Baerga v. City of New YorkBaerga v. City of New York
OPINION & ORDER
Plaintiffs bring this putative class action against Defendants New York City (“the City“) and numerous City employees to challenge the City‘s practice of using “police officers as first responders to mental health crises.”1 Second Am. Compl. (“SAC“) ¶ 2, ECF No. 155.
Specifically, Plaintiffs allege that the City‘s policies unlawfully require the police forcibly to seize individuals with perceived mental disabilities even when they pose no threat to themselves or others, stripping the mentally disabled of their constitutional rights to be free from unwarranted seizures, detentions, and excessive force. Id. ¶¶ 12–17. Plaintiffs seek compensatory and punitive damages for alleged injuries caused by the policies, as well as a permanent injunction “mandating implementation of a new, non-police mental health crisis response program operating independently of the NYPD.” Id. ¶ 21.
Plaintiffs bring seven causes of action. Individual Plaintiffs assert claims for: unlawful seizure, warrantless entry, and excessive force pursuant to
For the reasons that follow, Defendants’ motion is GRANTED IN PART and DENIED IN PART. The Court GRANTS Defendants’ motion to dismiss Plaintiffs’ municipal liability claim brought pursuant to Monell (Count V) and Plaintiffs’ disability discrimination claims (Counts I, II, and VII), save for Greene, Sanchez-Esquivel, and Ayu‘s claims for reasonable accommodation under the ADA and Rehabilitation Act. The Court further GRANTS dismissal of Ayu‘s claims for false arrest arising from his April and May 2022 arrests, and Collins, Ayu, and Amitabh‘s warrantless entry claims, as well as their corresponding state law claims (Counts III and VI). The motion is DENIED as to all other claims.
BACKGROUND
The Court begins by reviewing the factual and procedural background leading to the instant motion to dismiss. The following facts are taken from the SAC and documents incorporated therein and are assumed to be true for the purposes of deciding the motion. See Kassner v. 2nd Ave. Delicatessen Inc., 496 F.3d 229, 237 (2d Cir. 2007).
I. Policies Regarding Persons in Mental Health Crisis
Plaintiffs contend that the City has systemically failed “to provide safe, appropriate, and immediate responses to New Yorkers experiencing mental health crises.” SAC ¶ 1. Plaintiffs’ chief complaint regards two policies: the NYPD‘s Emotionally Disturbed Person Policy and the City‘s Involuntary Removal Policy (collectively, the “Policies“). Id. ¶¶ 12, 17. In this section, the Court will provide an overview of the Policies and their alleged shortcomings.
Each year, NYPD responds to approximately 200,000 calls regarding Emotionally Disturbed Persons (“EDP“). Id. ¶ 398. Pursuant to the New York Mental Hygiene Law, in responding to such calls, the police “may take into custody any person who appears to be mentally ill and is conducting himself or herself in a manner which is likely to result in serious harm to the person or others.”
The City gives NYPD guidance on how to execute mental health arrests pursuant to § 9.41 through the NYPD‘s Emotionally Disturbed Person Policy (“EDP Policy“), located in the NYPD Patrol Guide § 221-13. See EDP Policy, ECF No. 21-1. The purpose of the EDP Policy is to “safeguard a mentally ill or emotionally disturbed person who does not voluntarily seek medical assistance.” EDP Policy 1. It defines EDP as a “person who appears to be mentally ill or temporarily deranged and is conducting himself in a manner which a police officer reasonably believes is likely to result in serious injury to himself or others.” Id. The EDP Policy requires the NYPD to take an EDP into protective custody when an officer “reasonably believes that a person who is apparently
In addition to the EDP Policy, in November 2022, Mayor Adams announced a new “Involuntary Removal Policy,” SAC ¶ 131, which “clarif[ies] roles and responsibilities in involuntary removals under Mental Hygiene Law sections 9.41 and 9.58.” Id. ¶ 134 (brackets omitted). The Involuntary Removal Policy specifies that “both sections 9.41 and 9.58 authorize the removal of a person who appears to be mentally ill and displays an inability to meet basic living needs, even when no recent dangerous act has been observed.” Id. ¶ 135. Pursuant to the Policy, the NYPD “may involuntarily detain” such individuals. Id. ¶ 136.
Plaintiffs object to these Policies on two grounds. First, they claim that the Policies require the police to detain mentally disabled individuals “regardless of whether the ‘EDP’ appears to present a danger to themselves [sic] or anyone else.” Id. ¶ 77. In support, Plaintiffs rely on the experience of the six Individual Plaintiffs (discussed infra) and on the language of the Policies themselves. Regarding the EDP Policy, they note that it requires the NYPD to take an individual into custody even if the “the EDP is unarmed, not violent, and willing to leave voluntarily.” Id. ¶ 75 (quoting EDP Policy 4). Regarding the Involuntary Removal Policy, Plaintiffs take issue with the fact that the NYPD may execute a mental health arrest “without any indication that [an EDP] had committed or will commit a dangerous act.” Id. ¶ 17. Taken together, they argue that the Policies allow the police “to seize individuals with perceived mental disabilities simply for existing.” Pls.’ Mem. Law Opp‘n Defs.’ Partial Mot. Dismiss (“Pls.’ Opp.“) 28, ECF No. 181.
Second, Plaintiffs claim that in effectuating mental health arrests, the police mistreat EDPs, causing “traumatization, serious injuries, deaths, arrests, imprisonments, and forced hospitalizations.” Id. ¶ 85. In support, Plaintiffs detail 24 incidents since 1984 in which mentally disabled individuals were killed by police responding to EDP calls. SAC ¶ 82. Plaintiffs further rely on two reports documenting the NYPD‘s inadequate treatment of those with mental disabilities. Id. ¶¶ 88–130. For example, in 2002, an Urban Justice Center report3 concluded that the “NYPD‘s training programs and protocols for dealing with individuals in emotional or psychiatric crisis are not only bad policy, they may also violate federal and state law.” Id. ¶ 90 (quoting Urban Justice Center Report at 15). More recently, in 2017, the New York City Department of Investigation, Office of the Inspector General for the NYPD, promulgated a report4 (“OIG Report“) which “identified long-standing deficiencies in the NYPD‘s handling of responses to individuals with mental disabilities.” Id. ¶ 99.
