John A. BOEHNER, Appellant, v. James A. McDERMOTT, Appellee. United States of America, Intervenor for Appellant.
No. 98-7156.
United States Court of Appeals, District of Columbia Circuit.
Argued April 30, 1999. Decided Sept. 24, 1999.
191 F.3d 463
Scott R. McIntosh, Attorney, U.S. Department of Justice, argued the cause for intervenor United States. With him on the briefs were Frank W. Hunger, Assistant Attorney General at the time the briefs were filed, David W. Ogden, Acting Assistant Attorney General, William B. Schultz, Deputy Assistant Attorney General, and Douglas N. Letter, Litigation Counsel.
Frank Cicero, Jr., argued the cause for appellee. With him on the brief were Christopher Landau and Daryl Joseffer.
Theodore J. Boutrous, Jr., argued the cause for amici curiae The Washington Post Company, et al. With him on the brief were Seth M.M. Stodder, Mary Ann Werner, and Jane Kirtley.
Before: GINSBURG, SENTELLE, and RANDOLPH, Circuit Judges.
Opinion for the Court filed by Circuit Judge RANDOLPH.
Opinion filed by Circuit Judge GINSBURG concurring in the judgment and in Parts I, II.B, and II.D (except the first and last paragraphs) of the opinion for the Court.
Dissenting opinion filed by Circuit Judge SENTELLE.
RANDOLPH, Circuit Judge:
Congress shall make no law ... abridging the freedom of speech, or of the press.
I
John A. Boehner, a Republican member of the House of Representatives, representing the Eighth District of Ohio, brought this action against James A. McDermott, a Democratic member of the House representing the Seventh District of Washington. The following events are the focus of the complaint.1
Boehner was driving through northern Florida when he joined the conference call. He spoke from a cellular telephone in his car. John and Alice Martin, who lived in Florida, used a radio scanner to eavesdrop on the conversation. They tape recorded the call and later met with Democratic Representative Karen Thurman of Florida to discuss both the tape and the possibility of their receiving immunity for their illegal interception of the call.
At Thurmans suggestion, the Martins personally delivered the tape to Representative McDermott on January 8, 1997. McDermott was then the ranking Democratic member of the House Ethics Committee. The Martins cover letter explained that the tape contained a conference call heard over a scanner, and closed with this statement: We understand that we will be granted immunity.
The next day, January 9, 1997, McDermott gave copies of the tape to the New York Times, the Atlanta Journal-Constitution, and Roll Call. Because the tape revealed Gingrich engaging in conduct that might have violated the terms of the agreement, it had great news value for the three newspapers, and each ran a story on the party leaders conversation. The New York Times published its story on the front page of its January 10, 1997 edition and included a verbatim transcript of a portion of the conversation.
After the newspaper accounts appeared, the Martins publicly confessed their role in recording the conversation and admitted giving a copy of their tape to McDermott. On January 13, 1997, McDermott provided his fellow Ethics Committee members with the Martins tape (or a copy of it) and resigned from the committee. The committee chairman, Representative Nancy Johnson, forwarded the tape to the Justice Department. The government prosecuted the Martins for violating
Under
One year later Boehner brought this suit against McDermott, invoking the civil liability provisions of the Electronic Communications Privacy Act. See
(1) Except as otherwise specifically provided in this chapter any person who—
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(c) intentionally discloses, or endeavors to disclose, to any other person the contents of any wire, oral, or electronic communication, knowing or having reason to know that the information was obtained through the interception of a wire, oral, or electronic communication in violation of this subsection;
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shall be punished as provided in subsection (4) or shall be subject to suit as provided in subsection (5).
