Heller v. Bedford Central School DistrictHeller v. Bedford Central School District
OPINION & ORDER
KATHERINE B, FORREST, District. Judge:
Plaintiffs claims arise from a series of alleged actions taken by varying overlapping sets of defendants primarily in or about January 2013 following an anonymous call alerting authorities to potential instability in plaintiffs mental health, investigation of plaintiffs disturbing online conversations referencing, inter alia, killing people, and plaintiffs concurrent purchase of multiple firearms. Plaintiff alleges false arrest, involuntary commitment at WMC, termination as a tenured high school English teacher, violation of his alleged right to possess his firearms under these circumstances, and chilling of his speech and expressive conduct.
Pending before the Court are two motions to dismiss under Rule 12(b)(6) filed by the District and Dr. Hochman (ECF No. 32), and by the Town and Chief Ryan (ECF No. 35). The motions raise numerous grounds for dismissal. As set forth below, the Court finds many of these arguments meritorious in light of the particular factual circumstances alleged and the context of this case. Because the Court’s decision rests on the particular circumstances present here, the Court emphasizes that its decision should not be interpreted as supporting or allowing for a diminution of the First Amendment and оther rights of, inter alia, public school teachers. Rather, the Court’s decision reflects the fact that the complaint — when viewed in conjunction with the substantial existing record of plaintiffs prior state administrative and court proceedings (incorporated by reference into the complaint) — shows that defendants acted carefully, deliberately, and incrementally to address justifiable concerns raised by plaintiffs delusional and potentially dangerous behavior. For these reasons, and those set forth below, the motions to dismiss are GRANTED.
I. FACTUAL BACKGROUND
A. Materials Considered on Defendants’ Motions
In considering a motion to dismiss under Fed. R. Civ. P. 12(b)(6), a court is ordinarily limited to consideration of the factual allegations set forth in the plaintiffs complaint. Roth v. Jennings,
Courts may also properly consider statements set forth in documents of which judicial notice may be taken where the plaintiff relied on the contents of the documents in drafting the complaint, but only to establish the existence of an opinion, not for the truth of the facts asserted. Global Network Commc’ns, Inc. v. City of New York,
In this case, the complaint directly references and discusses the content of plaintiffs online chat communications with Georgia O’Connor (June 15, 2015 Decl. of Steven C. Stern (“Stern Deck”), Ex. C at 41, ECF No. 36; see Compl. ¶¶ 41-48, ECF No. 1), the hearing officer’s decision in plaintiffs N.Y. Education Law § 3020-a disciplinary proceeding (Stern Deck, Ex. B; see Compl: ¶¶ 150-61), and plaintiffs appeals of the § 3020-a hearing to the New York State Supreme Court, West-chester County, and the New York State Appellate Division, Second Department (June 15, 2015 Aff. of Richard G. Kass (“Kass Aff.”), ECF No. 33; see Compl. ¶¶ 162-64). Plaintiff does not dispute the authenticity of these materials. Because these materials are integral to the complaint and incorporated by reference therein, the Court may properly consider them in relation to the pending motions.
The facts set forth below, which the Court accepts as true for purposes of this motion, see Ashcroft v. Iqbal,
B. General Background
At the time plaintiff filed this suit (and during the period relevant to the complaint), he was a thirty-six year old resident of the Town of Pound Ridge, West-chester County, New York. (Compl. ¶ 4.) Until the events giving rise to this suit, plaintiff was employed as a tenured English teacher at Fox Lane High School in the Bedford Central School District, located in Westchester County. (Compl. ¶¶ 5, 21-22.) He had regular contact with 125-150 students each semester. (Compl. ¶ 24.) The District is comprised of five elementary schools, one middle school, and one high school, and is superintended by Dr. Hoch-man and governed by a seven-member Board of Education. (Compl. ¶ 5.)
C. Plaintiffs December 2012-January 2013 Activities and Resulting Law Enforcement Investigation
On December 13, 2012, plaintiff purchased a Winchester Model 1300 12-gauge pump action shotgun from Precision Armory, a retail seller of firearms. (Compl. ¶¶ 29, 32.) This was his first firearm purchase. (Compl. ¶ 33.) The next day, December 14, 2012, plaintiff returned to Precision Armory and purchased a Mosin Nagant bolt action rifle. (Compl. ¶ 34.) A “couple of weeks” later, a friend gave plaintiff a .22 caliber rifle. (Compl. ¶ 36.) In early January 2013, plaintiff became interested in
On December 7, 2012, less than a week before he bought his first firearm, plaintiff began an online conversation with a friend named Georgia O’Connor through Words with Friends, an online Scrabble game with a private instant messaging feature. (Compl. ¶¶ 41-42, 45.) Ms. O’Connor is a medium — one who communicates with spirits — by profession. (Compl. ¶ 41.) That conversation remained ongoing for approximately one month until about January 10, 2013. (Compl. ¶ 45.) Among the topics that plaintiff discussed with Ms. O’Connor were the school shootings that occurred at Sandy Hook Elementary School in New-town, Connecticut, on December 14, 2012, and the potential misuse by the government of technology to affect weather patterns. (Compl. ¶ 46.) In a December 27, 2012 exchange, after O’Connor’s asked “what are you up to?”, plaintiff responded:
stewing in anger ... because the snow you are about to clean up was created artificially ... as was the wind that lasted for 30 hours straight ... so was “hurricane” sandy ... i’m really pissed ... and want to kill people ... because the people who are behind it are evil ... and it pisses me off that we are being manipulated ... and lied to ...