Finally, Plaintiffs document what they characterize as a long history of failed efforts to reform the NYPD‘s handling of mental health calls. For example, in 2014, the City committed to offering crisis intervention
II. Individual Plaintiffs
Individual Plaintiffs in this action are people with actual or perceived mental disabilities who Plaintiffs claim have been “unlawfully seized and forced into unconstitutional confinement.” Id. ¶ 3. Plaintiffs claim at the time of each seizure, the individuals “were committing no crime,” “presented no risk to themselves or anyone else,” yet were “forcibly detained, and injured physically and/or emotionally, while being involuntarily transported to a hospital against their will.” Id. ¶ 4. The following section details the allegations of each Individual Plaintiff.
A. Steven Greene
Plaintiff Steven Greene is a 26-year-old male diagnosed with post-traumatic stress disorder (“PTSD“), attention deficit disorder (“ADD“), and an injured hip. SAC ¶ 146. On May 6, 2020, at approximately 12:30 a.m., NYPD officers and EMS personnel arrived at Greene‘s apartment in response to an “EDP with gun” call to 911. Id. ¶ 147. One responding officer stated that Greene‘s social worker called and asked the police to “check in on him.” Id. ¶ 148. Plaintiffs aver that Greene‘s ex-girlfriend placed the call “to harass him.” Id.
When the police arrived, Greene informed the officers that “he was not suicidal, did not tell anyone he was suicidal, and did not have any medical problems.” Id. ¶ 151. He “did not conduct himself in a manner that could be considered likely to result in serious harm to himself or others,” and at no point was Greene “in possession of a gun nor was there ever a gun present in his apartment.” Id. At the time of the encounter, Greene was on the phone with his fiancé. Id. ¶ 153. An officer took Greene‘s phone and spoke with Greene‘s fiancé who confirmed that Greene was not suicidal. Id. ¶ 154.
Nevertheless, an EMS employee informed Greene that because of the 911 call, they had to take him to the hospital. Id. ¶ 152. Greene explained that he did not want to go and walked back inside his apartment. Id. ¶ 155. The officers followed Greene and “began grabbing him.” Id. ¶ 156. Greene grew “increasingly anxious” and asked the officers to stop touching him, telling them he suffered from PTSD, ADD, and an injured hip. Id. ¶¶ 156–57. Instead, the officers handcuffed him, forced him out of the apartment, dragged him down the stairs, and strapped him to a gurney to be taken to the hospital. Id. ¶¶ 158–60. Greene repeatedly said that the stretcher straps and the handcuffs were too tight and that his arms felt numb. Id. ¶ 161. He also stated that his social worker
B. Giovanna Sanchez-Esquivel
Plaintiff Giovanna Sanchez-Esquivel is a 27-year-old student at Columbia University who suffers from PTSD, autism, anxiety, depression, and bipolar disorder. Id. ¶ 172. On November 7, 2020, at approximately 9:00 p.m., Sanchez-Esquivel was experiencing a manic episode. Id. ¶ 173. Her boyfriend called 311, and the operator informed him that there were no City services available for at least 24 to 48 hours and that he should call 911 instead. Id. He called 911 and stated that Sanchez-Esquivel had been having a “manic episode” for multiple days. Id. He further explained that she was not violent and had no weapons but said that she had mental disabilities including depression and bipolar disorder. Id.
Shortly after Sanchez-Esquivel‘s boyfriend placed the call, NYPD officers arrived at the apartment.5 Id. ¶ 175. The officers spoke with Sanchez-Esquivel for approximately 25 minutes. Sanchez-Esquivel did not threaten to harm herself or others but instead “repeatedly and clearly” told the officers that she wanted them to leave. Id. ¶ 176. Sanchez-Esquivel explained to the officers that she had trauma from suffering multiple rapes. Id. ¶ 178. She also noted that she was a neuroscientist with an understanding of her own mental illnesses, adding “I have zero cognitive empathy, I‘m autistic, I have PTSD, I‘m not crazy, I‘m rooted in reality.” Id.
After approximately 40 minutes, an officer stated that the police had to take Sanchez-Esquivel to the hospital “because she was not willing to go on her own.” Id. ¶ 179. The officers handcuffed Sanchez-Esquivel as she cried and begged the officers to stop touching her because of her history of trauma. Id. ¶ 180. Instead, the officers “picked her up and carried her when she refused to leave.” Id. ¶ 181. She was taken to Woodhull Hospital. Id. ¶ 182. She suffered severe bruises, back and shoulder pain, as well as PTSD and emotional distress. Id. ¶ 184.
C. Sarah Arvio
Plaintiff Sarah Arvio is a 67-year-old woman who suffers from polycythemia vera (a type of leukemia) and Budd-Chiari syndrome (a related liver condition). Id. ¶ 185. On March 13, 2020, at approximately 11 a.m., Arvio was on the phone with a staff member at Mount Sinai Institute for Liver Medicine, trying to get her hepatologist to complete a disability form. Id. ¶¶ 186–87. During the call, the staff member told Arvio that the hepatologist would not complete the form. Id. ¶ 188. In “an expression of frustration,” Arvio told the staff member “I‘m so frustrated with you all that I feel like jumping off a bridge.” Id. ¶ 189.
Shortly thereafter, NYPD officers and an EMT arrived at Arvio‘s home in the Bronx. Id. ¶ 190. Arvio answered the door barefoot and in her bathrobe. Id. The officers entered the apartment and told Arvio they needed to take her to the hospital for psychiatric evaluation. Id. ¶ 191. Arvio responded in a “calm, rational, and cordial manner” that she was fine and that she
Arvio was transported to Lincoln Medical Center. Id. ¶ 206. She remained in the hospital for approximately six hours. Id. ¶ 210. Other than receiving an x-ray of her leg and plain distilled water to pour into the wound, Arvio did not receive medical treatment for her leg. Id. The day after the incident, Arvio woke up with sore spots and bruises all over her body. Id. ¶ 213. Three days later she developed a fever due to an infection in her leg wound. Id. ¶ 214. On March 19, 2020, she went to the emergency room at Weil-Cornell where she was treated for her “traumatic leg injury.” Id. Arvio continued to exhibit symptoms of infection for over two months and continues to suffer from “extreme emotional distress.” Id. ¶¶ 215–16.