Claiming that McDermott had illegally disclosed the contents of the conference call, knowing it to have been illegally intercepted, Boehner sought statutory damages of $10,000 pursuant to
McDermott moved to dismiss the complaint, arguing that
II
A
In mounting his First Amendment defense, McDermott obviously thinks he engaged in speech, speech for which he would suffer liability in damages if
At one point in his brief, McDermott asserts that [t]his is core political speech, and lies at the very heart of the First Amendment. Brief for Appellee at 45. His assertion, however, deals with the contents of the tape. The tape does indeed contain speech about political matters. But the speech is not McDermotts and
[E]ven on the assumption that there was [some] communicative element in McDermotts conduct, the Supreme Court has held that when speech and nonspeech elements are combined in the same course of conduct, a sufficiently important governmental interest in regulating the nonspeech element can justify incidental limitations on First Amendment freedoms. United States v. O‘Brien, 391 U.S. 367, 376 (1968). The O‘Brien framework is the proper mode of First Amendment analysis in this case. McDermotts challenge is only to the statute as it applies to his delivery of the tape to newspapers. Whether a different analysis would govern if, for instance, McDermott violated
B
In its modern iteration, the O‘Brien analysis applies to statutes containing generally applicable, content-neutral prohibitions on conduct that create incidental burdens on speech. See Turner Broad. Sys., Inc. v. FCC, 512 U.S. 622, 642, 662 (1994); Ward v. Rock Against Racism, 491 U.S. 781, 791 (1989); Clark v. Community for Creative Non-Violence, 468 U.S. 288, 293 (1984). Section 2511(1)(c) is a statute fitting that description. It is one of several provisions constituting a comprehensive statutory scheme dedicated to preserving personal privacy by sharply limiting the circumstances under which surveillance may be undertaken and its fruits disclosed. Lam Lek Chong v. DEA, 929 F.2d 729, 733 (D.C. Cir. 1991). It prohibits the disclosure of all illegally intercepted communications, without regard to the substance of the communication or the identity of the person who does the disclosing. It reveals no governmental interest in distinguishing between types of speech based on content. It neither favors nor disfavors any particular viewpoint. To the extent that the particular type of con-
The oft-repeated test laid down in O‘Brien is as follows:
[A] government regulation is sufficiently justified if it is within the constitutional power of the Government; if it furthers an important or substantial governmental interest; if the governmental interest is unrelated to the suppression of free expression; and if the incidental restriction on alleged First Amendment free-
doms is no greater than is essential to the furtherance of that interest.
Here, the substantial governmental interest unrelated to the suppression of free expression is evident. Section 2511(1)(c), rather than impinging on speech, as McDermott supposes, promotes the freedom of speech. Eavesdroppers destroy the privacy of conversations. The greater the threat of intrusion, the greater the inhibition on candid exchanges. Interception itself is damaging enough. But the damage to free speech is all the more severe when illegally intercepted communications may be distributed with impunity.5 This is why § 2511 does not merely prohibit the unauthorized interception of wire, oral and electronic communications. It is why the federal statute also forbids the use and disclosure of the illegally intercepted communication.6 It is why, in cer-
In all of this it is well to remember that although the essential thrust of the First Amendment is to prohibit improper restraints on the voluntary public expression of ideas, there is a concomitant freedom not to speak publicly, which serves the same ultimate end as freedom of speech in its affirmative aspect. Harper & Row, Publishers, Inc. v. Nation Enters., 471 U.S. 539, 559 (1985) (quoting with approval Estate of Hemingway v. Random House, Inc., 23 N.Y.2d 341, 244 N.E.2d 250, 255 (1968)); see also Halperin v. Kissinger, 606 F.2d 1192, 1199 (D.C. Cir. 1979), aff‘d, 452 U.S. 713 (1981) (per curiam). The freedom not to speak publicly, to speak only privately, is violated whenever an illegally intercepted conversation is revealed, and it is violated even if the person who does the revealing is not the person who did the intercepting. For his part, McDermott correctly concedes that the Martins could have been punished not only for intercepting the conference call, but also for giving the tape to him. See Oral Arg. Tr. at 41, 43, 53. But as we have indicated, he offers no good explanation why, if he had a First Amendment right to disclose the call, the Martins did not. Comparing the Martins conduct with McDermotts, one might rank the Martins as more culpable. Yet in terms of damage to the privacy of conversations and to the freedom of speech, McDermotts alleged actions had a far more devastating impact.
There are other substantial government interests underlying
What we have just written also explains why whatever incidental restriction on speech
C
As against the foregoing analysis, McDermott maintains that he lawfully obtained the tape recording from the Martins because he committed no offense in accepting it; that the tape contained truthful information of public concern; and that the First Amendment therefore prohibits holding him liable for handing the tape (or copies of it) over to the newspapers.9 He believes the following limited First Amendment principle controls: If a newspaper lawfully obtains truthful information about a matter of public significance, then [the government] may not constitutionally punish publication of the information, absent a need to further a state interest of the highest order. Florida Star v. B.J.F., 491 U.S. 524, 533 (1989), quoting Smith v. Daily Mail Publ‘g Co., 443 U.S. 97, 103 (1979).10
The district court, believing that Florida Star left it no other choice, reluctantly
There are many reasons for disagreeing with McDermott and with the district court about the significance of Florida Star as applied to this case. But first the facts of Florida Star. A Florida statute made it unlawful to publish the name of a rape victim in any instrument of mass communication. 491 U.S. at 526 n. 1. The Sheriffs Department in Duval County, Florida, mistakenly included a rape victims name in its publicly available police blotter. A Florida Star reporter took down the victims name, and the newspaper published it. The victim sued the Sheriffs Department and the newspaper for violating the statute. Before trial, the Sheriffs Department settled with the plaintiff. A jury awarded damages against the Florida Star and a state appellate court affirmed.
