Jonathan T. BOURDON and Jeffrey G. Walls, Plaintiffs, v. Ray MABUS, Secretary of the Navy, et al., Defendants.
Civil Action No. 09-1229 (RBW).
United States District Court, District of Columbia.
Sept. 28, 2011.
Josh Hildreth, U.S. Attorney‘s Office, Washington, DC, for Defendants.
MEMORANDUM OPINION
REGGIE B. WALTON, District Judge.
Plaintiffs Jonathan Bourdon and Jeffrey Walls bring this action against various defendants alleging violations of the Whistleblower Protection Act of 1989,
I. BACKGROUND
A. Plaintiff Jonathan Bourdon
Jonathan Bourdon was employed as a Federal Police Officer with the Naval District of Washington (“NDW“) from June 17, 1996 until May 26, 2007. Am. Compl. ¶¶ 2, 32. In 1998, 2001, and 2005, he “applied for promotions and each time ... was not selected.” Id. ¶ 21. In April 2004, Bourdon also applied for one of six open Sergeant positions, but was not selected. Id. ¶ 22. According to Bourdon, “only members of the local union bargaining committee were selected” for the Sergeant position, including a female applicant with lower scores than him on one aspect of the selection process. Id. ¶¶ 22-23. The unsuccessful effort to acquire the Sergeant position led Bourdon to submit a formal complaint to the United States Equal Employment Opportunity Commission (“EEOC“) on June 22, 2005.4 Id. ¶ 25. “On or about February 6, 2007, the EEOC dismissed Bourdon‘s complaint with prejudice. Bourdon appealed this dismissal and the decision was confirmed.” Id. ¶ 30.
Meanwhile, on or about November 30, 2006, Bourdon was involved in a verbal altercation with a York, Pennsylvania off-duty firefighter. Id. ¶ 51; Defs.’ Mot., Exhibit (“Ex.“) 1 (Notice of Proposed Indefinite Suspension Without Pay) at 1. During this incident, which occurred when Bourdon was off-duty, he allegedly “identified [himself] as a Federal Marshall[,] ... showed the firefighter [his] badge[,] and said in words to the effect that if [the firefighter] messed with Tony he messed with you and that you had the federal government backing you.” Defs.’ Mot., Ex. 1 (Notice of Proposed Indefinite Suspension Without Pay) at 1. As a result of this incident, the York Police Department issued an arrest warrant for Bourdon “based on the charge of Official Oppression.” Id. Also following this purported incident, the Navy proposed to suspend Bourdon indefinitely without pay for Conduct Unbecoming a Police Officer. Id. The proposed indefinite suspension was implemented on January 16, 2007. Am. Compl. ¶ 28; Defs.’ Mot., Ex. 2 (Decision on Proposed Indefinite Suspension) at 1-2.
On January 30, 2007, Bourdon appealed his indefinite suspension to the Merit Systems Protection Board (“MSPB“). Am. Compl. ¶ 29. On March 26, 2007, the Navy informed Bourdon of its intention to re-
On November 13, 2007, the charges against Bourdon in York, Pennsylvania were dismissed. Am. Compl. ¶ 55. On November 19, 2007, more than five months after his removal from the Navy took effect, Bourdon filed an appeal with the MSPB requesting that the termination of his employment by the Navy be stayed. Defs.’ Mot., Ex. 6 (Order Denying Stay Request) at 1. The basis for this request consisted solely of Bourdon‘s allegation that he “had previously [blown] the whistle for ‘faulty equipment.‘” Id. The request for a stay was denied on December 4, 2007. Id. In her Order denying the stay, MSPB Administrative Judge Sarah P. Clement remarked that Bourdon “did not explain how his alleged disclosure about ‘faulty equipment’ constituted whistleblowing[,] ... gave no details concerning the contents or circumstances of his disclosure, ... [and] ... thus failed to explain in even rudimentary fashion how his removal could have been in reprisal for his whistleblowing.” Id. at 2. A few months later, on March 18, 2008, Administrative Judge Clement dismissed Bourdon‘s appeal of his removal from federal service on the ground that it had been untimely filed. Defs.’ Mot., Ex. 7 (Initial Decision).
Finally, at some point before December 23, 2009, Bourdon filed a complaint with the United States Office of Special Counsel (“OSC“) alleging violations of personnel practices against management officials at the NDW.5 See Pls.’ Opp‘n, Ex. E (December 23, 2009 Letter from the OSC to Bourdon) at 1. Bourdon asserted that he was “reprised against because of [his] whistleblowing activity between April 2004 and September 2006.” Id.; see also Am. Compl. ¶¶ 38-43. By letter dated December 23, 2009, the OSC notified Bourdon that because of “the absence of information to establish a connection between [his] indefinite suspension, the termination action[,] and [his] protected activity, [the OSC had] no basis for further inquiry into [his] allegations.” Pls.’ Opp‘n, Ex. E (December 23, 2009 Letter from the OSC to Bourdon) at 3. The letter also informed Bourdon that the OSC had “made a preliminary determination to close [their] inquiry into [his] complaint,” and that “before [they] actually close[d] the file,” they would give him thirteen days to submit a written response. Id. Bourdon was also advised that if the OSC did not hear from him within that time, they “anticipate[d] closing the file and ... send[ing] [him] a letter terminating the investigation and advising [him] of any additional rights [he] may have.” Id.