D. Lisa Collins
Plaintiff Lisa Collins is a 57-year-old woman who has never been diagnosed with a mental illness. Id. ¶ 217. On January 7, 2022, Collins checked in to the Four Seasons Hotel in lower Manhattan to enjoy a luxurious weekend that had been gifted to her. Id. ¶ 218. After checking in, she was escorted to her room by a young hotel attendant. Id. ¶ 220. The attendant followed Collins inside her room and engaged Collins in conversation, divulging personal details about various health struggles she was experiencing. Id. ¶¶ 220–21. Collins was confused by the personal nature of the encounter but nonetheless did her best to comfort the attendant during their half-hour long conversation. Id. ¶ 222. When the attendant left, Collins got on with her vacation: she ordered a cocktail, made dinner reservations with a friend, and headed to the pool for a swim. Id. ¶ 223.
While swimming, Collins was approached by a hotel employee who asked Collins to come to the lobby. Id. ¶ 224. When Collins arrived in the lobby, still wet from the pool, she was greeted by two NYPD officers and EMS workers. Id. ¶ 225. An EMS worker asked Collins “if she had any thoughts of harming herself or heard voices in her head.” Id. ¶ 226. Incredulous, Collins replied “of course not. I‘m swimming.” Id. ¶ 227. She was then informed that the hotel manager had called the police to report a threat of suicide based on information provided by the hotel attendant who saw Collins to her room. Id. ¶ 228. Although Collins denied any suicidal ideation, the police explained that “once they received a report of an ‘EDP,’ they needed to bring that person to the hospital for an evaluation.” Id. ¶¶ 229–32. Collins was subsequently escorted to her room by a female EMS employee. Id.
E. Oritseweyimi Omoanukhe Ayu
Plaintiff Oritseweyimi Omoanukhe Ayu is a 41-year-old man who has been diagnosed with bi-polar and schizoaffective disorder. Id. ¶ 245. He has been involuntarily detained by NYPD on several occasions. Id. ¶ 246. In March 2022, Ayu was living at the Renaissance Shelter in Crown Heights, where he was also receiving mental health treatment. Id. ¶ 247. One day, Ayu arrived for a 10 a.m. psychiatry appointment and was told he could not be seen until 1 p.m. Id. ¶ 248. At 1 p.m., he was told he would have to wait until 3 p.m. Id. When he asked if he could be seen sooner, the receptionist told him to ask someone outside the clinic. Id. When he stepped outside the clinic, the receptionist locked the door behind him. Id. ¶ 249. Upset at not being seen and for being tricked, Ayu began to bang on the door. Id. ¶ 250. Minutes later, seven NYPD officers arrived. Id. ¶ 251. Ayu said he would leave voluntarily, but the officers stated that Ayu was an EDP and that he must go with them. Id. ¶ 252. He was taken to Kings County Hospital and was quickly discharged without receiving treatment. Id. ¶¶ 254–57.
On April 26, 2022, Ayu was on the subway at 2 a.m. when he received a phone call informing him that his son had been murdered. Id. ¶ 258. Distraught, Ayu went to Kings County Hospital to admit himself. Id. ¶ 259. After being turned away by hospital staff, two NYPD officers asked him to leave, but he refused. Id. ¶¶ 260–62. Ayu began to film the officers and a scuffle ensued. Id. ¶ 263. He was ultimately restrained by multiple officers and transported to the psychiatric ward where he stayed for one week. Id. ¶¶ 264–65.
Weeks later, Ayu was in the lobby of the mental health clinic of Fortune Society in Queens. Id. ¶ 267. While in the lobby, he spoke loudly and emotionally about his son‘s recent murder. Id. ¶¶ 267–68. Minutes later, four NYPD officers surrounded Ayu and said they received a 911 report that he threatened someone over the phone. Id. ¶ 270. They indicated they had to bring him to the hospital. Id. ¶ 271. When he refused, the “NYPD officers slammed Ayu to the ground and handcuffed him,” injuring his head in the process. Id. ¶ 273. He was taken to Elmhurst Hospital Center in Queens and released after a psychiatric evaluation. Id. ¶ 276.
F. Neil Amitabh
Plaintiff Neil Amitabh is a 39-year-old man who has never been diagnosed with a mental illness. Id. ¶ 280. In February 2023, Amitabh was homeless and had fallen asleep in a subway station together with his girlfriend. Id. ¶ 281. He awoke to his girlfriend‘s arguing with two NYPD officers. Id. ¶ 282. The police told the couple to leave the station. Id. ¶ 283. As he gathered his things to leave, an officer slammed Amitabh into the wall, injuring his hip. Id. ¶ 286. He was taken to Bellevue for psychiatric evaluation and released the following morning. Id. ¶¶ 291–93.
Previously, in March 2020, Amitabh was living in a homeless encampment under an overpass in the Bronx. Id. ¶ 297. One day he went to his former residence and hung his laundry to dry on a railing in front of the building. Id. ¶ 298. The building manager called the police and said that Amitabh was “off his medications” (he did not take medication), and soon after police and EMS arrived. Id. ¶¶ 299–300. Amitabh told
III. Organizational Plaintiffs
The Organizational Plaintiffs—Community Access, Inc. (“Community Access“), National Alliance on Mental Illness of New York City, Inc. (“NAMI-NYC“), Correct Crisis Intervention Today-NYC (“CCIT-NYC“), Voices of Community Activists and Leaders New York (“VOCAL-NY“) (collectively, “Organizational Plaintiffs“)—are organizations committed to supporting New Yorkers with mental disabilities. Id. ¶ 11. Community Access was founded in 1974 to provide supportive housing to New Yorkers with mental disabilities and is now a “leading advocate and provider of affordable housing, education, job training, and crisis support for New Yorkers with disabilities.” Id. ¶ 33. NAMI-NYC “helps families and individuals affected by mental disabilities build better lives through education, support, and advocacy.” Id. ¶ 35. CCIT-NYC is a coalition of more than 80 civil rights and human service organizations who “work together with a mission to transform the City‘s response to mental health crises by providing peer-driven supports to individuals with mental disabilities.” Id. ¶ 37. Finally, VOCAL-NY is a statewide organization that “advocates for low-income people affected by mental disabilities, HIV/AIDS, the war on drugs, mass incarceration, and homelessness.” Id. ¶ 39. Collectively, the Organizational Plaintiffs allege that they have diverted substantial resources to oppose the City‘s police-based response to mental health calls. Id. ¶ 11.