(Stern Deck, Ex. C at 41.) When Ms. O’Connor asked plaintiff, “what people do you think deserve to die from the sins of an evil government?”, plaintiff responded “oh I don’t know. But I could probably do some research and hand you a list ... #1. someone should just shoot down one of the planes ... this is how my mind works.” (Stern Deck, Ex. C at 43.) When Ms. O’Connor replied, “adam, you are searing me. what plane ? ? ?”, plaintiff replied “the planes that spray chemicals through the sky ... that creates this natural weather.” (Stern Deck, Ex. C at 43-44.)
Plaintiff alleges that on or about January 8, 2013, the FBI contacted Bedford Police Chief William Hayes and reported that a female friend of plaintiffs called with concerns about plaintiffs well-being. (Compl. ¶ 49.) Chief Hayes contacted Chief Ryan, who had jurisdiction over plaintiffs residence. (Compl. ¶ 52.) Members of various law enforcement agencies, including Chiefs Hayes and Ryan, and members of the FBI, met on or about January 8, 2013 for a briefing. (Compl. ¶ 53.) Dr. Hochman was a participant in the law enforcement briefings. (Compl. ¶ 54.) Local law enforcement thereafter commenced an investigation in which they monitored plaintiffs online communications and activities and maintained heightened vigilance at plaintiffs school. (Compl. ¶ 55.)
On January 10, 2013, plaintiff and Ms. O’Connor discussed the Newtown school shootings in an online chat; plaintiff commented, “the whole thing is a badly acted game.” (Stern Deck, Ex. C at 68.) Plaintiff went on to state that “there is the ‘your neighbor is a violent criminal’ agenda and the ‘there are terrorists among us’ agenda ... sometimes the shooters are contracted to do it, in which case they are assets to the government, and even when they are not, like today, they still unknowingly put forth either of those two agendas.” (Stern Deck, Ex. C at 69.) When Ms. O’Connor asked “so I am controlled by the government. are you?”, plaintiff responded “yes ... to an extent, its not really the government ... its entities that came to this planet in order to try to control us ... I’m working on deprogramming myself, that has been the nightmare of my life.” (Stern Deck, Ex. C at 71.) Later in the conversation, plaintiff wrote:
there are a lot of people in this contry [sic] who have done seriously evil thingsto the masses, one day, someone is going to make a list and go about the task of removing them from power. That will be in the middle of a civil war in America.
(Stern Deck, Ex. C at 81.) When Ms. O’Connor asked plaintiff whether he would be that person, he responded “i don’t know ... actually, this is not a wise topic of conversation.” (Stern Deck, Ex. C at 82.) When Ms. O’Connor asked “why isnt [sic] it wise?”, plaintiff responded “well, people are crazy ... because everything we write on this can be recorded and stored ... and probably is being recorded and stored.” (Stern Dеck, Ex. C at 83.)
The complaint alleges that on January 18, 2013, Chief Ryan decided that his department would make contact with plaintiff that day when he was on his way home from work and would effect a mental health arrest. (Compl. ¶ 58.) That day, police followed plaintiff from work to Precision Armory where he was looking into purchasing a Ruger 10/22, which he had been researching. (Compl. ¶¶ 60-61.) Based on the salesperson’s indication that the Ruger 10/22 might soon become illegal because it had a ten round magazine, plaintiff decided against purchasing it. (Compl. ¶¶ 68-69.) On his way home from Precision Armory, plaintiff alleges that he was pulled over by multiple marked and unmarked police vehicles, including one from the Town of Pound Ridge Police Department. (Compl. ¶ 72.) Chief Ryan approached plaintiffs car and told him, in substance, “We know you don’t understand what’s going on right now, but I need you to cooperate because I’m the only friend you have right now”; Chief Ryan also told plaintiff that if he didn’t cooperate, his job and community standing would be jeopardized and he would be compelled to comply in any event. (Compl. ¶¶ 73-74.)
After the police frisked plaintiff and conducted a consent search of his car, Chief Ryan asked plaintiff if they could go to his house to talk and plaintiff agreed. (Compl. ¶¶ 76-78.) Plaintiff alleges that after he and Chief Ryan began speaking in plaintiffs house, Chief Ryan sent officers upstairs to secure plaintiffs firearms and confiscated them without a warrant or plaintiffs consent. (Compl. ¶¶ 81-82, 84.) Plaintiff alleges that while searching his home, the officers found tobacco and salt in his dresser and falsely reported that they had found marijuana and a white crystalline substance that they suspected to be an illicit drug such as methamphetamine or cocaine. (Compl. ¶ 86.) Plaintiff alleges that Chief Ryan told him of the alleged FBI informant and their concern about his behavior, including his internet writings and his withdrawal from social activities, and asked questions about his relationships, habits, and illnesses. (Compl. ¶¶ 88-89.) Chief Ryan told plaintiff that he wanted plaintiff to go with him to the hospital for an evaluation and said that if he did not agree to go voluntarily, Chief Ryan had the authority to compel him to go involuntarily and would do so. (Compl. ¶¶ 92-94.)
