Berrocal v. FernandezBerrocal v. Fernandez
Lead Opinion
The Washington Minimum Wage Act (MWA), chapter 49.46 RCW, provides that a minimum hourly wage rate must be paid to employees in this state. The MWA excludes from the definition of “employee,” and thereby exempts from the minimum wage requirements, “[a]ny individual whose duties require that he or she reside or sleep at the place of his or her employment or who otherwise spends a substantial portion of his or her work time subject to call, and not engaged in the performance of active duties.”
FACTS
¶2 Berrocal and Castillo are Chilean nationals who traveled to the United States under the Department of Labor’s H-2A temporary foreign worker program specifically to work as sheepherders. Both entered into labor contracts with the Employers requiring that they reside on the Fernandez ranch and be available 24 hours per day, 7 days per week. Under the terms of the contract, Berrocal and Castillo were paid $650 per month in addition to being provided with room, board, health insurance, and two weeks’ paid vacation per year, but they were not entitled to regularly scheduled days off. A sheepherder’s duties include, among other things, feeding the sheep, attending to sheep that are injured or sick, and guarding the sheep from predatory animals. Trained dogs were used to alert Berrocal and Castillo to the presence of predatory animals at all hours of the day and night, at which time they were required to check immediately on the status of the sheep. Additionally, during lambing season, they were required to check on the sheep every few hours during the day and night.
¶3 Berrocal worked for the Employers from February 1999 to June 2000, and Castillo worked for the Employers from March 2000 to June 2000. They allege that their various duties during those periods required work of 12 or more hours per day, but the Employers counter that Berrocal and Castillo actually worked fewer than 8 hours per day. Berrocal and Castillo have requested lost wages pursuant to
ISSUE
¶4 Under
ANALYSIS
¶5 Standard of Review. We review petitioners’ motion for summary judgment de novo, engaging in the same inquiry as the trial court and viewing the facts, as well as the reasonable inferences from those facts, in the light most favorable to respondents, the nonmoving parties. See Wilson v. Steinbach,
¶6 Interpretation ofRCW 49.46.010(5)(j). At issue is the meaning of the MWA exclusion in
(5) “Employee” includes any individual employed by an employer but shall not include:
(j) Any individual whose duties require that he or she reside or sleep at the place of his or her employment or who otherwise spends a substantial portion of his or her work time subject to call, and not engaged in the performance of active duties.
Berrocal and Castillo would have us construe subsection (5)(j) as a single exclusion with two conditions: “Any individual [(1)] whose duties require that he or she reside or sleep at the place of his or her employment or who otherwise spends a substantial portion of his or her work time subject to call, and [(2)] not engaged in the performance of active duties.”
¶7 In contrast, the Employers read
¶8 First, the syntax of the exclusion directly supports the Employers’ interpretation. Subsection (5)(j) consists of the phrase “[a]ny individual” modified by two relative clauses separated by the coordinating conjunction “or.” A close examination reveals that the concluding phrase, “and not engaged in . . . active duties,” can operate only as an element of the second clause. Permitting the modifying phrase to relate back to the first relative clause, as Berrocal and Castillo advocate, produces a plainly ungrammatical sentence:
“Employee” . . . shall not include . . . [a]ny individual whose duties require that he or she reside or sleep at the place of his or her employment. . . and not engaged in the performance of active duties.
“Employee” . . . shall not include . . . [a]ny individual. . . who otherwise spends a substantial portion of his or her work time subject to call, and not engaged in the performance of active duties.
¶9 The Court of Appeals nevertheless declared the text of
f 10 The Court of Appeals erred in attempting to apply the last antecedent rule to the concluding modifying phrase in
¶11 Next, we look to the practical effect of adopting the interpretation proposed by Berrocal and Castillo. Described succinctly, “[t]he result [would be] that subsection (5)(j) exempts workers who are required to live or sleep at the workplace, but only for those hours during which they are not engaged in active duties.” Id. at 563-64. Stated differently, the Court of Appeals held that the legislature intended the subsection (5)(j) exclusion to state nothing more than that workers are not entitled to be paid a minimum wage for those hours that they do not work. While it is undoubtedly true that the MWAdoes not require workers to be paid for time not spent working, the argument that the legislature felt it necessary to reiterate that point by means of the subsection (5)(j) exclusion defies logic, as it would be no exclusion at all. Adopting such reasoning would run contrary to the requirement that we “remain careful to avoid ‘unlikely, absurd or strained’ results.” Burton,
¶12 Finally, we find persuasive the Court of Appeals suggestion in Strain v. West Travel, Inc., that an interpretation of
¶13 In sum, our analysis of both the text of the statute and the unlikely implications inherent in adopting the respondents’ proposed construction persuade us that
f 14 In Chelan County, the principal issue was whether “the plaintiffs [were] entitled to compensation under the MWA for time spent on call.” Id. at 289. The plaintiffs were a class of deputy sheriffs who were paid a monthly salary for a 40-hour workweek but were also required to remain on call for several additional hours. Id. at 285. There appears to have been no dispute that, for the 40-hour workweek, Chelan County complied with the MWA wage requirements. Thus, the only question was whether the plaintiffs were entitled to overtime wages for those on-call hours exceeding the standard workweek under the MWA,
¶15 Unfortunately, the Chelan County court slightly conflated the analysis of the
f 16 Berrocal and Castillo contend that because Chelan County analyzed the compensability of on-call time with reference to the “active duties” phrase in
¶17 Whether the
CONCLUSION
¶18 The plain language of
Madsen, Sanders, Bridge, and J.M. Johnson, JJ., concur.