The Supreme Court sustained the newspapers First Amendment attack on the statute. The Court believed the newspaper had lawfully obtained the rape victims name because the government—in the form of the Sheriffs Department—had made this information available. See id. at 534-36. The Court then explained why there was no need for the state to forbid the mass media from publishing the victims name. The government had provided the information to the media and thus could more effectively have policed itself to prevent dissemination of the information. Id. at 538. The statute contained no scienter requirement; and the press was entitled to assume the government considered dissemination lawful, id. at 539, because the information stemmed from a government news release, id. at 538. And last, the statute was under-inclusive, prohibiting publication only in instruments of mass communication, while not prohibiting revelation of the victims identity through other means. Id. at 540.
A comparison of Florida Star with this case reveals far more significant differences than similarities. And it is critical to recognize each of those differences. The Supreme Court did not intend to declare a universal First Amendment principle in Florida Star. The several phrases McDermott has fastened upon are tempered, not only by other language in the opinion, but also by the context in which they were written. Throughout, the Court stresses that it meant its decision to be narrow. The state of the law in this area is somewhat uncharted, id. at 531 n. 5; the future may bring scenarios which prudence counsels our not resolving anticipatorily, id. at 532; the Court is following the practice of resolving this conflict only as it arose in a discrete factual context, id. at 531; [o]ur holding today is limited, id. at 541.
Let us now compare the statute in Florida Star with
This last distinction must be underscored because the Supreme Court in Florida Star attached such great significance to it. After citing cases for the proposition that when information is entrusted to the government, a less drastic means than punishing truthful publication almost always exists for guarding against the dissemination of private facts, the Court dropped a footnote:
The Daily Mail principle does not settle the issue whether, in cases where information has been acquired unlawfully by a newspaper or by a source, government may ever punish not only the unlawful acquisition, but the ensuing publication as well. This issue was raised but not definitively resolved in New York Times Co. v. United States, 403 U.S. 713 (1971), and reserved in Landmark Communications, Inc. v. Virginia, 435 U.S. 829, 837 (1978). We have no occasion to address it here.
To understand this footnote correctly one must remember that in the newspaper business, sources provide information, but newspapers, not sources, are the publishers. Suppose a source breaks into an office, steals documents, gives them to a newspaper and the newspaper, knowing the documents were stolen, publishes them in violation of a state or federal law. We read footnote 8 to mean that the Daily Mail principle would not determine if the newspaper had a First Amendment right to publish the stolen documents. What takes this hypothetical case out of Daily Mail and Florida Star? The fact that the documents are the product of a crime, committed by a source. McDermott thinks he stands in the shoes of the newspaper in Florida Star. He treats a newspapers publication as the equivalent of his disclosure. Given his press analogy, the Martins played the role of McDermotts source. It follows from footnote 8 that the Daily Mail principle and the
McDermotts effort to explain away the Florida Star footnote is thoroughly unconvincing. He proposes that footnote 8 simply reserved the question whether a person who discloses unlawfully acquired information is subject to punishment only for the unlawful acquisition or for both the unlawful acquisition and the disclosure. Brief for Appellee at 31. In other words, all the Court left open is the question whether the Martins could have been punished not only for intercepting the call, in violation of
Furthermore, if McDermott were right about the footnote, there is no explaining the Courts citation to the Pentagon Papers case—New York Times Co. v. United States, 403 U.S. 713 (1971). At the time of that decision, everyone knew that a source (later identified as Daniel Ellsberg, a researcher at the RAND Corporation on contract with the Department of Defense) had illegally obtained copies of classified Defense Department documents. See generally DAVID RUDENSTINE, THE DAY THE PRESSES STOPPED: A HISTORY OF THE PENTAGON PAPERS CASE 33-65 (1996).11 The issue before the Court was whether enjoining the New York Times and the Washington Post from publishing the material amounted to a prior restraint in violation of the First Amendment. As the Florida Star footnote stated, the Court left unresolved the question whether the Post and the Times could be punished for later publishing the documents Ellsberg had illegally acquired.12 In short, McDermotts reading of footnote 8 in Florida Star is flatly contradicted by the Courts citation to the
