostled as long as he had were both black and white. (Record Document 705-5 at 29).
Then, the following exchange took place:
Q. Now, when you were talking about that hostile environment over at the shop, did you give me all the facts or incidents that you believe support –
A. No, sir. Well, there was an instance – there was an instance where I was – I came to work and I told my supervisor, I told him my knee was hurting and can I not hostle for a day or so, but I still was made to hostle. Then there was an instance
when I was extremely sick, almost had pneumonia and I ended up having to take off and go to the doctor the following day and got my prescribed medication for my sickness. Q. Any other facts?
A. Those are – those are the couple that stand out, you know?
See id. Before turning to a new subject, Stanley then stated that all of this occurred between 2000 and 2002.
The possibly contradictory testimony Stanley offers regarding this hostile work environment claim are portions of the aforementioned affidavit. (Record Document 709-7). In paragraph one of this affidavit, Stanley states that while he was employed in the locomotive shop at KCS, from 2000 until 2002, he “saw a hangman’s noose in the oil shed where the supervisors parked their cars on company property.” See id. In paragraph two, he states that he worked under Mr. Gary Moore (“Moore“), “a known Klansman, who was my supervisor.” See id. Stanley claims he “felt threatened to learn that KCS would promote a convicted Klansman to supervisor position, also knowing that noose hung in plain view.” See id. In paragraph three, Stanley reurges his complaint about being forced to hostle when white employees were not required to do the same and finally, in paragraph four, he states he transferred out of the transportation department in 2002 because of the harassment and discrimination. See id.
In addressing paragraph one of his affidavit, as to whether or not this affidavit directly conflicts with the deposition in regards to the allegation of the noose being hung, there is an important distinction between “those are the couple [of instances] that stood out” and, perhaps, “those are the only two instances that occurred.” In this instance, KCS appears to be one question short of precluding the use of this portion of the affidavit. Since
KCS also argues that Stanley does not establish personal knowledge that Moore was a “convicted Klansmen,” that KCS knowingly promoted him in spite of his conviction,
”
Federal Rule of Civil Procedure 56(e)(1) provides, in relevant part, that ‘[a] supporting or opposing affidavit must be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant is competent to testify on the matters stated.’ Affidavits, or portions thereof, may be stricken from the record if they fail to comport with the requirements of this rule, and more specifically, if they contain inadmissible hearsay, information not based on the personal knowledge of the affiant, or legal conclusions.”
Meadaa v. K.A.P. Enterprises LLC, 2010 WL 2195280, *2 (W.D. La. 2010) (citations omitted). Stanley, as a non-movant, is held to a less exacting standard in regard to this affidavit. See id. Still, the Court has been supplied with a 158 page deposition and a two page affidavit; at no point has Stanley been able to show, through his testimony, what Moore was convicted of, how Stanley knew Moore had a conviction, and how Stanley knew KCS was aware of this conviction. Further, Stanley has been unable to show that KCS knew of the aforementioned noose. As stated in Meadaa, “[m]ere conclusory allegations are not competent summary judgment evidence and may be stricken from the record when submitted in an affidavit.” See id. (Citations omitted). Therefore, without a showing that it was made on Stanley’s person knowledge, paragraph two of the affidavit is stricken.
The motion to strike then requests the exclusion of the deposition testimony of Richard Venditti (“Venditti“) (Record Document 709-3), Donald Duke (“Duke“) (Record Document 709-5), and Gene Harville (“Harville“) (Record Document 709-6) because they
“The decision whether to admit a deposition from a prior lawsuit is vested in the district court‘s sound discretion...Because the underlying objective is efficiency at trial without jeopardizing accurate fact finding, the district court is usually in the best position to decide whether a prior deposition should be admitted.” Hub v. Sun Valley Co., 682 F.2d 776, 777 (9th Cir. 1982).