B. Plaintiff Jeffrey Walls
Jeffrey Walls was employed by the NDW from April 2001 until May 8, 2009, Am. Compl. ¶ 3, as a police officer, id. ¶ 74. In September 2006 and 2007, Walls informed Colonel Larry Graves that several supervisors at the NDW were abusing their authority by misrepresenting the number of hours they worked and improperly receiving bonuses. Id. ¶¶ 59, 61. Walls states that Colonel Graves failed to pursue his allegations. Id.
On June 6, 2008, Colonel Graves proposed to suspend Walls for thirty days as a
Meanwhile, on July 19, 2008, Walls “was obliged to take leave as a result of an injury to his left knee that occurred while on duty.” Id. ¶ 64. As a result of “his injury Walls was prescribed a daily medication to assuage his pain, required to wear knee braces [,] and placed in physical therapy based on the recommendation made by his [Veterans Administration] physician.” Id. ¶ 68. Walls made requests to accommodate his disability, including “several requests to obtain ... access to a Sport Utility Vehicle.” Id. ¶ 68. These requests were unsuccessful, and Walls sustained another injury to his left knee in September 2008. Id. Walls was scheduled to return to duty on January 13, 2009, but was unable to do so because of complications with his knee and other family circumstances. Id. ¶ 69. Walls then submitted two requests for continued leave in February 2009, however, both were denied. Id. ¶ 70.
On March 30, 2009, the Navy proposed to terminate Walls for Extensive Unauthorized Absence. Id. ¶ 72; Defs.’ Mot., Ex. 11 (Proposed Removal) at 1. In its termination proposal, the Navy noted that Walls had been absent without leave for 428 hours and explained how Walls was previously “informed ... that [he] needed to submit appropriate medical documentation to justify [his] continued absence.” Defs.’ Mot., Ex. 11 (Proposed Removal) at 1. On May 5, 2009, the Navy upheld Walls’ proposed removal. Defs.’ Mot., Ex. 12 (Decision Concerning Your Proposed Removal). The Navy noted that Walls’ “unauthorized absence totals 77 days or 648 duty hours” and that this “excessive unauthorized absence ... warrant[ed his] removal from the Federal service.” Id. at 2. The termination became effective on May 9, 2009. Id. at 3.
On August 5, 2009, Walls filed a formal complaint of employment discrimination against the Navy, alleging that his “separation from Federal Service effective May 9, 2009 violated [his] rights under the Rehabilitation Act of 1973 and CFR provisions.”6 Defs.’ Mot., Ex. 13 (Formal Complaint of Employment Discrimination) at 1. On May 5, 2010, the Navy issued a final decision regarding Walls’ employment discrimination complaint. Id., Ex. 16 (May 5, 2010 Letter to Walls) at 1. In its decision, the Navy concluded that Walls was not discriminated against on the basis of a physical disability when he was removed from federal service in May 2009. Id. The decision also stated that Walls’ claims constituted a “mixed case,” which was appealable to the MSPB as well as to the appropriate federal district court. See id. at 1-4.
On November 23, 2009, Walls filed an appeal with the MSPB, alleging that his termination from the Navy was in retalia-
II. STANDARDS OF REVIEW
A. Motion to Dismiss Under Rule 12(b)(1)
A motion to dismiss under
B. Motion To Dismiss Under Rule 12(b)(6)
A motion to dismiss under
A claim is facially plausible “when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. (quoting Twombly, 550 U.S. at 556, 127 S.Ct. 1955). A complaint alleging facts which are “merely consistent with’ a defendant‘s liability ... ‘stops short of the line between possibility and plausibility of ‘entitlement to relief.‘“” Id. (quoting Twombly, 550 U.S. at 557, 127 S.Ct. 1955) (brackets omitted). In evaluating a
III. LEGAL ANALYSIS
As noted at the outset of this opinion, the plaintiffs bring their claims under the Whistleblower Protection Act,
A. The Whistleblower Protection Act Claim
Count I alleges violations of the Whistleblower Protection Act. Am. Compl. ¶¶ 81-101. That statute “provides most federal agency employees with protection against agency reprisals for whistleblowing activity, such as disclosing illegal conduct.” Greenhouse v. Geren, 574 F.Supp.2d 57, 64 (D.D.C.2008). It is a “prohibited personnel practice” for a government agency to take a “personnel action” against an employee because of his disclosure of certain types of conduct. Weber v. United States, 209 F.3d 756, 757-58 (D.C.Cir.2000).