McDermott also misreads Landmark Communications, Inc. v. Virginia, 435 U.S. 829 (1978), which the Florida Star footnote also cited. In that case a newspaper was indicted for publishing an article about a pending investigation of a state judge.14 McDermott is right in describing what Landmark did not decide. The Court wrote: We are not here concerned with the possible applicability of the statute to one who secures the information by illegal means and thereafter divulges it. Id. at 837. But McDermott is wrong in describing what Landmark did decide. The Court did not, as he contends, determine that a
cases.... If any of the material here at issue is of [the kind described in
403 U.S. at 735-37 (footnotes omitted); see also id. at 730 (Stewart, J., joined by White, J., concurring) (noting that several [criminal laws] are of very colorable relevance to the apparent circumstances in these cases and acknowledging the possibility of future criminal or civil proceedings); id. at 744-45 (Marshall, J., concurring) (noting that equity will not enjoin the commission of a crime and identifying two statutes under which a good-faith prosecution could have been instituted); id. at 752 (Burger, C.J., dissenting) (expressly agreeing with Justice Whites comments concerning penal sanctions); id. at 759 (Blackmun, J., dissenting) (expressing substantial accord with Justice Whites comments concerning criminal sanctions). In dissent, Justice Harlan, joined by Chief Justice Burger and Justice Blackmun, listed among questions [which] should have been faced—Whether the newspapers are entitled to retain and use the documents notwithstanding the seemingly uncontested facts that the documents, or the originals of which they are duplicates, were purloined from the Governments possession and that the newspapers received them with knowledge that they had been feloniously acquired. Id. at 753-54 (citing Liberty Lobby, Inc. v. Pearson, 390 F.2d 489 (D.C. Cir. 1967) (holding that plaintiffs were not entitled to a preliminary injunction)).
Footnote 8 of Florida Star, and the marked contrast between
The Court first pointed out that when information is entrusted to the government, a less drastic means than punishing truthful publication almost always exists for guarding against the dissemination of private facts. 491 U.S. at 534. In this case, the content of the conference call was not information entrusted to the government. It was instead—in the Supreme Courts words—sensitive information in private hands and, therefore, if the government forbids its nonconsensual acquisition, as it has in
A second consideration undergirding the Daily Mail principle is the fact that punishing the press for its dissemination of information which is already publicly available is relatively unlikely to advance the interests in the service of which the State seeks to act. Id. at 535.16 That consideration too is absent here. The conference call was not already publicly available when McDermott gave the tape to the newspapers. Apart from the participants (and those they informed), the contents of the call were then known only to a select few, including the Martins and McDermott. And they—the Martins and McDermott—gained their knowledge of the call only through illegal transactions.
And is emphasized in the last sentence because throughout this litigation, McDermott has attempted to portray himself as an innocent. Again and again he insists that he lawfully obtained the tape recording from the Martins. By this he means that he broke no law in taking possession of the tape. But this is hardly certain. The Martins violated § 2511 not once, but twice—first when they intercepted the call and second when they disclosed
The Florida Star Courts third reason for applying the Daily Mail principle was the timidity and self-censorship which may result from allowing the media to be punished for publishing information released, without qualification, by the government. 491 U.S. at 535-36. McDermott is not the media; the government did not release this information; and it would not be out of timidity [or] self-censorship for someone to alert the authorities after being handed evidence of a crime by those who perpetrated the offense. It would instead be an act worthy of a responsible citizen. See
In short, the illegal activity of the Martins, of which McDermott was well aware when he took possession of the tape, takes McDermotts actions outside of the Daily Mail principle and the Florida Star line of cases. 491 U.S. at 534.17
Beyond those cases, one can find no firm First Amendment right to disclose information simply because the information was, in the first instance, legally acquired by the person who revealed it. For instance, a grand juror who lawfully obtains knowledge of the testimony of witnesses may not disclose that testimony to anyone else. See
One might try to distinguish these cases on the basis that in each there was some pre-existing duty not to reveal the information lawfully received. McDermott makes the attempt. In each of these cases, he says, a person or entity obtains confidential information pursuant to a concomitant duty of nondisclosure, and the First Amendment does not preclude the enforcement of that duty. Brief for Appellee at 20. But this is no distinction at all. McDermott too obtained the tape under a duty of nondisclosure. In his case the duty arose from a statute—