SUMMARY JUDGMENT STANDARD
Summary judgment is proper pursuant to
LAW AND ANALYSIS
A. Hostile Work Environment
A hostile work environment exists “when the workplace is permeated with discriminatory intimidation, ridicule, and insult, that is sufficiently severe or pervasive to alter the conditions of the victim’s employment and create an abusive working environment.” Stewart v. Mississippi Transport Commission, 586 F.3d 321 (5th Cir. 2009) (quoting National R.R. Passenger Corp. V. Morgan, 536 U.S. 101 (2002)). To establish his claim for a hostile work environment, Plaintiff must show that:
1) he belongs to a protected class; 2) he was subjected to unwelcome harassment; 3) the harassment was based on
Septimus v. Univ. of Houston, 399 F.3d 601, 611 (5th Cir. 2005). The alleged discrimination must have “created an environment that a reasonable person would find hostile or abusive.” Id. Courts in this Circuit determine hostile environment considering the totality of the circumstances. Factors to consider include: “the frequency of the conduct, its severity, the degree to which the conduct is physically threatening or humiliating, and the degree to which the conduct unreasonably interferes with an employee‘s work performance.” Id .; see Harris v. Forklift Systems, Inc., 510 U.S. 17, 23 (1993).
Although “[d]iscriminatory verbal intimidation, ridicule, and insults may be sufficiently severe or pervasive” to support evidence of a
The jurisprudence of this Circuit establishes a very high burden for a plaintiff advancing a claim for a hostile work environment on racial grounds. From this Court’s review of the total record, Stanley has failed to meet that burden.
Stanley rests his hostile work environment claim on four separate instances that he claims, in the aggregate, amount to a hostile work environment: 1. that he was made to
In order for any of these four events to be probative for a hostile work environment claim, they must first be seen as harassment and the harassment must be based on Stanley’s race. The first two claims regarding “hostling” fail to meet either of these two tests. Stanley admits that he “does not know if hostling was a job for understudies; rather, his understanding is purely based upon what other employees told him.” (Record Document 705-2 at 30; 709-1 at 12). Further, “both African American and Caucasian employees of varying levels of seniority in the Diesel Shop hostled, and some other employees in the Diesel Shop hostled as long as he had.” See id. Therefore, it appears that hostling was simply a part of Stanley’s job and that it was a task assigned to both African Americans and Caucasians. For these reasons, it does not appear that Stanley being told to hostle constituted harassment but even if it amounted to harrassment, Stanley has offered no evidence it was harassment based on his race. The third claim, that of being “forced” to see a doctor when ill, is not probative either. Again, the Court does not believe this amounts to harassment, but even if it qualified as harassment, Stanley has not even attempted to show how this “harassment” was tied to his race.
The final instance, the hanging of a noose on KCS property, may certainly be described as harassment. The only admissible evidence that Stanley offers regarding this noose is in his affidavit. Stanley states that “[b]etween January 10, 2000 and July 8, 2002, I worked for Kansas City Southern as an electrician in the locomotive shop in Shreveport,
There are very few details surrounding this noose. It is unclear who put up the noose or how long the noose was displayed. More importantly, Stanley does not even attempt to allege that he ever reported the presence of this noose to anyone at KCS.6 This alone could be fatal to his hostile work environment claim. See Harvey v. Maytag Corp., 105 Fed. Appx. 863 (7th Cir. 2004). Further, since it is unclear as to how long this noose was displayed, the Court cannot say that KCS should have known about the presence of the noose. The presence of a noose, generally speaking, may qualify as a form of harassment without more. The Court does not feel the need to explain that the presence of a noose can certainly be considered harassment by African American KCS employees. However, the Court does not find that, based on the evidence provided, this noose “had the effect of altering the terms, conditions, or privileges of his employment.” Carter v. Luminant Power Services Co., 2011 WL 6090700 (N.D. Tex. 2011).
All of the alleged harassment took place while Stanley was working in the diesel shop at KCS. Stanley expressly stated that the reason he sought a transfer out of the diesel
B. Discriminatory Discharge
Employers are prohibited from discriminating “against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual‘s race, color, religion, sex, or national origin.”
Under the McDonnell Douglas framework, a plaintiff must first establish a prima facie case of...discrimination. The employer then bears the burden of producing a legitimate, non-discriminatory reason for its actions. The employer is not required to convince the Court that it was actually motivated by this reason; it need only raise a genuine issue of fact as to whether or not it discriminated against the plaintiff. Once the employer offers a legitimate, nondiscriminatory reason for the plaintiff‘s treatment, the presumptions of the McDonnell Douglas framework dissipate, and the plaintiff bears the ultimate burden of persuading the trier of fact that the defendant engaged in intentional discrimination. To satisfy this burden, a plaintiff must produce substantial evidence that the employer‘s proffered reasons for its actions were a pretext for discrimination. A plaintiff can establish pretext either through evidence of disparate treatment or by showing that the employer‘s proffered explanation is false or “unworthy of credence.”