D. Plaintiffs Involuntary Commitment
Plaintiff travelled with Chief Ryan to Westchester Medical Center (“WMC”) in Valhalla, New York, where he was taken to the Behavioral Health Unit (the psychiatric unit). (Compl. ¶ 97.) Plaintiff alleges that Chief Ryan spoke with doctors and hospital staff for about an hour and told them “inflammatory and false information,” including that plaintiff had purchased several firearms that day, had made public threats about killing others and had admitted to being severely depressed and suicidal, and that Chief Ryan provided hospital staff with his personal journals. (Compl. ¶¶ 99-101.) Plaintiff alleges that Chief Ryan’s objective was to persuade the doctors with whom he spoke that plaintiff needed to be involuntarily committed and demanded that they do so.
Chief Ryan arranged with plaintiffs father to pick up plaintiffs firearms to dispose of them through a licensed firearms dealer; plaintiffs father retrieved the firearms from the Pound Ridge Police Department on February 11, 2013 (on the condition that he not return them to plaintiff) and sold them to a firearms dealer the next day. (Compl. ¶¶ 134-35.) The complaint alleges that at some point after his firearms were confiscated, Chief Ryan reported to the National Instant Criminal Background Check System (“NICS”) that plaintiff had been involuntarily committed to a psychiatric facility and, as a result, plaintiff may never again legally acquire firearms. (Compl. ¶ 83.)
E. Section 913 Mental Health Evaluation
On January 30, 2013, the day plaintiff was discharged from WMC, law enforcement hand delivered to plaintiff a letter from Dr. Hochman directing plaintiff to appear for a N.Y. Educatiоn Law § 913 psychiatric evaluation because a “question has arisen concerning your mental capacity.” (Compl. ¶ 135.) On February 5, 2013, plaintiff emailed Dr. Hochman and attached Dr. Nobler’s letter stating that plaintiff was cleared to return to work on February 11, 2013. (Compl. ¶ 129.) By letter dated February 7, 2013, Dr. Hochman directed plaintiff to undergo a psychiatric evaluation and take a diagnostic personality evaluation administered by Dr. Lerman. (Compl. ¶ 136.) Plaintiff met with Dr. Ler-man on April 5, 2013 and May 9, 2013 and was accompanied by his then-attorney, Michael Carr. (Compl. ¶ 137.) Plaintiff alleges that Dr. Lerman falsely reported to the District that plaintiff did not cooperate and that plaintiff’s non-cooperation precluded him from being able to conclusively diagnose plaintiff. (Compl. ¶¶ 148-49.) As noted by the hearing officer at plaintiffs § 3020-a hearing, Dr. Lerman stated in his report to the District that he estimated with 95-100% confidence that plaintiff sought to conceal the true level of his emotional distress during the diagnostic personality test he administered. (Stern Deck, Ex. B at 22.) The hearing officer further noted Dr. Ler-man’s opinion that:
Mr. Heller appears to be seriously mentally ill, but to have been functioning adequately at work. He is at high risk of further deterioration, and chronic risk of suicide. I find no evidence that Mr. Heller represents an acute risk to the safetyof others, but have a low level of confidence in my understanding of this aspect of Mr. Heller’s life.
(Stern Decl., Ex. B at 22-23; see Compl. ¶¶ 146-47.)
F. Section 3020-a Disciplinary Proceeding
By letter dated June 21, 2013, the District filed two disciplinary charges against plaintiff, each containing five specifications, pursuant to N.Y. Education Law § 3020-a. (Compl. ¶ 150.) The first charge was for “Misconduct/Conduct Unbecoming a Teаcher” relating to plaintiffs failure to cooperate in the District’s mental fitness investigation pursuant to § 913. (Compl. ¶ 151.) The second charge was for “Incompetence to Work as a Teacher Due to Mental Illness” and alleged that “Due to an apparent mental illness, it would create an undue risk to the safety of the students and faculty of the Bedford Central School District if [plaintiff] were permitted to return to [his] duties.” (Compl. ¶ 154.) Dr. Hochman recommended a penalty of dismissal in the event that plaintiff failed to request a hearing or if one or more of these charges was sustained. (Compl. ¶ 156.) Plaintiff timely requested a hearing, which was presided over by Hearing Officer Jeffrey Sherman. (Compl. ¶ 157.) Between December 2, 2013 and February 25, 2014, six witnesses gave testimony over the course of eight days, creating a record consisting of a 1,672 page transcript and approximately 40 exhibits. (Compl. ¶ 160.) In plaintiffs closing briefs, he argued that the District’s use of the § 3020-a process was an effort to persecute him for his protected speech. (Stern Deck, Exs. F, G.)
On May 12, 2014, Hearing Officer Sherman issued a decision in which he sustained each charge and specification still pending and imposed the penalty of discharge. (Compl. ¶ 161; see Stern Deck, Ex. B.)
• “[T]he Town of Bedford Police Department engaged the Town of Pound Ridge Police Department and, together with the FBI, the New York State Police, and the Joint Terrorism Task Force, effectuated a comprehensive plan to neutralize any potential danger [plaintiff] might present to himself or others, exerсising discretion that recognized and respected [plaintiffs] personal, legal, and civil rights. (Stern Deck, Ex. B at 9-10.)
• The Bedford and Pound Ridge Police Departments “exercised commendable discretion to ensure a safe resolution that respected [plaintiffs] rights and privacy.” (Id. at 10.)