IV. Procedural History
On July 5, 2021, Plaintiff Justin Baerga commenced this action, alleging numerous claims under
On November 29, 2022, while Defendants’ motion to dismiss was pending, the City announced a new directive, the “Involuntary Removal Policy.” SAC ¶ 17. On December 8, 2022, Plaintiffs filed an application to enjoin the new directive “pending the final determination of this action.” Pl.‘s Proposed Order Show Cause Emergency Relief 4, ECF No. 109. On January 30, 2023, this Court denied Plaintiffs’ motion for lack of standing. See Baerga v. City of New York, No. 21 Civ. 5762 (PAC), 2023 WL 1107633 (S.D.N.Y. Jan. 30, 2023). In light of the Court‘s denial, Plaintiffs amended their Complaint a second time. The SAC adds facts and claims related to the Involuntary Removal Policy, adds individuals who have been detained after the policy‘s announcement, and adds new organizations that have allegedly been negatively
ANALYSIS
I. Legal Standard
To defeat a motion to dismiss for failure to state a claim pursuant to
II. Individual Claims
A. Individual § 1983 Claims
The Court first addresses claims brought by Individual Plaintiffs pursuant to
1. False Arrest
“To state a § 1983 false arrest claim, a plaintiff must allege ‘that (1) the defendant intended to confine him, (2) the plaintiff was conscious of the confinement, (3) the plaintiff did not consent to the confinement[,] and (4) the confinement was not otherwise privileged.‘” Grytsyk v. Morales, 527 F. Supp. 3d 639, 647 (S.D.N.Y. 2021) (quoting Ackerson v. City of White Plains, 702 F.3d 15, 19 (2d Cir. 2012)).7 Probable cause to arrest “constitutes justification and is a complete defense to an action for false arrest.” Jenkins v. City of New York, 478 F.3d 76, 84 (2d Cir. 2007) (quotation omitted). Here, Defendants argue that each arrest was supported by probable cause.
Probable cause may be determined “as a matter of law if there is no dispute as to the pertinent events and the knowledge of the officers.” Barkai v. Mendez, 629 F. Supp. 3d 166, 191 (S.D.N.Y. 2022) (quotation omitted). In the context of “a mental health arrest, police officers must consider whether probable cause exists to believe the individual is a danger to herself or others, that is, whether there is a substantial risk of serious physical harm to herself or others.” Guan v. City of New York, 37 F.4th 797, 807 (2d Cir. 2022). “[A] showing of probable cause in the mental health seizure context requires only a probability or substantial chance of dangerous behavior, not an actual showing of such behavior.” Heller v. Bedford Cent. Sch. Dist., 144 F. Supp. 3d 596, 622 (S.D.N.Y. 2015), aff‘d, 665 F. App‘x 49 (2d Cir. 2016) (quotation omitted). “Likelihood
The City takes purchase in the fact that several of the mental health arrests here were pursuant to 911 calls indicating threats of suicide. Indeed, “a report of a suicide threat does more to establish probable cause . . . [and] naturally call[s] for more reliance on the informant.” Matthews v. City of New York, No. 15 Civ. 2311, 2016 WL 5793414, at *4 (S.D.N.Y. Sept. 30, 2016); see also Bayne v. Provost, No. 04 Civ. 44, 2005 WL 1871182, at *7 (N.D.N.Y. Aug. 4, 2005) (“[A] police officer is justified in relying upon a citizen‘s warning that another person has threatened suicide even if it is later determined by mental health professionals that the person presents no such risk.“). However, “police officers may not rely on an anonymous and uncorroborated 911 call to justify a . . . belief that [plaintiff] presented a threat of physical harm to himself or others.” Kerman v. City of New York, 261 F.3d 229, 238 (2d Cir. 2001); see also Lurch v. City of New York, No. 19 Civ. 11254, 2021 WL 842616, at *4 (S.D.N.Y. Feb. 10, 2021), report and recommendation adopted, 19 Civ. 11254, 2021 WL 1172506 (S.D.N.Y. Mar. 29, 2021) (“Without knowing the contents of the 911 call, it is insufficient to establish probable cause (or not) solely from that call.“). As such, a 911 call reporting a threat of suicide is generally not sufficient, standing alone, to establish probable cause. Defendants must identify additional circumstances which reasonably suggest that the Plaintiffs presented a danger to themselves or others. Defendants have failed to meet this burden for all but Ayu‘s March and April 2022 arrests.
Aviro, Greene, Collins, and Sanchez-Esquivel all present the same basic facts: (1) the police received a 911 call indicating a threat of harm; (2) when police arrived, each Plaintiff calmly denied any intention to harm himself or herself or others; (3) no other facts at the scene suggested that Plaintiffs posed a danger to themselves or others; (4) each was arrested on the basis of the 911 call alone.8 These sparse facts are insufficient to establish probable cause on a motion to dismiss. See Dunkelberger v. Dunkelberger, No. 14 Civ. 3877, 2015 WL 5730605, at *14 (S.D.N.Y. Sept. 30, 2015) (motion to dismiss denied where officers received a call from a relative but had reasons to doubt the veracity of the call when they showed up in person); Amid v. Police Officer Thomas R. Lamb, No. 14 Civ. 3151, 2016 WL 1070814, at *3 (E.D.N.Y. Mar. 15, 2016) (denying motion to dismiss because it was disputed whether plaintiff posed a danger to herself even though plaintiff told suicide hotline she was contemplating suicide); Kerman, 261 F.3d at 240 (“We find it significant that the police failed to corroborate the gravamen of [the] 911 call.“).
The Court cannot dismiss Amitabh‘s false arrest claim because, based on
The facts alleged likewise do not support a finding of probable cause for Ayu‘s March 2022 arrest. Plaintiff alleges that he was waiting to be seen by a psychiatrist, was subsequently locked out of the office, and that he then banged on the door. SAC ¶¶ 248–50. There are no allegations that the police were called, that they were aware of his behavior, or that he exhibited signs of distress or danger once they arrived. Indeed, the only allegation is that he offered to “leave the scene voluntarily.” Id. ¶ 252. The Court cannot find as a matter of law that these facts amount to probable cause.
