SEATTLE TIMES CO., DBA THE SEATTLE TIMES, ET AL. v. RHINEHART ET AL.
No. 82-1721
Supreme Court of the United States
Argued February 21, 1984—Decided May 21, 1984
467 U.S. 20
JUSTICE POWELL delivered the opinion of the Court.
This case presents the issue whether parties to civil litigation have a First Amendment right to disseminate, in advance of trial, information gained through the pretrial discovery process.
I
Respondent Rhinehart is the spiritual leader of a religious group, the Aquarian Foundation. The Foundation has fewer than 1,000 members, most of whom live in the State of Washington. Aquarian beliefs include life after death and the ability to communicate with the dead through a medium. Rhinehart is the primary Aquarian medium.
In recent years, the Seattle Times and the Walla Walla Union-Bulletin have published stories about Rhinehart and the Foundation. Altogether 11 articles appeared in the newspapers during the years 1973, 1978, and 1979. The five articles that appeared in 1973 focused on Rhinehart and the manner in which he operated the Foundation. They described seances conducted by Rhinehart in which people paid him to put them in touch with deceased relatives and friends. The articles also stated that Rhinehart had sold magical “stones” that had been “expelled” from his body. One article referred to Rhinehart‘s conviction, later vacated, for sodomy. The four articles that appeared in 1978 concentrated on an “extravaganza” sponsored by Rhinehart at the Walla Walla State Penitentiary. The articles stated that he had treated 1,100 inmates to a 6-hour-long show, during which he gave away between $35,000 and $50,000 in cash and prizes. One article described a “chorus line of girls [who] shed their
II
Rhinehart brought this action in the Washington Superior Court on behalf of himself and the Foundation against the Seattle Times, the Walla Walla Union-Bulletin, the authors of the articles, and the spouses of the authors. Five female members of the Foundation who had participated in the presentation at the penitentiary joined the suit as plaintiffs.1 The complaint alleges that the articles contained statements that were “fictional and untrue,” and that the defendants—petitioners here—knew, or should have known, they were false. According to the complaint, the articles “did and were calculated to hold [Rhinehart] up to public scorn, hatred and ridicule, and to impeach his honesty, integrity, virtue, religious philosophy, reputation as a person and in his profession as a spiritual leader.” Id., at 8a. With respect to the Foundation, the complaint also states: “[T]he articles have, or may have had, the effect of discouraging contributions by the membership and public and thereby diminished the financial ability of the Foundation to pursue its corporate purposes.” Id., at 9a. The complaint alleges that the articles misrepresented the role of the Foundation‘s “choir” and falsely implied that female members of the Foundation had “stripped off all their clothes and wantonly danced naked....” Id., at 6a. The complaint requests $14,100,000 in damages for the alleged defamation and invasions of privacy.2
Petitioners filed an answer, denying many of the allegations of the complaint and asserting affirmative defenses.3 Petitioners promptly initiated extensive discovery. They deposed Rhinehart, requested production of documents pertaining to the financial affairs of Rhinehart and the Foundation, and served extensive interrogatories on Rhinehart and the other respondents. Respondents turned over a number of financial documents, including several of Rhinehart‘s income tax returns. Respondents refused, however, to disclose certain financial information,4 the identity of the Foundation‘s donors during the preceding 10 years, and a list of its members during that period.
Petitioners filed a motion under the State‘s Civil Rule 37 requesting an order compelling discovery.5 In their supporting memorandum, petitioners recognized that the principal issue as to discovery was respondents’ “refusa[l] to permit any effective inquiry into their financial affairs, such as the source of their donations, their financial transactions, uses of
In a lengthy ruling, the trial court initially granted the motion to compel and ordered respondents to identify all donors who made contributions during the five years preceding the date of the complaint, along with the amounts donated. The court also required respondents to divulge enough membership information to substantiate any claims of diminished membership. Relying on In re Halkin, 194 U. S. App. D. C. 257, 598 F. 2d 176 (1979),6 the court refused to issue a protective order. It stated that the facts alleged by respondents in support of their motion for such an order were too conclusory to warrant a finding of “good cause” as re-
Respondents filed a motion for reconsideration in which they renewed their motion for a protective order. They submitted affidavits of several Foundation members to support their request. The affidavits detailed a series of letters and telephone calls defaming the Foundation, its members, and Rhinehart—including several that threatened physical harm to those associated with the Foundation. The affiants also described incidents at the Foundation‘s headquarters involving attacks, threats, and assaults directed at Foundation members by anonymous individuals and groups. In general, the affidavits averred that public release of the donor lists would adversely affect Foundation membership and income
Persuaded by these affidavits, the trial court issued a protective order covering all information obtained through the discovery process that pertained to “the financial affairs of the various plaintiffs, the names and addresses of Aquarian Foundation members, contributors, or clients, and the names and addresses of those who have been contributors, clients, or donors to any of the various plaintiffs.” App. 65a. The order prohibited petitioners from publishing, disseminating, or using the information in any way except where necessary to prepare for and try the case. By its terms, the order did not apply to information gained by means other than the discovery process. In an accompanying opinion, the trial court recognized that the protective order would restrict petitioners’ right to publish information obtained by discovery, but the court reasoned that the restriction was necessary to avoid the “chilling effect” that dissemination would have on “a party‘s willingness to bring his case to court.” Record 63.