• A medical evaluation composed and signed by Clinician/Case Manager So-' rin Saladie from WMC on January 18, 2013, at 9:37 p.m. stated, inter alia, that plaintiff had “overt suspiciousness, paranoia, or persecutory delusions”, his judgment was “severely impaired”, he had a severe depressed mood, severe psychotic features, and severe suicidal ideátions. The evaluation stated that “[i]f medically cleared, [plaintiff] will need to be admitted involuntarily to an inpatient psychiatric unit here at the Behavioral Health Center, as he is currently a danger to himself and others.” (Id. at 11-14.)
• In signing off on plaintiffs release and his return to work, Dr. Nobler engaged in a “shocking lack of ethics and insight”, “failed to comprehend thegravity and consequences of his irrational conduct”, and “should have ac- ' quired a more thorough understanding of the situation before acting so prematurely.” (Id. at 15.)
• The totality of the record left no doubt that “the entire case and all of its participants, except Dr. Nobler and attorney Carr [who accompanied plaintiff for his § 913 evaluation], acted with the best intentions to protect the safety of everyone in [plaintiffs] world and to provide him with appropriate treatment and care. Nothing in the record shows ill will toward him or a deliberate intention by anyone to sever his tenure.” (Id. at 17.)
• “Several integrated factors combined to produce the profile of [plaintiff] ■ that caused so much concern about him and for everyone in his environment. Suicidal ideation and thoughts of impending doom expressed and implied in Internet instant messages, added to the purchase of guns and ammunition and the possession of hunting knives, a sword, and a bow and arrows, and a credible, albeit anonymous, warning that [plaintiff] presented a potential public hazard, acutely heightened the tension of law enforcement officers and school district administrators, leaving them with no choice but to neutralize the potential public hazard immediately.” (Id. at 23-24.)
• “I understand legal rights, civil rights, and 2nd Amendment rights; I also understand common sense. Absent myriad complications attached to this case [plaintiffs] arguments are technically reasonable. He had a right to communicate with friends online, a right to harbor and disseminate critical, even hostile, opinions about the United . States Government, a right to buy and own guns and ammunition, and a right to maintain his tenure, but each of those rights was subject to societal and employment rules, mores, and cautions, which is where there appears to be a fundamental disconnect between his position and reality.” (Id. at 31.)
• Plaintiff “had a legal, moral, and ethical obligation to be honest, forthcoming, and cooperative in the investigation into the issues that generated this case. His obviously premeditated, measured, ill-advised plan to compromise that investigation, in and of itself, constituted sufficient cause to terminate his tenure. Evidence of serious mental illness, indicating potential danger to himself and others, constituted sufficient cause for the district to pursue action under Section 913 of the New York State Education Law- and to terminate his tenure because he failed to comply with the requirements of that law.” (Id. at 31-32.)
• Plaintiffs “defense of his gun and ammunition purchases lacked credi- ■ bility and rational judgment. Buying them on the day before and the day of the Sandy Hook Elementary School shooting as a protest against possible 2nd Amendment restrictions is incomprehensible. He purchased, a 6-shot pump-action 12-gauge shotgun and a 5-shot bolt-action high-powered military rifle, neither of which is the target of much concern by anti-gun activists, but both guns are lethal weapons that pose extreme danger in the hands of malicious antagonists.” (Id. at 32.)
• “The Bedford Central School [District complied with every aspect of its lawful, ethical, moral, and humanistic responsibility to [plaintiff]. Unfortunately, [plaintiff], apparently motivated by false empowerment from bad guidance, thwarted every effort to resolvethe issues that threatened his tenure.” (Id. at 33.)
• Plaintiff “foreclosed the district’s rational approach to protect his tenure, address the issues that troubled him, and ensure his wellbeing and that of Fox Lane High School, Bedford Central School District, and the community at large.” (Id. at 33.)
G. State Court Litigation
Plaintiff appealed the hearing officer’s decision to the New York State Supreme Court, Westchester County, which affirmed plaintiffs termination on October 2, 2014. (Compl. ¶¶ 162-63; see Stern Deck, Ex. E.) Plaintiff appealed the Supreme Court’s decision to the New York State Appellate Division, Second Department; that appeal remains pending. (Compl. ¶ 164.)
II. PROCEDURAL HISTORY
Plaintiff commenced this action on January 30, 2015, alleging eleven cаuses of action, including eight claims under § 1983 based on violations of his First, Second, Fourth, and Fourteenth Amendment rights, and three malpractice claims sounding in negligence that arise under New York law. (Compl. ¶¶ 171-341.)
III. MOTION TO DISMISS STANDARD
Under Rule 12(b)(6), a defendant may move to dismiss a complaint for “failure to state a claim upon which relief can be granted.” Fed. R. Civ. P. 12(b)(6). To survive a Rule 12(b)(6) motion, a plaintiff must provide grounds upon which his claim rests through “factual allegations sufficient ‘to raise a right to relief above the speculative level.’ ” ATSI Commc’ns, Inc. v. Shaar Fund, Ltd.,
In applying this standard, the Court accepts as true all well-pled factual allegations, but does not credit “mere conclusory statements” or “[tjhreadbare recitals of the elements of a cause of action.” Id. The Court will give “no effect to legal conclusions couched as factual allegations.” Port Dock & Stone Corp. v. Oldcastle Ne., Inc.,
IV. DISCUSSION
In resolving defendants’ motions, the Court considers plaintiffs claims in the following order: (1) the First Amendment retaliation claims, (2) the Fourth Amendment false arrest and unlawful seizure claims, (3) the Fourteenth Amendment substantive due process claims, (4) the Second Amendment claim, and (5) the § 1983 conspiracy claims (to the extent not resolved by the Court’s discussion in prior sections). The Court ultimately concludes that all of these claims are subject to dismissal on one or more grounds.