The Court cannot reach the same conclusion regarding Ayu‘s April and May arrests. In April, Ayu had a physical confrontation with police when he was turned away from receiving psychiatric care. Id. ¶¶ 258–63. Typically, Ayu‘s lack of cooperation would do little to establish probable cause because “refusal to accept medical treatment does not, by itself, establish that a person is dangerous to himself.” Schoolcraft, 103 F. Supp. 3d at 505. This, however, is not the typical case. Here, Ayu was not refusing psychiatric care, he was demanding it. Id. ¶ 262. Given his own representations, coupled with his resistant behavior, the police had probable cause to believe that he was both suffering from a mental illness and posed a threat to himself or others.
The May 2022 arrest was also supported by probable cause. There, the allegations are that the police received a report that Ayu had threatened someone on the phone. Id. ¶ 270. The police then encountered Ayu in the lobby of a mental health clinic while he was being “emotional and loud.” Id. ¶ 268. Unlike the other Plaintiffs, there is no indication that Ayu denied making the threat or that he denied that he was in distress. Here, the fact that the police had received a tip that he had made a threat, coupled with their firsthand observation of his escalated state and the fact that he was in a mental health clinic made it reasonable for the police to believe that he was suffering from a mental illness and presented a substantial risk of harm to himself or others. These facts are sufficient to find probable cause for the arrest.
In sum, the Court DENIES Defendants’ motion to dismiss the false arrest claims as they relate to Aviro, Greene, Collins, Sanchez-Esquivel, Amitabh, and Ayu‘s March 2022 arrest. The Court GRANTS the motion as to Ayu‘s April and May 2022 arrests.
2. Warrantless Entry
The Fourth Amendment protects against “unreasonable searches and seizures.”
Defendants argue that warrantless entry claims of Collins, Ayu, and Amitabh must be dismissed because they were seized in public. See Defs. Mem. Law Supp. Partial Mot. Dismiss (Defs. Mem.) 9 n.6, ECF No. 175. The Court agrees. It is well-settled that a plaintiff must possess a reasonable expectation of privacy in the places or items being entered or searched in order to invoke the
Defendants argue that exigent circumstances justified their entry into the homes of Greene, Aviro, and Sanchez-Esquivel. Under the emergency aid doctrine, exigent circumstances exist permitting entry if law enforcement has probable cause to believe that a person is seriously injured or threatened with such injury. Chamberlain, 960 F.3d at 105 (quoting Brigham City v. Stuart, 547 U.S. 398, 403 (2006)). The police bear a heavy burden, Welsh, 466 U.S. at 749, in justify[ing] a warrantless entry on the basis of exigent circumstances, Chamberlain, 960 F.3d at 106. The core question is whether the facts, as they appeared at the moment of entry, would lead a reasonable, experienced officer, to believe that there was an urgent need to render aid or take action. Id. Important here, an uncorroborated 911 call . . . reporting that a mentally ill person was in distress is insufficient support for probable cause to believe there is a medical exigency. Id. at 111.
The Court finds that exigent circumstances did not justify the entry of Sanchez-Esquivel, Greene, and Aviro s homes. Regarding Aviro, it is unclear from the Complaint who called the police or the contents of the call. Absent any other information, the uncorroborated 911 call cannot support probable cause for exigent circumstances. Chamberlain, 960 F.3d at 111. Regarding Greene, Plaintiffs contest the authenticity of the call. SAC ¶ 148. Regardless, once the police arrived, Greene and his fiancé stated that Greene was not suicidal, did not threaten suicide, and did not have any medical problems. Id. ¶ 151. Indeed, the very fact that the police prolonged their entry to have this colloquy suggests there was no emergency. Cf. Chamberlain, 960 F.3d at 106 (A police officer, for reasons of safety at least, seems unlikely to want to prolong the process [of entering a dwelling].). At the point they entered, it should have been clear that Greene was neither seriously injured [n]or threatened with such injury. Chamberlain, 960 F.3d at 105 (quotation omitted). Finally, as for Sanchez-Esquivel, there was never any indication that she was dangerous, only that she was having a manic episode. SAC ¶ 173. Sanchez-Esquivel s boyfriend specified when placing the call that she was not violent nor had any weapons. Id. Accordingly, Defendants motion is DENIED as to Sanchez-
3. Excessive Force9
The
The Court finds that all four Plaintiffs have plausibly alleged excessive force. Regarding Greene and Sanchez-Esquivel, the police spoke with both at length before effectuating an arrest. SAC ¶¶ 151, 179. During those conversations, Plaintiffs denied that they posed any threat and conducted themselves in a calm manner. Id. ¶¶ 151, 178. Despite their calm demeanor, both were allegedly subjected to substantial force. Id. ¶ 161 (describing that Greene repeatedly said that the stretcher straps and handcuffs were too tight and that his arms felt numb); id. ¶ 184 (describing that Sanchez-Esquivel sustained severe bruises and back and shoulder pain caused by being handcuffed and dragged). Regarding Amitabh, the SAC alleges that he was slammed into the wall injuring his hip despite complying with the officers command to vacate the station. Id. ¶ 286. As to Ayu, the SAC alleges that he was slammed to the ground, potentially causing a concussion. Id. ¶ 273. In each instance, Plaintiffs allegedly sustained injuries sufficient to maintain their claims. Sforza v. City of New York, No. 07 Civ. 6122, 2009 WL 857496, at *15 (S.D.N.Y. Mar. 31, 2009) (A plaintiff need not demonstrate serious injury to prevail in an excessive force claim; bruising and other nonpermanent injuries are sufficient.). Moreover, at this early stage, the Court cannot find that the force employed was objectively reasonable as a matter of law. Thus, Defendants motion to dismiss the excessive force claims is DENIED.
4. Qualified Immunity
The doctrine of qualified immunity protects government officials from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known. Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). To be clearly established, a right must be sufficiently clear that every reasonable official would have understood that what he is doing violates that right. Reichle v. Howards, 566 U.S. 658, 664 (2012) (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 741 (2011) (internal quotation marks and alterations omitted)). [A]s a general rule, the defense of qualified immunity cannot support the grant of a Rule 12(b)(6) motion. Chamberlain, 960 F.3d at 110 (quoting Green v. Maraio, 722 F.2d 1013, 1018 (2d Cir. 1983)). Not only must the facts supporting the defense appear on the face of the complaint, but, as with all Rule 12(b)(6) motions, the motion may be granted only where it appears that the alleged facts, if true, plausibly state a claim that would entitle him to relief. Id. (quotation omitted). Thus, a qualified immunity defense presented on a Rule 12(b)(6) motion faces a formidable hurdle and is usually not successful. Id. at 111 (quoting Field Day, LLC v. County of Suffolk, 463 F.3d 167, 191–92 (2d Cir. 2006)).