Respondents appealed from the trial court‘s production order, and petitioners appealed from the protective order.8
“Assuming then that a protective order may fall, ostensibly, at least, within the definition of a ‘prior restraint of free expression‘, we are convinced that the interest of the judiciary in the integrity of its discovery processes is sufficient to meet the ‘heavy burden’ of justification. The need to preserve that integrity is adequate to sustain a rule like
CR 26(c) which authorizes a trial court to protect the confidentiality of information given for purposes of litigation.” Id., at 256, 654 P. 2d, at 690.9
The court noted that “[t]he information to be discovered concerned the financial affairs of the plaintiff Rhinehart and his organization, in which he and his associates had a recognizable privacy interest; and the giving of publicity to these matters would allegedly and understandably result in annoyance, embarrassment and even oppression.” Id., at 256-257, 654 P. 2d, at 690. Therefore, the court concluded, the trial court had not abused its discretion in issuing the protective order.10
The Supreme Court of Washington recognized that its holding conflicts with the holdings of the United States Court
III
Most States, including Washington, have adopted discovery provisions modeled on Rules 26 through 37 of the Federal Rules of Civil Procedure. F. James & G. Hazard, Civil Procedure 179 (1977).14
The Rules do not differentiate between information that is private or intimate and that to which no privacy interests attach. Under the Rules, the only express limitations are that the information sought is not privileged, and is relevant to the subject matter of the pending action. Thus, the Rules often allow extensive intrusion into the affairs of both litigants and third parties.16 If a litigant fails to comply with a request for discovery, the court may issue an order directing compliance that is enforceable by the court‘s contempt powers.
Petitioners argue that the First Amendment imposes strict limits on the availability of any judicial order that has the
“When a protective order seeks to limit expression, it may do so only if the proponent shows a compelling governmental interest. Mere speculation and conjecture are insufficient. Any restraining order, moreover, must be narrowly drawn and precise. Finally, before issuing such an order a court must determine that there are no alternatives which intrude less directly on expression.” Brief for Petitioners 10.
We think the rule urged by petitioners would impose an unwarranted restriction on the duty and discretion of a trial court to oversee the discovery process.
IV
It is, of course, clear that information obtained through civil discovery authorized by modern rules of civil procedure would rarely, if ever, fall within the classes of unprotected speech identified by decisions of this Court. In this case, as petitioners argue, there certainly is a public interest in knowing more about respondents. This interest may well include most—and possibly all—of what has been discovered as a result of the court‘s order under
A
At the outset, it is important to recognize the extent of the impairment of First Amendment rights that a protective order, such as the one at issue here, may cause. As in all civil litigation, petitioners gained the information they wish to disseminate only by virtue of the trial court‘s discovery processes. As the Rules authorizing discovery were adopted by the state legislature, the processes thereunder are a matter of legislative grace. A litigant has no First Amendment right of access to information made available only for purposes of trying his suit. Zemel v. Rusk, 381 U. S. 1, 16-17 (1965) (“The right to speak and publish does not carry with it the unrestrained right to gather information“). Thus, continued court control over the discovered information does not raise the same specter of government censorship that such control might suggest in other situations. See In re Halkin, 194 U. S. App. D. C., at 287, 598 F. 2d, at 206-207 (Wilkey, J., dissenting).18
Finally, it is significant to note that an order prohibiting dissemination of discovered information before trial is not the kind of classic prior restraint that requires exacting First Amendment scrutiny. See Gannett Co. v. DePasquale, supra, at 399 (POWELL, J., concurring). As in this case,
B
There is an opportunity, therefore, for litigants to obtain—incidentally or purposefully—information that not only is irrelevant but if publicly released could be damaging to reputation and privacy. The government clearly has a substantial interest in preventing this sort of abuse of its processes. Cf. Herbert v. Lando, 441 U. S. 153, 176-177 (1979); Gumbel v. Pitkin, 124 U. S. 131, 145-146 (1888). As stated by Judge Friendly in International Products Corp. v. Koons, 325 F. 2d 403, 407-408 (CA2 1963), “[w]hether or not the Rule itself authorizes [a particular protective order]... we have no question as to the court‘s jurisdiction to do this under the inherent ‘equitable powers of courts of law over their own process, to prevent abuses, oppression, and injustices‘” (citing Gumbel v. Pitkin, supra). The prevention of the abuse that can attend the coerced production of information under
C
We also find that the provision for protective orders in the Washington Rules requires, in itself, no heightened First Amendment scrutiny. To be sure,
V
The facts in this case illustrate the concerns that justifiably may prompt a court to issue a protective order. As we have noted, the trial court‘s order allowing discovery was extremely broad. It compelled respondents—among other
The judgment accordingly is
Affirmed.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL joins, concurring.
The Court today recognizes that pretrial protective orders, designed to limit the dissemination of information gained through the civil discovery process, are subject to scrutiny under the First Amendment. As the Court acknowledges, before approving such protective orders, “it is necessary to consider whether the ‘practice in question [furthers] an important or substantial governmental interest unrelated to the suppression of expression’ and whether ‘the limitation of First Amendment freedoms [is] no greater than is necessary or essential to the protection of the particular governmental
In this case, the respondents opposed discovery, and in the alternative sought a protective order for discovered materials, because the “compelled production of the identities of the Foundation‘s donors and members would violate the First Amendment rights of members and donors to privacy, freedom of religion, and freedom of association.” Ante, at 25. The Supreme Court of Washington found that these interests constituted the requisite “good cause” under the State‘s Rule 26(c) (upon “good cause shown,” the court may make “any order which justice requires to protect a party or person from annoyance, embarrassment, oppression, or undue burden or expense“). 98 Wash. 2d 226, 256, 654 P. 2d 673, 690 (1982). Given this finding, the court approved a protective order limited to “information... regarding the financial affairs of the various [respondents], the names and addresses of Aquarian Foundation members, contributors, or clients, and the names and addresses of those who have been contributors, clients, or donors to any of the various [respondents].” Ante, at 27, n. 8. I agree that the respondents’ interests in privacy and religious freedom are sufficient to justify this protective order and to overcome the protections afforded free expression by the First Amendment. I therefore join the Court‘s opinion.