A. First Amendment Retaliation Claims
Plaintiff alleges that defendants violated his First Amendment rights because the District and Dr. Hochman retaliated against him (and conspired to retaliate against him with the Town and Chief Ryan) for his protected speech and expressive conduct when they, ordered him to undergo a psychiatric evaluation, charged
1. Rooker-Feldman
“Under the Rooker-Feldman doctrine, federal district courts lack jurisdiction over cases that essentially amount to appeals of state court judgments.” Vossbrinck v. Accredited Home Lenders, Inc.,
[A] federal suit complains of injury from a state-court judgment, even if it appears to complain only of a third party’s actions, when the third party’s actions are produced by a state-court judgment and not simply ratified, acquiesced in, or left unpunished by it. Where a state-court judgment causes the challenged third-party action, any challenge to that third-party action is necessarily the kind of challenge to the state judgment that only the Supreme Court can hear.
Hoblock,
Plaintiff alleges that the District and Dr. Hochman retaliated against him (and conspired with the Town and Chief Ryan to retaliate against him) for his protected First Amendment activities when they mandated that he .undergo a § 913 evaluation, charged him with misconduct and recommended that his employment be terminated. (Compl. ¶¶ 282-313.)
The second Rooker-Feldman prong turns on whether plaintiffs alleged injuries were caused by the New York court’s judgment. While plaintiff does seek an outcome that would, to a certain extent, be inconsistent with the state court’s affir-mance of the hearing officer’s decision, the state court did not cause plaintiffs termination — the hearing officer did.
2. Collateral Estoppel
Defendants argue that even if Rooker-Feldman does not serve as a juris- ' dictional bar, plaintiffs First Amendment retaliation claims are nonetheless preelud-
The Court begins by considering whether issues necessary to the hearing officer’s decision in the § 3020-a proceeding are identical to those arising from plaintiffs relevant claims here. As set forth below, the Court concludes that while material identical issues were raised in both proceedings, resolution of those issues was not necessary to the hearing officer’s decision; collateral estoppel, therefore, does not apply.
Defendants argue that plaintiffs retaliation claims are precluded by collateral es-toppel because the § 3020-a hearing officer determined that defendants’ actions were motivated by legitimate reasons, rather than a desire to chill protected speech. See Anemone v. Metro. Transp. Auth.,
The hearing officer ultimately sustained both charges. Specifically, he sustained specifications 3, 4 and 5 of the first charge, which stated that plaintiff intentionally made false statements to Dr. Lerman during his examinations on April 5, 2013 and May 9, 2013, intentionally gave false answers to a significant number of questions when he took the diagnostic personality test administered by Dr. Lerman, and failed to cooperate with Dr. Lerman causing him to be unable to determine the degree to which plaintiff represented a risk to others, thereby frustrating the purpose of the § 913 examination. (Compl. ¶ 152; Stern Deck, Ex. B at 33.) The hearing officer also sustained specifications 1 through 5 of the second charge, which stated, inter alia, that Dr. Lerman concluded that plaintiff likely suffered from serious mental illness with a risk of further deterioration and possible suicide and with the possibility of an acute risk to the safety of others, Dr. Lerman concluded that plaintiff failed to cooperate in his treatment efforts and would likely continue to do so, and there was a risk, based on plaintiffs online communications, that plaintiff may someday believe himself compelled to commit acts similar to the school shootings in Newtown, Conneсticut. (Compl. ¶ 152; Stern Deck, Ex. B at 33.) The hearing officer found that “[e]vidence of serious mental illness, indicating potential danger to himself and others, constituted sufficient cause for the district to pursue action under Section 913 of the New York State Education Law and to terminate his tenure because he failed to comply with the requirements of that law”; the hearing officer also concluded that the District “complied with every aspect of its lawful, ethical, moral, and humanistic responsibility” to plaintiff. (Stern Deck, Ex. B at 32-33.)