Plaintiffs have met their burden to overcome Defendants qualified immunity defense at this early stage. The law is clearly established that reliance on a 911 call alone is insufficient to establish probable cause for seizures, see Kerman, 261 F.3d at 235–36, and exigent circumstances, see Chamberlain, 960 F.3d at 111, and that officers may not use of force beyond what is necessary during arrest, see id. at 113. At this stage, drawing all inferences in Plaintiffs favor, Plaintiffs have sufficiently pled that Defendants violated these rights by unlawfully entering Plaintiffs homes and seizing Plaintiffs without probable cause and by using excessive force in the process.
B. New York State Constitution
Individual Plaintiffs also sufficiently allege violations of the New York State Constitution under a theory of respondeat superior. Defendants are correct that no private right of action exists for violations of the New York State Constitution where the plaintiff has an alternative remedy under § 1983 for violations of parallel provisions of the U.S. Constitution. Defs. Mem. 32 (quoting Oliver v. City of New York, No. 19 Civ. 11219, 2022 WL 455851, at *15 (S.D.N.Y. Feb. 15, 2022)). However, there is a respondeat superior remedy under the New York State Constitution that is significantly broader than that under Section 1983. Felix v. City of New York, 408 F. Supp. 3d 304, 312 (S.D.N.Y. 2019) (citing Brown v. State, 674 N.E.2d 1129, 1141 (N.Y. 1996)). Because Plaintiffs allege respondeat superior, their claims survive.
III. Organizational and Individual Plaintiffs Claims
Having addressed the claims of the Individual Plaintiffs, the Court now turns to the claims brought by the Individual and the Organizational Plaintiffs collectively. These include claims under the ADA, the Rehabilitation Act, the NYCHRL, and municipal liability pursuant to Monell.
A. Organizational Plaintiffs Standing
Before addressing Plaintiffs claims on the merits, the Court first addresses Defendants argument that the Organizational Plaintiffs lack standing to bring this suit. See Defs. Mem. 19–23. An organization may have standing in one of two ways: by establishing so-called associational or representational standing to sue on behalf of its members, or by establishing that it was directly injured as an organization [ direct standing ]. Connecticut Parents Union v. Russell-Tucker, 8 F.4th 167, 172 (2d Cir. 2021). Here, Organizational Plaintiffs assert that they have both associational and direct standing to maintain their suit. Pls. Opp. 23–24. The Court considers first whether Organizational Plaintiffs have demonstrated direct standing.
To succeed on a theory of direct standing, Organizational Plaintiffs have the burden of showing: (i) an imminent injury in fact to itself as an organization (rather than to its members) that is distinct and palpable ; (ii) that its injury is fairly traceable to enforcement of the Ordinance; and (iii) that a favorable decision would redress its injuries. Centro de la Comunidad Hispana de Locust Valley v. Town of Oyster Bay, 868 F.3d 104, 109 (2d Cir. 2017) (quoting Nnebe v. Daus, 644 F.3d 147, 156 (2d Cir. 2011)). It is well settled that where, as here, multiple parties seek the same relief, the presence of one party with standing is sufficient to satisfy Article III s case-or-controversy requirement. Id. (quoting Rumsfeld v. Forum of Acad. and Inst. Rights, Inc., 547 U.S. 47, 52 n.2 (2006)).
The parties primarily dispute whether the organizations have alleged an injury-in-fact. In this Circuit, only a perceptible impairment of an organization s activities is necessary for there to be an injury in fact. Nnebe, 644 F.3d at 157 (quoting Ragin v. Harry Macklowe Real Estate Co., 6 F.3d 898, 905 (2d Cir. 1993)). One way an organization may demonstrate a perceptible impairment is by alleging that it needed to divert resources from other activities to address the harm caused by a defendant s conduct. Hous. Rts. Initiative v. Compass, Inc., No. 21 Civ. 2221, 2023 WL 1993696, at *7 (S.D.N.Y. Feb. 14, 2023). [W]hen a defendant s conduct leads an organization to devote more-than-anticipated resources to address one or more of its goals or activities . . . and the organization pleads that it has devoted fewer resources to other goals, the organization has adequately pleaded injury. Id. at *8; see also Moya v. United States Dep‘t of Homeland Sec., 975 F.3d 120, 130 (2d Cir. 2020) ([W]here an organization diverts its resources away from its current activities, it has suffered an injury that has been repeatedly held to be independently sufficient to confer organizational standing. (citation omitted)).
Here, Organizational Plaintiff Community Access adequately alleges such an injury. Community Access is organized to expand opportunities for people living with mental disabilities. SAC ¶ 317. As a key part of its organization mission Community Access offers 1,315 supportive housing units where individuals with mental disabilities live side-by-side with individuals who do not have disabilities. Id. ¶ 320. Community Access pleads that this program has been impaired by the City s inadequate response to mental health calls. It alleges that its staff are hesitant to call 911 . . . for fear that members of the NYPD will escalate encounters or forcibly hospitalize, injure, and otherwise traumatize residents. Id. ¶ 323. As a result, they allege that Community Access must provide additional training to . . . staff to enable them to respond to a significant portion of these crises themselves. Id. ¶ 324. Moreover, they allege that when NYPD has responded, it has resulted in repeated instances of NYPD misconduct requiring Community Access to expend considerable resources and staff time to investigate and respond to these incidents. Id. ¶ 328. This diversion of resources from Community Access s housing program is sufficient to confer direct organizational standing. These activities are more than a simple setback to [Community Access s] abstract social interests —they represent a real drain on the organization s resources that may otherwise be used to
B. ADA, Rehabilitation Act, and NYCHRL
Plaintiffs claim the City discriminates against those with mental disabilities through its use of the EDP and Involuntary Removal Policy, in violation of Title II of the
1. ADA and Rehabilitation Act
Plaintiffs principal contention is that the City violates the disability discrimination statutes by failing to respond to mental health calls with mental health practitioners. Pls. Opp. 21. They argue that the police lack the necessary perspective and mental health expertise to respond adequately to mental health crises and, as a result, the mentally disabled are discriminatorily subjected to police killings and violence, injury, and other losses of liberty simply for having a disability. SAC ¶ 13. To avoid these discriminatory results, Plaintiffs aver that the City must implement a new, non-police mental health crisis response program operating independently of the NYPD. Id. ¶ 21. Accordingly, the Court must decide whether the disability discrimination statutes require the City to provide a non-police mental health crisis response program.