Nasti, 492 F.3d at 593. (Internal citations omitted)
In order to establish a prima facie case of discriminatory discharge, Stanley must show that (1) he belongs to a protected class, (2) he was qualified for his position, (3) he suffered an adverse employment action, and (4) similarly situated employees were treated more favorably. See id.
It is apparent from both the facts of this case and the parties’ briefings that this claim of discriminatory discharge rests on the fourth element of the prima face case. The Fifth
In Lee v. Kansas City Southern Ry Co., 574 F.3d 253 (5th Cir. 2009), the Fifth Circuit found the district court erred in finding that the plaintiff did not meet his prima facie burden of identifying a similarly situated employee to the plaintiff. In this case, the plaintiff and the comparators were both engineers for KCS. The plaintiff in this case was fired for “(1) disregarding a block signal that indicated he had to stop the train and (2) failing to contact his dispatcher for authorization to proceed.” See id. at 261. The plaintiff’s comparator had committed the following violations in the same period: “(1) failed to inspect a train in compliance with a trackside warning signal, for which he received a 30-day suspension; (2) improperly handled a train that separated as a result, for which he received a 5-day suspension; and (3) occupied a main track without authority, for which he was fired, only to be reinstated by Alexander.” See id. The court held, “We are satisfied that employment histories marked by a comparable number of serious moving violations by train engineers who perform the same job are sufficiently similar to require comparison of the two when, as here, the final violations-failing to obey a stop signal-are indistinguishable.” See id. at 261-262.
Stanley provides the Court with five Caucasian employees whom he claims were “engaged in substantially similar conduct to Mr. Stanley and were not terminated or disciplined for his actions.” (Record Document 709 at 20). Those five employees are Sam Yosten (“Yosten“), Ken Crain (“Crain“), Tillman Tolson (“Tolson“), Andy Smith (“Smith“), and Chris Morphew (“Morphew“).
To be a proper comparator of Stanley, the abovementioned five employees’ circumstances must be nearly identical. Stanley was a conductor for KCS. The only information that Stanley provides the Court with on these comparators are that Crain and Yosten were engineers at KCS who worked in the transportation department and “their discipline was handled internal [sic] by the same decision makers and discipline policy.” (Record Document 709 at 21). Further, Tolson, Morphrew, and Smith all “violated KCS rules and were not terminated.” See id. KCS, however, goes through each comparator, individually, and provides specific reasons why their circumstances are not “nearly identical” to Stanley’s. KCS shows that Cain is not a conductor, Yosten did not work in the same location as Stanley and was only disciplined on two occasions, Tolson was an
As previously stated, if the movant demonstrates the absence of a genuine dispute of material fact, “the nonmovant must go beyond the pleadings and designate specific facts showing that there is a genuine issue for trial.” Gen. Universal Sys., Inc. v. Lee, 379 F.3d at 141. Here, KCS has demonstrated the absence of a genuine dispute of material fact in that these KCS employees are not proper comparators. Stanley, in response, has merely listed the comparators’ names and made conclusory statements that their circumstances are nearly identical to Stanley’s. Stanley has failed to meet his summary judgment burden of providing specific facts that show there is a genuine issue of material fact as to these comparators. Therefore, Stanley has failed to meet his prima facie burden that similarly situated employees were treated more favorably than he was and his discriminatory discharge claim must fail.
CONCLUSION
Stanley has expressly conceded the following claims: all State Law Claims; his Louisiana Employment Discrimination Claim; and his retaliation claim. Further, by not addressing them in his opposition, Stanley concedes the following claims: sex discrimination; failure to promote; and disparate impact discrimination. Finally, Stanley has failed to show that his work environment while employed at KCS’ diesel shop amounted to a hostile work environment and he has failed to meet his prima facie burden to prevail on his discriminatory discharge claim.
Further, KCS’ motion to strike is well grounded as to the depositions of Venditti (Record Document 709-3), Duke (Record Document 709-5), and Harville (Record
Accordingly, IT IS ORDERED THAT the foregoing motion (Record Document 705) be and is hereby GRANTED. All of Stanley’s claims against KCS are DISMISSED WITH PREJUDICE. Further, KCS’s motion to strike (Record Document 713) is GRANTED IN PART and DENIED IN PART.
A Judgment consistent with the terms of the instant Memorandum Ruling shall issue herewith.
Thus done and signed, in Shreveport, Louisiana, this 22nd day of March, 2012.
S. MAURICE HICKS, JR.
UNITED STATES DISTRICT JUDGE