The hearing officer thus found that defendants’ actions and plaintiffs discharge were justified by the reasons proffered by the District. He explicitly found that defendants complied with the law and were motivated by legitimate reasons in taking actions adverse to plaintiffs employment. Those conclusions, however, were not necessary to resolution of the matter before the hearing officer, which simply required that he determine whether the charges were justified by a preponderance of the evidence. E.g., Beechwood Restorative Care Center v. Leeds,
3. Plausibility
Defendants next argue that plaintiffs First Amendment retaliation claims fail because his allegations are implausible. “To state a prima facie claim of First Amendment retaliation under Section 1983, [a plaintiff] must offer some tangible proof that 1) her speech was constitutionally protected; 2) she suffered an adverse employment action; and 3) a causal relationship between the two existed in that the speech was a substantial or motivating factor for the adverse employment action.” Burkybile,
Plaintiff claims that he engaged in two sorts of protected expression: (1) his private, online conversations with Ms. O’Con-nor, and (2) his purchase of firearms, which plaintiff asserts amounts to a “symbolic gesture in support of the Second Amendment.” (Mem. of Law in Opp. to School District Defendants’ Motion to Dismiss at 18-19.) As set forth below, this argument fails both because plaintiff has not plausibly shown that his speech or expressive conduct is entitled to protection from employer retaliation under the First Amendment, and his speech does not otherwise withstand the defense established in Pickering v. Bd. of Educ.,
At the outset, the Court easily rejects plaintiffs assertion that his purchase of firearms constituted protected symbolic conduct. Plaintiff does not plausibly allege — under the standards set forth in Twombly and Iqbal — that his purchase of firearms was “intended to be communicative and that, in context, [it] would reasonably be understood by the viewer to be communicative.” Clark v. Community for Creative Non-Violence,
As to plaintiffs online conversations, the Court concludes that, based on the overall factual allegations of the complaint and the materials incorporated therein, plaintiffs speech amounts to a “true threat” not entitled to First Amendment protection. Black,
Even if plaintiffs speech is entitled to some degree of First Amendment protection, plaintiff has not plausibly shown that his speech touched on a matter of public concern — as opposed to itself being a cause for public concern — such that his speech is entitled to protection from public employer retaliation. See Weintraub,
Finally, even if plaintiffs online communications constituted speech entitled to protection from employer retaliation, plaintiffs claims are nonetheless subject to dismissal under the Pickering balancing test. The Pickering test is based on the principle that “ ‘[government employers, like private employers, need a significant degree of control over their employers’ words and actions’ in order that employees not ‘contravene governmental policies or impair the proper performance of governmental functions.’ ” Jackler,
Weighing the likelihood of potential disruption against the value of plaintiffs speech, the Court concludes that defendants have easily met their burden under the Pickering test as a matter of law. A review of the totality of allegations concerning plaintiffs online communications and other conduct demonstrates that plaintiffs speech would have certainly alarmed students and parents and disrupted plaintiffs classroom, the school, and the District, if his activities had become widely known while plaintiff was still employed as a teacher. See Melzer,
Of particular concern were plaintiffs comments that he had a desire to kill people and shoot down a plane, he could make a list of people who deserved to die, and he believed that the school shootings
These alleged statements, if shared with students, parents and/or fellow school employees, would have caused substantial (and well-justified) disruption that far exceeded the value of plaintiffs delusional, paranoid and far-fetched conspiracy theories.
4. Qualified Immunity
Defendants argue that even if plaintiff has sufficiently alleged a First Amendment retaliation claim, Dr. Hoeh-man should be dismissed from the suit on the basis of qualified immunity. “The doctrine of qualified immunity protects government officials ‘from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.’ ” Pearson v. Callahan,
Even if plaintiffs First Amendment retaliation claims otherwise pass muster, the Court agrees that Dr. Hoch-man is entitled to qualified immunity. Plaintiff has failed to show any authority
B. Fourth Amendment Claims
Defendants raise several grounds for dismissal of plaintiffs Fourth Amendment claims, including that (1) plaintiffs ar-resi/seizures were supported by probable cause, (2) Chief Ryan is entitled to qualified immunity, and (3) plaintiff fails to state a viable claim for municipal liability against the Town. As set forth below, the Court finds merit in each of these arguments.
1. Probable Cause
“A § 1983 claim for false arrest, resting on the Fourth Amendment right of an individual to be free from unreasonable seizures, including arrest without probable cause, is substantially the same as a claim for false arrest under New York law.” Weyant v. Okst,
New York law provides that a police officer “may take into custody any person who appears to be mentally ill and is conducting himself or herself in a manner which is likely to result in serious
(a) a substantial risk of physical harm to the person as manifested by threats of or attempts at suicide or serious bodily harm or other conduct demonstrating that the person is a danger to himself or herself, or (b) a substantial risk of physical harm to other persons as manifested by homicidal or other violent behavior by which others are placed in reasonable fear of serious physical harm.
N.Y. Mental Hyg. Law § 9.01. Probable cause to believe that the criteria for a mental health arrest pursuant to N.Y. Mental Hyg. Law § 9.41 have been met is a defense to a false arrest claim arising from such an arrest. Kerman v. City of New York,
Plaintiff alleges that he was unlawfully seized when: (1) Chief Ryan directed plaintiff to accompany him to WMC on January 18, 2013, (2) the Town, Chief Ryan and WMC prevented plaintiff from leaving the WMC medical services area between January 18, 2013 and January 23, 2013, and (3) Dr. Kemker, WMC, Chief Ryan and the Town involuntarily committed plaintiff to WMC’s Behavioral Health Unit between January 23, 2013 and January 30, 2013. (Compl. ¶¶ 171-252.)