Notes
(2) Beginning January 1, 1999, and until January 1, 2000, every employer shall pay to each of his or her employees who has reached the age of eighteen years wages at a rate of not less than five dollars and seventy cents per hour.
(3) Beginning January 1, 2000, and until January 1, 2001, every employer shall pay to each of his or her employees who has reached the age of eighteen years wages at a rate of not less than six dollars and fifty cents per hour.
The nonstandard punctuation (placing a comma before a conjunction separating two short compound phrases) is not unusual. See, e.g., Berrocal,
The Strain opinion, authored by Division One of the Court of Appeals, is directly in conflict with the Berrocal court’s interpretation of
The four-factor test was adopted from the Fair Labor Standards Act of 1938,
Dissenting Opinion
(dissenting) — The majority finds that Heriberto Berrocal and Rafael Castillo are not entitled to a minimum wage simply because they live and sleep on the land where they herd sheep. These workers are denied a minimum wage under the majority’s holding whether they work 8 hours a day or 18 hours a day. In order to reach this holding, the majority summarily concludes that RCW 49-.46.010(5)(j) is unambiguous and, therefore, does not look to the purpose of the Minimum Wage Act (MWA) in order to inform its meaning of the provision. The majority’s interpretation of
¶20 The majority finds that
¶21 Under the MWA, “every employer shall pay to each of his or her employees who has reached the age of eighteen years” a minimum wage provided by statute. RCW 49-.46.020(1). However,
“Employee” includes any individual employed by an employer but shall not include: . . . [a]ny individual whose duties require that he or she reside or sleep at the place of his or her employment or who otherwise spends a substantial portion of his or her work time subject to call, and not engaged in the performance of active duties.
¶22 Under the rules of statutory construction, a statute is ambiguous if it is susceptible to two or more reasonable interpretations. State v. Roggenkamp,
¶23 We use common rules of grammar to aid us in construing a statute. The last antecedent rule provides that qualifying words and phrases refer to the last antecedent, unless a contrary intention appears in the statute. In re Sehome Park Care Ctr,
¶24 Even if the majority were correct that the last antecedent rule is inapplicable here, the majority’s interpretation renders the word “otherwise” superfluous, contrary to the rules of statutory interpretation. Again, every word contained within a statute must be given meaning. The word “otherwise” is defined as “in other respects.” Webster’s Third New International Dictionary 1598 (2002). When drafting this exemption, the legislature provided that those who reside or sleep at their place of employment are not engaged in active duties while residing or sleeping, stating “or [in other respects] spends a substantial portion of his or her work time subject to call, and not engaged in the performance of active duties.”
¶25 As the Court of Appeals correctly noted, RCW 49-.46.010(5)0’) is a model of legislative inexactitude. Our job, however, is not to reword the statutory language to reach a preferred result. The statute may be reasonably interpreted as either the employers or Berrocal and Castillo propose. Thus, it is appropriate to resort to the principles of statutory construction in order to ascertain and give effect to the legislature’s intent and purpose in enacting
¶26 In addition to ignoring the rules of statutory interpretation, the majority’s conclusion that
¶27 Our discussion of the applicability of RCW 49-.46.010(5)(j) to law enforcement officers in Chelan County requires that we examine the activities performed by a worker to determine whether the worker is exempt from the requirements of the MWA. Thus, a worker falls within the exemption if both prongs of the inquiry are satisfied: the worker (1) spends a substantial portion of his or her work time subject to call and (2) not engaged in the performance of active duties. The four factor test outlined in Chelan County should also be employed to determine whether a worker who lives or resides where he or she works is engaged in the performance of active duties.
¶28 The majority fails to present a cogent explanation of how exempting the sheepherders from the minimum wage requirements because they live where they are employed while not exempting on-call police officers, even if both the sheepherders and the police officers engage in the performance of active duties, makes any sense whatsoever. Berrocal and Castillo are simply asking that they be paid for the hours they work. This is not an “absurd or strained” result as the majority contends but comports with the spirit of the MWA. As stated above, exemptions from remedial legislation, like the MWA, are narrowly construed. The legislature specified in its enactment of the MWA that “the establishment of a minimum wage for employees is a subject of vital and imminent concern to the people of this state and requires . . . minimum standards of employment . . . .”
|29 Finally, the majority’s conclusion that the sheepherders are not entitled to a minimum wage because it would be “impractical” for employers is insupportable. The majority reasoned that “the legislature likely did not intend such an impractical system for workers who necessarily shift constantly from active duty to personal time and back again.” Majority at 595. This conclusion, however, is at odds with the provisions discussed above where certain activities of a worker’s employment are exempt while other activities are not. Employers would necessarily be required to keep track of the different hours spent on the activities covered by the MWA. Requiring employers to keep track of the time the sheepherders spend
¶30 Using the common rules of grammar, legislative history of the MWA, and case law to construe the meaning of
Alexander, C.J., and Chambers and Fairhurst, JJ., concur with C. Johnson, J.
Reconsideration denied January 3, 2006.