D
Our dissenting colleague finds it difficult to draw any lines between McDermotts disclosure of the tape and a newspapers publication of the contents of the illegally acquired conversation. One line, clearly drawn in this case, is the line between conduct and speech. When a newspaper publishes, it engages in speech. In each of the cases our colleague discusses—in Cox Broadcasting, in Oklahoma Publishing, in Daily Mail, and in Florida Star19—there was no doubt the defendant engaged in speech for which it was held liable. As explained earlier, here there is doubt, very real doubt.20 It is McDermotts conduct in handing over the tape to the newspapers, not anything he wrote or said, for which Boehner seeks recovery under § 2511. And because we are dealing with conduct, McDermotts case falls squarely within the Supreme Courts O‘Brien analysis. Whether the statute would be constitutional as applied to a
Our dissenting colleague also thinks the statute burdens speech based on its content—that is
Our colleague cannot understand why Congress thought it necessary to prohibit not only the interception of communications, but also their disclosure. Dissenting op. at 485. The reasons are apparent. One is that prohibiting disclosure furthers the freedom of speech, and reduces the damage caused by unlawful eavesdropping.
Another is that prohibiting disclosure removes an incentive for illegal interceptions. But in our colleagues judgment, disclosure should never be prohibited because illegal political espionage might uncover misdeeds that would otherwise go undetected. Dissenting op. at 483-84. This is the old ends-justifies-the-means rationale. Worse still, it is a rationale willing to sacrifice everyones freedom not to have their private conversations revealed to the world, because some criminal at some time might illegally seize some politicians incriminating conversation.
Finally, our colleague believes that the First Amendment permits the government to enjoin or punish the release of information by persons who have voluntarily entered into positions requiring them to treat the information with confidentiality. Dissenting op. at 485. That describes this case perfectly. McDermott voluntarily entered into just such a position when he accepted the illicit tape from the Martins. At that point he had a duty, if not of confidentiality, then of nondisclosure. The duty stemmed of course from every citizens responsibility to obey the law, of which
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For the reasons stated, we hold that
So ordered.
Opinion filed by Circuit Judge GINSBURG concurring in the judgment and in Parts I, II.B, and II.D (except the first and last paragraphs) of the opinion for the Court:
Although I agree that
Although by its terms Florida Star does not apply to all cases involving privately held information, see 491 U.S. at 534 (To the extent sensitive information rests in private hands, the government may under some circumstances forbid its nonconsensual acquisition, thereby bringing outside of the Daily Mail principle the publication of any information so acquired), we may assume, as McDermott argues, that Florida Star does apply here. Therefore, there is no need to decide whether publication, as used in footnote 8 of that case, must mean publication by the media and cannot mean divulged by an individual, as it does in the context of libel law. See Op. at 472-75. Nor need we delve into the ambiguities in the Courts dictum regarding privately held information—under what circumstances? what is sensitive information?—because
even if Florida Star applies to McDermotts dissemination of the privately held information contained in the illegal wiretap, he did not lawfully acquire that information. McDermott therefore does not satisfy an essential element of the Florida Star test. See 491 U.S. at 536 (The first inquiry is whether the newspaper lawfully obtain[ed] [the] information.).
Indeed, McDermott concedes that the Martins, who violated
McDermott points nonetheless to this passage in Florida Star:
[T]hat the [Police] Department apparently failed to fulfill its obligation under [state law] not to cause or allow to be published the name of a
sexual offense victim [does not] make the newspapers ensuing receipt of this information unlawful. Even assuming the Constitution permitted a State to proscribe receipt of information, Florida has not taken this step.
491 U.S. at 536 (emphasis in original). The Courts reference to a State proscrib[ing] receipt of information must be read in light of Floridas decision not to prohibit all disclosures of the name of a rape victim. See id. at 540 (noting that statute prohibits only publication in mass media, but does not prohibit the spread by other means of the identities of victims of sexual offenses). Accordingly, the transaction in which the newspaper obtained the name was not illegal per se; if the newspaper had not later published the name, the police department would have violated no law. By contrast, the Congress prohibited the transaction in which McDermott obtained the tape, without regard to whether its contents were subsequently published as a result.