Based on the totality of the facts and circumstances alleged to have been known to officers at the time of plaintiffs mental health arrest, Stansbury v. Wertman,
2. Qualified Immunity
Defendants argue that even if plaintiffs seizure was not supported by probable cause, Chief Ryan is nonetheless
The Court agrees that Chief Ryan is entitled to qualified immunity in his individual capacity because, in light of the totality of the circumstances and the confluence of concerning information known to him regarding plaintiffs mental health status, it was objectively reasonable for Chief Ryan to believe that probable cause existed. As discussed above, Chief Ryan directed plaintiff to undertake an evaluation at WMC based on: information that an anonymous friend of plaintiffs had called with concerns about his well-being, plaintiffs bizarre and delusional online communications with Ms. O’Connor, and the knowledge that plaintiff had been stockpiling firearms and was seeking to acquire more. That information puts Chief Ryan’s conduct well within the boundaries of what is considered objectively reasonable for purposes of qualified immunity under existing case law. See, e.g., Glass v. Mayas,
3. Municipal Liability
Defendants further argue that even if probable cause was lacking, the claims against the Town (and against Chief Ryan in his official capacity) should be dismissed because plaintiff fails to allege that any deprivation of a constitutional right resulted from a specific municipal policy, practice or custom or from the actions of a final policymaker for the Town. The Court agrees. A § 1983 claim does not arise against a municipality for its employees’ constitutional violations under a re-spondeat superior theory. Monell v. Dep’t of Social Servs. of City of New York,
“Substantive due process standards are violated only by conduct that is so outrageously arbitrary as to constitute a gross abuse of governmental authority.” Natale v. Town of Ridgefield,
Here, plaintiffs substantive due process claim against defendants Dr. Kemker, WMC, Chief Ryan and the Town is premised on plaintiffs allegations of involuntary commitment at WMC between January 23, 2013 and January 30, 2013; it is pleaded alongside (and seemingly in the alternative to) an unlawful seizure claim arising under the Fourth Amendment. (Compl. ¶¶ 209-245.) This claim thus sounds in the Fourth Amendment, and it is the Fourth Amendment that provides an explicit textual source of constitutional protection against the particular sort of behavior at issue. See Albright,
D. Second Amendment Claim
The Second Amendment provides: “A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed.” U.S. Const, amend. II. In District of Columbia v. Heller, the Supreme Court held that the Second Amendment “codified a pre-existing right” that includes an “individual right to possess and carry weapons in case of confrontation.”
Plaintiff alleges that “[a]s a direct and proximate result of the defendants’ misconduct, [his] legally obtained firearms and his right to legally obtain others has been denied to him unlawfully.” (Compl. ¶ 340.) That alleged misconduct consisted — most directly — of Chief Ryan arranging with plaintiff’s father to retrieve plaintiffs firearms and dispose of them through a licensed firearms dealer, rather than return them to plaintiff (Compl. ¶¶ 133-34), and Chief Ryan reporting to NICS that plaintiff had been involuntarily committed to a psychiatric facility (Compl. ¶ 83). In his prayer for relief, plaintiff seeks an Order directing that “all records that would affect [his] ability to keep and bear arms be expunged and that the legal standing he had before the defendants’ misconduct complained of herein to keep and bear arms be restored.” (Compl. at 49.)
The crux of plaintiffs Second Amendment claim, therefore, is not that his constitutional rights were violated when law enforcement seized plaintiffs guns and directed plaintiffs father sell them instead of returning them to him; such a claim might sound in the Fourth Amendment right to be from unlawful seizures, or in the Fifth Amendment right not to be deprived of property without due process of law (although the Court does not believe that the facts alleged state a viable claim under either theory). Instead, plaintiffs claim is essentially that defendants’ actions have prevented him from lawfully acquiring firearms going forward.
E. Section 1983 Conspiracy Claims
Plaintiff alleges two § 1983 conspiracy claims relating to his involuntary commitment at WMC and defendants’ alleged retaliation for his speech. (Compl. ¶¶ 246-52, 300-13.) “[Although the pleading of a conspiracy will enable a plaintiff to bring suit against purely private individuals, the lawsuit will stand only insofar as the plaintiff can prove the sine qua non of a § 1983 action: the violation of a federal right.” Singer v. Fulton Cnty. Sheriff,
V. CONCLUSION
For the reasons set forth above, defendants’ motions to dismiss are GRANTED. Because plaintiff has not sought leave to amend his complaint, and any amendment would nonetheless be futile, the District, Dr. Hochman, Chief Ryan, and the Town are dismissed from this action with prejudice. See Dougherty v. Town of N. Hempstead Bd. of Zoning Appeals,
As a result of the Court’s rulings, the only claims remaining in this action are the procedural due process and malpractice claims against WMC (counts five, six, and seven), and the malpractice claim against Dr. Kemker (count six). As to the parties that remain in this action (i.e. plaintiff, WMC, and Dr. Kemkеr), the Court will set an Initial Pretrial Conference (“IPTC”) in a separate Order.
The Clerk of Court is directed to close the motions at ECF Nos. 32 and 35.
SO ORDERED.
Notes
. On April 28, 2015, plaintiff agreed to dismiss all claims against Dr. Lerman without prejudice. (See April 28, 2015 Minute Entry.)
. Prior to bringing this suit, plaintiff's employment was terminated by a hearing officer pursuant to a N.Y. Education Law § 3020-a disciplinary proceeding, a decision affirmed by the New York State Supreme Court and currently on appeal to the New York State Appellate Division.
. The District had voluntarily dismissed specifications one and two of the first charge on the first day of the hearing. (Compl. ¶ 153.)