Title II of the
The purpose of the disability discrimination statutes is to eliminate discrimination on the basis of disability and to ensure evenhanded treatment between the disabled and the able-bodied. Doe v. Pfrommer, 148 F.3d 73, 82 (2d Cir. 1998). In keeping with this purpose, the Court of Appeals has repeatedly held that a plaintiff may not challenge the adequacy of services provided exclusively to the disabled under either the
More recently, in Tardif v. City of New York, the Court of Appeals held that failure to provide custodial medical services does not, by itself, constitute[] a failure to make a reasonable accommodation by reason of an individual s disability under the
Plaintiffs claim is one that challenges the adequacy of services rather than the denial of services provided to non-disabled individuals. The program Plaintiffs challenge does not apply to the non-disabled at all. A program which provides services exclusively to the mentally disabled cannot discriminate against the mentally disabled within the meaning of the
custody for [their] disability. . . [which] is not cognizable under the
Plaintiffs resist this characterization of their claim. Plaintiffs emphasize a report
The Court is unmoved by DOJ s analysis. Plaintiffs argument, as expressed by the DOJ, only works if pitched at a level of generality which treats mental and medical health calls as equivalent emergency services. But this is not the law. The State of New York has determined that those with mental disabilities who pose a substantial risk of danger to themselves or others require a discrete emergency service, as expressed in § 9.41 and the policies which implement it. This service applies exclusively to the mentally disabled in order to deliver them mental health care. See
2. NYCHRL
Plaintiffs alternatively seek to reform the City s mental health crisis response program via the NYCHRL. See SAC ¶¶ 484–501. Under NYCHRL, it is unlawful for any owner of a place or provider of public accommodation to deny an individual full and equal enjoyment, on equal terms and conditions, of accommodations or services based on an individual s disability. Lowell v. Lyft, Inc., 352 F. Supp. 3d 248, 262–63 (S.D.N.Y. 2018) (citing
In sum, save for Greene, Sanchez-Esquivel, and Ayu s claims for reasonable accommodation under the
C. Monell Liability
Next, Plaintiffs allege a claim of municipal liability under Monell v. Department of Social Services of City of New York, 436 U.S. 658 (1978). Under Monell, a municipality is not liable for the unlawful actions of an employee under a theory of respondeat superior. Id. at 691. Municipalities are, however, liable for their own illegal acts. White v. City of New York, 206 F. Supp. 3d 920, 937 (S.D.N.Y. 2016) (quoting Connick v. Thompson, 563 U.S. 51, 60 (2011)).
The Second Circuit has established a two-pronged test for § 1983 claims brought against a municipality. Walker v. City of New York, No. 14 Civ. 808, 2015 WL 4254026, at *5 (S.D.N.Y. July 14, 2015). The plaintiff must first prove the existence of a municipal policy or custom in order to show that the municipality took some action that caused his injuries beyond merely employing the misbehaving officer. Vippolis v. Vill. of Haverstraw, 768 F.2d 40, 44 (2d Cir. 1985). Second, the plaintiff must establish a causal connection . . . between the policy and the deprivation of his constitutional rights. Id. A plaintiff need not allege every facet of a prima facie case at the pleadings stage, [i]nstead, he must simply allege facts that allow the Court to draw the inference that the constitutional violation was the result of a municipal policy of inaction, as opposed to isolated misconduct by a single actor. Selvon v. The City of New York, No. 13 Civ. 6626, 2015 WL 4728144, at *3 (E.D.N.Y. Aug. 10, 2015) (quoting Amnesty Am. v. Town of Hartford, 361 F.3d 113, 130 (2d Cir. 2004)).
A plaintiff may allege an official policy or custom by showing one of the following:
(1) a formal policy officially endorsed by the municipality; (2) actions taken by government officials responsible for establishing the municipal policies that caused the particular deprivation in question; (3) a practice so consistent and widespread that, although not expressly authorized, constitutes a custom or usage of which a supervising policy-maker must have been aware; or (4) a failure by policymakers to provide adequate training or supervision to subordinates to such an extent that it amounts to deliberate indifference to the rights of those who come into contact with the municipal employees.
Staboleski v. City of New York, No. 19 Civ. 8834, 2021 WL 796616, at *4 (S.D.N.Y. Mar. 1, 2021). Here, Plaintiffs allege that the City is liable on three theories: (1) a formal policy by way of the EDP and Involuntary Removal Policy; (2) a custom of using excessive force against those identified as EDPs; and (3) deliberate indifference to the rights of people with actual or perceived mental disabilities. SAC ¶¶ 17, 466–68. All three theories fail.
1. Formal Policy
First, the formal Policies do not violate the Constitution. Both Policies implement
While Plaintiffs do not challenge the MHL, they claim that the Policies run counter to § 9.41 because they require the police to seize anyone with a mental disability, regardless of whether they pose any risk to themselves or others. Pls. Opp. 29. This is simply not true. The EDP policy applies, in its entirety, only to EDPs, which it defines as [a] person who appears to be mentally ill or temporarily deranged and is conducting himself in a manner which a police officer reasonably believes is likely to result in serious injury to himself or others. EDP Policy 2 (emphasis added). The EDP Policy therefore tracks the same requirements as the constitutional state law, which permits the police to detain those who are both mentally ill and reasonably believed to be a danger to themselves or others.