In any event, as noted in the opinion for the Court at 474 n.13, the remarks upon which McDermott relies are apparently confined to information furnished by the Government. The Court recognized in Florida Star that when information is in the hands of the Government a less drastic means than punishing truthful publication almost always exists for guarding against the dissemination of private facts. 491 U.S. at 534. When sensitive information is in private hands, however, the same cannot be said; the Government has at once less power to prevent nonconsensual acquisition of the information and more need to prohibit its subsequent dissemination, whether by the thief or by one such as McDermott who received it from the thief. Cf. id.
In sum, nothing in Florida Star requires us to accept McDermotts claim that he lawfully obtain[ed] the tape simply because no statute prohibited his receiving it. Nor does McDermott provide us with any reason to extend Florida Star in a manner that, as the district court put it, permits a criminal [to] launder the stains off illegally obtained property simply by giving it to someone else, when that other person is aware of its origins. Boehner v. McDermott, No. Civ. 98-594, 1998 WL 436897, at *4 (D.D.C. July 28, 1998). I therefore conclude only that one does not lawfully obtain[], within the intendment of that phrase in Florida Star, information acquired in a transaction one knows at the time to be illegal. See United States v. Riggs, 743 F.Supp. 556, 559 (N.D.Ill.1990) (criminal defendant who did not actually steal the [information, but] was completely aware that it was stolen when he received it did not lawfully obtain[] it).
McDermott concedes, and both Boehner and the Government agree, that if Florida Star does not require the application of strict scrutiny in this case, then we should apply at most intermediate scrutiny. I agree the statute passes that test for the reasons given in the opinion for the Court at 467-70.
SENTELLE, Circuit Judge, dissenting:
Hard cases make bad law, is a cliche. Phrases become cliches through much repetition. Much repetition sometimes results from the inherent truth in the phrase much repeated. I fear that by not making the hard choice, the court today once again proves that hard cases still make bad law.
A statute of the United States makes it a felony for anyone to intentionally intercept[] ... any wire, oral, or electronic communication....
The first element of the dispute between the parties, and perhaps the decisive one, is the level of scrutiny applicable to a
constitutional review of the statutes. McDermott contends, and I agree, that this case is controlled by a line of Supreme Court cases dealing with various gradations of the question: Under what circumstances may state officials constitutionally punish publication of information?2 As I read those cases, the answer is that the state may do so, if at all, only when the regulation survives a test of strict scrutiny—it must further a state interest of the highest order. Smith v. Daily Mail Publ‘g Co., 443 U.S. 97, 103 (1979).
The line of relevant Supreme Court cases begins with Cox Broadcasting Corp. v. Cohn, 420 U.S. 469 (1975). In Cox Broadcasting, the Supreme Court reviewed a judgment in favor of the family of a rape-murder victim against a broadcast corporation which had published the name of the victim in violation of a Georgia statute,
Two years after Cox Broadcasting, in Oklahoma Publishing Co. v. District Court, 430 U.S. 308 (1977), the Supreme Court reached the same result as to information not released in public records, but otherwise publicly available. Several reporters, including those employed by the petitioner company, had been present in the courtroom during the hearing of an eleven-year-old boy charged with second degree murder. The district court of Oklahoma County enjoined members of the news media from publishing, broadcasting, or disseminating, in any manner, the name or picture of [a] minor child in coverage of pending juvenile court proceedings. Id. at 308 (quoting pretrial order). Citing Cox Broadcasting, as well as Nebraska Press Ass‘n v. Stuart, 427 U.S. 539 (1976), as compelling its result, the Supreme Court held that the First and Fourteenth Amendments will not permit a state court to prohibit the publication of widely disseminated information obtained at court proceedings which were in fact opened to the public. Id. at 310. The respondent had attempted to distinguish Cox Broadcasting on the basis that a state statute provided that juvenile hearings would be closed unless the court specifically opened them to the public, and that the record did not reflect a specific opening in the instant case. The Supreme Court found that this made no difference, but held that the critical fact was that the information published, that is [t]he name and picture of the juvenile were publicly revealed in connection with the prosecution of the crime[.] Id. at 311 (quoting Cox Broadcasting, 420 U.S. at 471). While Oklahoma Publishing, like Cox Broadcasting, is still not factually identical to the instant case, it moves one step further toward compelling the result sought by McDermott.