. The complaint alleges malpractice claims against WMC and Drs. Kemker and Lerman (Compl. ¶¶ 263-281, 314-338); as noted above, plaintiff has dismissed his claim against Dr. Lerman without prejudice (see April 28, 2015 Minute Entry). Because neither Dr. Kemker nor WMC moved to dismiss the complaint, these malpractice claims are not at issue in the pending motions, nor is plaintiff's Fourteenth Amendment claim alleging that WMC violated his procedural due process rights by continuing his involuntary commitment past January 25, 2013 in violation of N.Y. Mental Hygiene Law § 9.39(a). (See Compl. ¶¶ 253-62.) The Court therefore does not address these claims further.
. In his opposition to the District’s and Dr. Hochman's motion to dismiss, plaintiff clarified that he does not assert a Second Amendment claim against those defendants. (Mem. of Law in Opp. to School District Defendants' Motion to Dismiss at 1 n.l, ECF No. 41.) Plaintiff's eleventh claim is thus dismissed as to those defendants to the extent that the claim appears to be asserted against them on the face of the complaint.
. To the extent that plaintiff argues that his mental health arrest by Chief Ryan and involuntary commitment at WMC were additional actions taken in retaliation for his speech, those claims are barred by the existence of probable cause, which is a complete defense to a retaliatory arrest claim. Mozzochi v. Borden,
. Plaintiff's alleged injuries of having to undergo a psychiatric evaluation and having disciplinary charges filed against him are even more attenuated from the state court judgment.
. The Second Circuit’s decision in Mitchell v. Fishbein,
. In light of the Court's decision, the Court declines to reach the issue whether plaintiff had a full and fair opportunity to litigate the First Amendment retaliation issues in the state proceedings.
. The Court notes that, as with its other determinations as to the sufficiency of thе pleadings which are set forth below, the Court is reviewing the allegations at the pleading stage and as such is not purporting to make any findings of fact.
. To the extent that plaintiff argues that his speech was made as part of a private conversation not intended for wider public dissemination, that further undermines his claim that his speech touched on a matter of public concern. As plaintiff's concerning behavior was reported to law enforcement, and in light of the evidence of plaintiff's deteriorating mental state, it is also implausible that this information would have evaded public knowledge indefinitely.
. Defendants also argue that these claims should be dismissed under the Mt. Healthy defense, pursuant to which a government employer may escape liability if it can demonstrate that it would have taken the same adverse actions even absent the plaintiff's protected speech. Mt. Healthy Sell. Dist. Bd. of Ed. v. Doyle,
. While not dispositive here, the Court also notes that neither the hearing officer nor the New York State Supreme Court found that Dr. Hochman acted improperly in any way. This lends at least some support to the determination that Dr. Hochman acted reasonably. See Allen v. Coughlin,
. Although defendants state that plaintiff's Fourth Amendment claim “fails both because he consented to the confinement and the confinement was privileged”, (Mem. of Law in Support of Defendants Town of Pound Ridge and David Ryan’s Motion to Dismiss at 11, ECF No. 37), their argument primarily focuses on the fourth prong (i.e. whether plaintiff's seizure was privileged because it was supported by probable cause). Because the Court concludes that the seizures were privileged, the Court need not address defendants' alternative ground that plaintiff voluntarily consented to them. The Court notes that defendants appear to primarily rely on the hearing officer's findings that plaintiff gave consent to the search of his car and home (Stern Deck, Ex. B at 6-7), but the Court concludes that the issue of plaintiff’s consent to the seizures appears to be a contested factual question that need not be here addressed.
. Mental Hygiene Law § 9.59 provides that police officers who effect a mental health arrest are immune from suits arising from such seizures, unless the seizure resulted from gross negligence. N.Y. Mental Hyg. Law § 9.59. Sections 9.39 and 9.40 also provide that hospitals may receive and retain an individual for a period of fifteen days under the same standard set forth in § 9.41. N.Y. Mental Hyg. Law §§ 9.39, 9.40. The Second Circuit has stated that "a doctor will not be held liable under § 1983 for the treatment decisions she makes unless such decisions are such a substantial departure from accepted judgment, practice, or standards as to demonstrate that she actually did not base the decision on such a judgment.” Kulak v. City of New York,
. In his opposition to defendants’ motion, plaintiff claims that he only asserts two false arrest claims, the first arising from his initial seizure on January 18, 2013, and the second arising from his detention in WMC's medical service between January 18, 2013 and January 23, 2013. (Mem. of Law in Opp. to Town Defendants’ Motion to Dismiss at 5, ECF No. 40.) This assertion, however, mischaracterizes plaintiff's third claim, which alleges an unlawful seizure and violation of substantive due process under the Fourth and Fourteenth Amendments arising from plaintiff’s involuntary. commitment in WMC’s Behavioral Health Unit.
. Because the Court concludes that plaintiffs’ claims are subject to dismissal on the
. The Court notes that, as a factual matter, this appears to be incorrect. New York law provides that plaintiff may apply for a "Certificate of Relief from Disabilities Relating to Firearms" that under certain circumstances allows those previously under a disqualifying mental disability to possess a firearm. N.Y. Comp. Codes R. & Regs. lit. 14, § 543.1; see 18 U.S.C. § 922.
. To the extent that plaintiff purports to assert his Second Amendment claim against WMC and Dr. Kemker, his complaint fails to identify any conduct by these defendants that could support such a claim and there is no authority for the proposition that a Second Amendment claim may lie against a non-governmental actor. Thus, his Second Amendment claim must be dismissed against those defendants as well.
. The Court has considered all of plaintiff's remaining arguments and finds them to be without merit.