Under Title 5 of the United States Code, an employee who believes that he is the victim of an unlawful reprisal in violation of the Whistleblower Protection Act must first bring his claim to the OSC, which is required to investigate the complaint. Stella v. Mineta, 284 F.3d 135, 142 (D.C.Cir.2002) (citing
Applying that framework here, it is clear that the plaintiffs failed to exhaust their administrative remedies. According to the amended complaint, see Am. Compl. ¶ 81-101 (“Count I Violations of the Whistleblower Protection Act of 1989“),7 the plaintiffs were required to bring their Whistleblower Protection Act claims to the OSC in the first instance. Stella, 284 F.3d at 142. They did not do so. Walls does not even allege that he filed a complaint with the OSC. Am. Compl. ¶¶ 59-80; Pl.‘s Opp‘n at 12-13. Neither does Bourdon. Am. Compl. ¶¶ 12-58. While Bourdon contends that the December 23, 2009 letter he received from the OSC establishes that he exhausted his administrative remedies, Pls.’ Opp‘n at 12–13, that theory is unavailing. For one thing, Bourdon filed his ini-
B. Counts II Through VI
Counts II through VI assert a number of claims including Conspiracy to Violate Civil Rights (Count II), Am. Compl. ¶¶ 102-106; Violation of Civil Rights (Count III), id. ¶¶ 107-113; Breach of Fiduciary Duty (Count IV), id. ¶¶ 114–120; Abuse of Administrative Power (Count V), id. ¶¶ 121-23; and Intentional Infliction of Emotional Distress (Count VI), id. ¶¶ 124-126. It is not entirely clear which defendants the plaintiffs are seeking to sue, as the descriptions in these counts allege wrongdoing committed by individuals, such as “Graves and Merrit,” who are not identified as parties in the amended complaint. Compare Am. Compl. ¶ 108, with id. ¶¶ 2-11. Based on their opposition, Pls.‘s Opp‘n at 20-21,8 it appears that the plaintiffs’ intent through the counts of their amended complaint is to impose liability upon the United States under
The Westfall Act “accords federal employees absolute immunity from common-law tort claims arising out of acts they undertake in the course of their official duties.” Osborn v. Haley, 549 U.S. 225, 229, 127 S.Ct. 881, 166 L.Ed.2d 819 (2007) (citing
C. 42 U.S.C. § 1983
The plaintiffs also invoke
As the Court previously observed, supra n. 2, the federal defendants are sued in their official capacities. E.g., Am. Compl. ¶ 4. A suit against a government official in his official capacity “generally represent[s] only another way of pleading an action against an entity of which an officer is an agent,” such that “an official capacity suit is, in all respects other than name, to be treated as a suit against the entity.” Kentucky v. Graham, 473 U.S. 159, 165-66, 105 S.Ct. 3099, 87 L.Ed.2d 114 (1985). Thus, the Court proceeds as if Bourdon‘s
“It is axiomatic that the United States may not be sued without its consent and that the existence of consent is a prerequisite for jurisdiction.” United States v. Mitchell, 463 U.S. 206, 212, 103 S.Ct. 2961, 77 L.Ed.2d 580 (1983). Such consent must be “unequivocally expressed.” United States v. Nordic Village, Inc., 503 U.S. 30, 33-34, 112 S.Ct. 1011, 117 L.Ed.2d 181 (1992). The doctrine of sovereign immunity, then, bars suits against the United States unless immunity is specifically waived by statute. United States v. Sherwood, 312 U.S. 584, 586, 61 S.Ct. 767, 85 L.Ed. 1058 (1941). Sovereign immunity extends to government agencies and to their employees where such employees are sued in their official capacities. FDIC v. Meyer, 510 U.S. 471, 483-86, 114 S.Ct. 996, 127 L.Ed.2d 308 (1994); see Clark v. Library of Congress, 750 F.2d 89, 103 (D.C.Cir.1984) (“Sovereign immunity ... bar[s] suits for money damages against officials in their official capacity absent a specific waiver by the government.“).
Here, Bourdon has not identified any authority from which a waiver of sovereign immunity may be found with respect to his claim that the federal defendants “aided and abetted or conspired with state officials in York, Pennsylvania” to effectuate a false arrest and facilitate a malicious prosecution against him. Pls.’ Opp‘n at 27. Thus, the Court lacks subject matter jurisdiction over Bourdon‘s claims for money damages against the United States and its agencies. Accordingly, to the extent that Bourdon asserts a claim against the federal defendants under
IV. CONCLUSION
For the reasons stated above, Count I will be dismissed for lack of subject matter jurisdiction because the plaintiffs failed to exhaust their administrative remedies. Similarly, Counts II through VI will be dismissed for lack of subject matter jurisdiction because federal defendants Richard Gilbert and Harris Cummings are immune from suit. Finally, insofar as Bourdon asserts a claim under
SO ORDERED this 28th day of September, 2011.11
REGGIE B. WALTON
UNITED STATES DISTRICT JUDGE