Smith v. Daily Mail Publishing Co., 443 U.S. 97 (1979), goes yet another step. That case involved the publication of the identity of a juvenile offender obtained by reporters lawfully monitoring a police scanner. The reporters were indicted under a statute,
The Supreme Court in Florida Star recognized that it had articulated in Daily Mail a principle derived from a synthesis of its prior cases: [I]f a newspaper lawfully obtains truthful information about a matter of public significance then state officials may not constitutionally punish publication of the information, absent a need to further a state interest of the highest order. 491 U.S. at 533 (quoting Daily Mail, 443 U.S. at 103). Thus, the Supreme Court made it plain that the fact of constitutional significance in Cox Broadcasting, Oklahoma Publishing and Daily Mail was not that the publishers in those cases had obtained the information at issue from public record or public hearings, or publicly available communications from official sources, but that they had lawfully obtained the information. Even in Florida Star, the Court expressly limited the scope of its ruling, holding: only that where a newspaper publishes truthful information which it has lawfully obtained, punishment may lawfully be imposed, if at all, only when narrowly tailored to a state interest of the highest order.... 491 U.S. at 541. Because I believe this holding of the Supreme Court instructs our decision on the facts before us, I would hold that
I concede at the outset that there are distinctions between our case and the cases in the Cox Broadcasting-Florida Star line. However, I think none of the distinctions permits a difference in result. First, I think it is of no constitutional significance that the holding in Florida Star expressly covered the situation where a newspaper publishes truthful information, while McDermott is not a newspaper. I have never believed that the First Amendment protection of the freedom of the press, afforded greater protection to professional publishers than it does to anyone who owns a typewriter, or for that matter than its protection of the freedom of speech affords those who communicate without writing it down. Indeed, it is safe to say that when the Framers of the Constitution used the expression the press, they did not envision the large, corporate newspaper and television establishments of our modern world, but rather, refer[red] to the many independent printers who circulated small newspapers or published writers pamphlets for a fee. McIntyre v. Ohio Elections Comm‘n, 514 U.S. 334, 360 (1995) (Thomas, J., concurring). Therefore, as the court holds today that the state can punish the release by McDermott based on the manner in which his source obtained that information, in a later day the state can burden the publishers of newspapers and the broadcasters of television and radio on the same basis.
Judge Randolphs repeated attempt to distinguish between newspapers on the one hand and sources (apparently meaning all those who are not newspapers but might communicate information to a newspaper) on the other is without substance or force. His attempt to extend to newspapers some First Amendment protection not available to all those others who might communicate by stating that sources do not publish; the newspapers do, creates a hierarchy of First Amendment protection for a publishing aristocracy nowhere suggested in the Amendment, its history, or the cases applying it. As I noted above, the Framers use of the expression the press does not connote a protected entity, but rather a protected activity. See McIntyre, 514 U.S. at 360 (Thomas, J., concurring). The First Amendment protections of speech and press extend to those who speak and those who write, whether they be press barons, members of Congress, or other sources.
Judge Randolphs further attempt to pass off what McDermott did as unprotected conduct rather than protected speech is likewise unconvincing. Contrary to Judge Randolphs essential position, it was not McDermotts conduct in delivering the tape that gives rise to his potential liability under
Next, and of somewhat greater persuasion, is the distinction that the information was unlawfully obtained somewhere in the chain. That is to say, the Florida Star Court limited its holding to truthful information, lawfully obtained. Indeed, the Court in Florida Star expressly reserved the issue whether, in cases where information has been acquired unlawfully by a newspaper or by a source, government may ever punish not only the unlawful acquisition, but the ensuing publication as well. Florida Star, 491 U.S. at 535 n. 8 (additional emphasis added) (noting further that [t]his issue was raised but not definitively resolved in New York Times Co. v. United States, 403 U.S. 713 (1971), and reserved in Landmark Communications, 435 U.S. at 837.). That is the question. The second half of that question is the one we must answer today. Where the punished publisher of information has obtained the information in question in a manner lawful in itself but
As the Court held in Florida Star, punishment may lawfully be imposed, if at all upon the publisher of truthful information, lawfully obtained, only when narrowly tailored to a state interest of the highest order.... 491 U.S. at 541. The Supreme Court has elsewhere described the now settled approach that state regulations imposing severe burdens on speech ... [must] be narrowly tailored to serve a compelling state interest. Buckley v. American Constitutional Law Found., 525 U.S. 182, 119 S.Ct. 636, 642 n. 12 (1999) (internal quotations and punctuation omitted) (quoting Thomas, J., concurring).