Regarding the Involuntary Removal Policy, Plaintiffs attempt to distinguish it from § 9.41 by claiming that it lowers the standard for involuntary detentions by allowing the police to detain those who are unable to meet their basic needs . . . without any indication that they had committed or will commit a dangerous act. SAC ¶ 132. As stated previously, § 9.41 has long been interpreted to allow for mental health seizures absent overt acts, attempts or threats, Thomas, 741 F. Supp. at 81 n.1, and where a mentally disabled person is unable to meet his or her essential needs for food, clothing or shelter, Boggs, 523 N.Y.S.2d at 85. As such, the Involuntary Removal Policy does not lower the standard but merely implements § 9.41 as it has been construed by New York courts for decades. Accordingly,
2. De Facto Policy
Plaintiffs alternatively allege that the use of excessive force against the mentally disabled is so widespread that it constitutes a de facto policy or practice. SAC ¶ 467. To plead a de facto policy the plaintiff must establish a longstanding practice or custom which constitutes standard operating procedure. Gleeson v. Cnty. of Nassau, No. 15 Civ. 648, 2019 WL 4754326, at *15 (E.D.N.Y. Sept. 30, 2019). [T]he relevant practice [must be] so widespread as to have the force of law. Bd. of Cnty. Comm rs v. Brown, 520 U.S. 397, 404 (1997). Here, to demonstrate a de facto policy of excessive force, Plaintiffs point to several reports—issued by the Office of the Inspector General ( OIG Report ) and the Urban Justice Center ( UJC Report )—documenting deficiencies in the City s response to mental health calls and to various incidents where the NYPD has used lethal force against the mentally disabled. None of these allegations, in totality or in isolation, indicates a custom of excessive force.
Neither the OIG nor the UJC Report sufficiently supports Plaintiffs claim. The UJC Report was promulgated in 2002, and [r]esearch reports only support a plaintiff s Monell claims if those reports are sufficiently connected to the specific facts of the case and are of relatively recent vintage. Breton v. City of New York, 404 F. Supp. 3d 799, 817 (S.D.N.Y. 2019) (quoting Isaac v. City of New York, No. 16 Civ. 4729, 2018 WL 5020173, at *17 (E.D.N.Y. Aug. 6, 2018)). As the allegations in the SAC occurred some twenty years after the issuance of the report, the Court cannot consider it as evidence of a widespread practice. See id. (dismissing Monell claim where the plaintiff was arrested twenty-two years after the issuance of the Mollen Commission Report ).
The OIG Report is similarly unavailing. Judge Nathan considered this very report in Felix v. City of New York, where the plaintiff similarly alleged Monell liability premised on the NYPD s purported de facto policy of using excessive force against those with mental disabilities. 344 F. Supp. 3d at 651. Judge Nathan found that the Report s discussion of incidents of brute and excessive force towards individuals with mental illness was scant, that the Report found such incidents as few in number, and the NYPD s response to the overwhelming majority as occurring without leading to a discharge of weapons or serious injury. Id. The Court agrees with and adopts Judge Nathan s well-reasoned analysis.
Plaintiffs reference to numerous incidents of police violence towards the mentally disabled also fails to support a finding of a de facto policy or custom. In addition to the claims brought by the Individual Plaintiffs, the SAC details 24 separate instances since 1984 where officers used lethal force against a mentally ill person. SAC ¶ 82. These 24 instances over some 40 years are too few to establish a de facto policy. As alleged in the SAC, the NYPD responds to approximately 200,000 EDP calls a year[, but i]n fact, this number is likely much larger. Id. ¶ 398. Even if all 30 incidents alleged in the SAC occurred in a single year, they would represent only a fraction of a percent of all EDP calls responded to by the NYPD annually. Moreover, Plaintiffs do not allege that any of the incidents resulted in findings of liability against the City. See Buari v. City of New York, 530 F. Supp. 3d 356, 399 (S.D.N.Y. 2021) (finding that reliance on similar incidents must . . . result in an adjudication of liability ); Calderon v. City of New York, 138 F. Supp. 3d 593, 613 (S.D.N.Y. 2015) ( None of the [16] lawsuits cited resulted in an adjudication or admission of liability and the number of suits does not suggest a pervasive illegal practice. ). Here, because the number of alleged incidents of excessive force is vanishingly small and because Plaintiffs have failed to show that any resulted in liability against the City, they have failed to demonstrate a de facto policy.
3. Deliberate Indifference
Plaintiffs deliberate indifference theory fails for the same reasons. To demonstrate deliberate indifference adequately, a plaintiff must plead that the City had notice of a potentially serious problem of unconstitutional conduct, such that the need for corrective action or supervision was obvious, and the policymaker s failure to investigate or rectify the situation evidences deliberate indifference, rather than mere negligence or bureaucratic inaction. Amnesty, 361 F.3d at 128 (quotation omitted). As with the de facto policy claim, the relatively small number of incidents culled from a nearly forty-year period, none of which is alleged to have resulted in liability, is not sufficient to put the City on notice that its policies caused constitutional violations. Without more, the Court cannot find that Defendants were deliberately indifferent to the rights of the mentally ill. See Pluma v. City of New York, No. 13 Civ. 2017 (LAP), 2015 WL 1623828, at *12 (S.D.N.Y. Mar. 31, 2015) ([A] handful of dissimilar incidents occurring over the course of more than a decade is too sparse to put the City on notice that the NYPD s training program produces officers who are likely to commit constitutional violations . . . . ); Boddie v. City of New York, No. 15 Civ. 4275, 2016 WL 1466555, at *4 (S.D.N.Y. Apr. 13, 2016) (finding that a handful of specific incidents was insufficient to plead that the City was deliberately indifferent to a pattern of constitutional violations ).
In sum, Plaintiffs have failed adequately to plead the existence of a municipal policy or custom under either a formal, de facto, or deliberate indifference theory. Vippolis, 768 F.2d at 44. As such, Defendants motion to dismiss Plaintiffs Monell claim is GRANTED.
D. Class Certification
Defendants urge the Court to dismiss Plaintiffs class allegations because individualized issues necessarily predominate over any that the putative class members may have in common. Defs. Mem. 31. The Court finds that these arguments are not properly addressed on a 12(b)(6) motion to dismiss. See Rojas v. Triborough Bridge & Tunnel Auth., No. 18 Civ. 1433, 2020 WL 1910471, at *3 (S.D.N.Y. Apr. 17, 2020) ([A] proposed class definition is not properly adjudicated at the Rule 12(b)(6) stage, and should be raised in connection with any Rule 23 motion for class certification. ); Petrosino v. Stearn s Prod., Inc., No. 16 Civ. 7735, 2018 WL 1614349, at *5 (S.D.N.Y. Mar. 30, 2018) (collecting cases). Accordingly, the Court defers the consideration of the issue until the class certification stage.
CONCLUSION
For the foregoing reasons, the Court GRANTS the motion to dismiss Plaintiffs claims under the
Dated: New York, New York
March 26, 2024
SO ORDERED
HONORABLE LORETTA A. PRESKA
United States District Judge