Otherwise put, the statutes before us burden speech based on its content—that is they forbid its publication because it contains information obtained at an earlier time in an illicit fashion. It is established Supreme Court law that when the state establishes a financial disincentive to publish works with a particular content ... the State must show that its regulation is necessary to serve a compelling State interest and is narrowly drawn to achieve that end. Simon & Schuster, Inc. v. New York State Crime Victims Board, 502 U.S. 105, 118 (1991) (quoting Arkansas Writers’ Project, Inc. v. Ragland, 481 U.S. 221, 231 (1987)). I will not dispute that the protection of the privacy of electronic communication is a compelling state interest. I will concede for purposes of the present case that punishment of an unlawful interceptor, both criminally and by the allowance of civil damages, may well be sufficiently narrowly tailored to survive even the strict scrutiny required here. I do not, however, see that either the United States or the State of Florida has established that an undifferentiated burden on the speech of anyone who acquires the information contained in the communication from the unlawful interceptor is necessary to accomplish the states legitimate goal or narrowly tailored to serve that end. I do not see how we can draw a line today that would punish McDermott and not hold liable for sanctions every newspaper, every radio station, every broadcasting network that obtained the same information from McDermotts releases and published it again. Not only is this not narrow tailoring, this is not tailoring of any sort. As I recognized above, we are not squarely within the language of Florida Star. I think we must answer the question reserved in that decision, and I think we must answer it against the burdening of publication.
Although appellant offers other distinctions from the reasoning of Florida Star, I find none compelling, or worth more than passing mention. It is true, as appellant and the United States as intervenor argue, that the Supreme Court has held that the First Amendment permits the government to enjoin or punish the release of information by persons who have voluntarily entered into positions requiring them to treat that information with confidentiality. See, e.g., Snepp v. United States, 444 U.S. 507 (1980) (upholding constructive trust against all profits of the publication of truthful information of public importance lawfully obtained through petitioners employment at the CIA, where he had contracted to keep the same confidential); United States v. Aguilar, 515 U.S. 593 (1995) (allowing punishment of a federal judge who disclosed sensitive information concerning statutorily authorized wiretap); Seattle Times Co. v. Rhinehart, 467 U.S. 20 (1984) (upholding restrictions on disclosure of otherwise confidential information obtained by court order in civil discovery). Appellant and intervenor argue that McDermott can be punished for his disclosure because of his having, in
Conclusion
For the reasons set forth above, I would uphold the judgment of the district court and I respectfully dissent from the decision of the court to the contrary.
A. RAYMOND RANDOLPH
UNITED STATES CIRCUIT JUDGE
Notes
In his motion to dismiss, McDermott also argued that the Florida statute could not apply to his conduct because his alleged actions occurred outside the states borders. Because the district court dismissed the complaint on other grounds, it did not address this argument. See Boehner v. McDermott, Civ. No. 98-594 (TFH), 1998 WL 436897, at *3 n. 2 (D.D.C. July 28, 1998). While I refer throughout this opinion to punishment, for First Amendment purposes I consider the term to include civil damage provisions. As the Supreme Court noted in New York Times Co. v. Sullivan, What a State may not constitutionally bring about by means of a criminal statute is likewise beyond the reach of its civil law of libel. The fear of damage awards ... may be markedly more inhibiting than the fear of prosecution under a criminal statute. 376 U.S. 254, 277 (1964) (footnote and citation omitted). Similarly, the discussions of prohibition of publishing included in some of the cases which follow apply to post-publication punishment as well as to prior restraint.
The Criminal Code contains numerous provisions potentially relevant to these
[U]nder Florida law, police reports which reveal the identity of the victim of a sexual offense are not among the matters of public record which the public, by law, is entitled to inspect.... But the fact that state officials are not required to disclose such reports does not make it unlawful for a newspaper to receive them when furnished by the government. Nor does the fact that the Department apparently failed to fulfill its obligation under [the Florida statute] not to cause or allow to be published the name of a sexual offense victim make the newspapers ensuing receipt of this information unlawful. Even assuming the Constitution permitted a State to proscribe receipt of information, Florida has not taken this step.
491 U.S. at 536. It appears to us that the Court intended to confine these remarks to information furnished by the government. Id. The quoted passage follows the Courts point, made in the previous paragraph, that depriving protection to those who rely on the governments implied representations of the lawfulness of dissemination, would force upon the media the onerous obligation of sifting through government press releases, reports, and pronouncements to prune out material arguably unlawful for publication. Id.
