Audette v. Town of PlymouthAudette v. Town of Plymouth
Evan C. Ouellette, with whom Leonard H. Kesten, Deidre Brennan Regan, and Brody, Hardoon, Perkins & Kesten, LLP, Boston, MA, were on brief for appellee.
Before TORRUELLA, LIPEZ, and BARRON, Circuit Judges.
LIPEZ, Circuit Judge.
Appellant Michelle Audette, a police patrol officer1 in Plymouth, Massachusetts, appeals from the entry of summary judgment for the Town of Plymouth (“Town“), the Plymouth Police Department (“Department“), and a number of the Town‘s and the Department‘s employees. Audette claims that she suffered discrimination in violation of the Americans with Disabilities Act (“ADA“),
I.
The following facts are undisputed, except as noted.
A. Audette‘s Ankle Injuries
Audette began her career as a patrol officer for the Plymouth Police Department in 1986. While working on October 4, 2010, she sustained the first of two on-the-job injuries to her right ankle. These injuries led to visits to many doctors, two surgeries, and rounds of physical therapy. To this day, she has yet to fully recover.
Audette‘s doctors have prescribed physical limitations to her movement in order to aid in her recovery. These limitations have varied at times, but include: strictly sedentary work, shorter working shifts (four or
Nevertheless, the Plymouth Police Department continues to employ Audette as a patrol officer. When doctors’ limitations on her working conditions have permitted, Audette has received full-time pay for working part-time shifts in a light-duty capacity as a station officer.2 When her doctors’ limitations have not allowed her to work as a station officer, Audette has been afforded full pay while taking “injured on duty” (“IOD“) leave.3 The Department has also granted her other accommodations not available to other patrol officers, including an elevator key and a designated, convenient parking spot.
B. The Department‘s National Incident-Based Reporting System
Like many police departments across the nation, the Plymouth Police Department participates in the National Incident-Based Reporting System (“NIBRS“). NIBRS is an incident-based reporting system used by law enforcement agencies to collect and report data on crimes. Local, state, and federal agencies compile and maintain data in NIBRS as part of their records management responsibilities. Ordinarily, two Department employees are responsible for NIBRS data: the Department‘s Records Sergeant,4 who oversees all records maintenance, including NIBRS, and a civilian clerical worker. In July 2012, the Records Sergeant was also assisted by Detective Robert Morse, who oversaw the Department‘s evidence management responsibilities. After the Records Sergeant announced his retirement in September 2012, Morse temporarily took over NIBRS oversight responsibilities.
In May 2013—when Audette was out of work due to her first ankle surgery—Morse announced that he would retire. On May 30, 2013, patrol officer Benjamin Dexter returned to work after sustaining an injury, and he was placed on full-time light
C. Audette‘s Accommodation Request
Audette underwent ankle surgery in June 2013. Later that summer her doctor issued a note stating that she could return to work on October 21. The only limitation the doctor placed on Audette was “walking/standing based on symptoms.” On October 9—three days after Officer Dexter had been reassigned from NIBRS data maintenance to station officer—Audette delivered a letter to Chief Botieri titled “Reasonable [Accommodation],” which requested that she be allowed to work the NIBRS data-entry position to which Dexter had been assigned. We quote the letter in full:
I am requesting a “Reasonable [Accommodation]” as I would like to return to work and feel that I can be a productive member of this Police Department.
Following a very extensive and [painful] ankle injury I am currently in the healing process after receiving [surgery]. I have recently received a [Doctor‘s] note allowing for me to return to work on October 21, 2013. The physical limitations are for 4 hours, with walking and standing limited to symptoms. As I continue with my Physical Therapy I find that my symptoms vary day to day.
I recently became aware that a nontraditional “Light Duty” assignment had been offered to another Officer and that this assignment is currently vacant. This assignment was utilized to aid in keeping the [NIBRS] records/stats up to date. This assignment is mainly sitting while reading and completing data on a computer.
I am [hopeful] this same opportunity could be extended to me. Being assigned to a seated position would allow me to feel productive as well as continue to heal and gain greater strength as I move towards returning to work full duty.
Chief Botieri met with Audette and told her that the non-traditional data-entry assignment to which her letter referred had been completed and that the only light-duty assignment available for patrol officers was the station officer position that she had intermittently worked before her surgery. He sent an email to Audette on October 18 confirming this information, which also stated that “[i]f an assignment does become available and the work is within your limitations[,] I will notify you.”
D. Audette‘s Disciplinary Proceedings
At an early stage during Audette‘s medical ordeal, some events occurred that underlie her retaliation and gender discrimination claims. On the evening of November 24, 2011, one of Audette‘s fellow officers got into an off-duty altercation at a bar in downtown Plymouth. As a result, the patrol officer contacted Audette, as his union vice-president, and officer Ray Reid, his union steward, seeking assistance in getting placed into an alcohol treatment facility for police officers in Brattleboro, Vermont. The following day—when Reid was off-duty but Audette was on-duty—they went to the patrol officer‘s house for about an hour-and-a-half. After meeting with the patrol officer, Reid agreed to transport him to the alcohol treatment facility, and Audette told Reid that she would inform the Department about what had occurred and that the patrol officer would be out sick while at the treatment facility. When Audette left her patrol to attend to her colleague at his home around 10:00 a.m. that morning, she notified a dispatcher that she would be “tied up” for a while. Audette left her coworker‘s home at 11:30 a.m. but did not inform anyone in the Department about what had occurred there, or that the coworker was on his way to the Vermont facility, until sometime between 1:49-3:00 p.m. that afternoon.
On April 17, 2012, Audette met with the Town‘s Human Resources Director, Roberta Kety, to discuss Audette‘s return to work at the Department after sustaining her second ankle injury. Audette alleges that as a result of this meeting, Kety informed Chief Botieri that Audette had complained about how she had been treated by the Department and that she had asked for a reasonable accommodation, including, but not limited to, a sedentary light-duty position. Three days after meeting with Kety, Audette met with Chief Botieri, and he broached the topic of Audette‘s early retirement.6
A few days after their initial meeting, Audette again met with Chief Botieri, who stated that there was an “open discipline issue” regarding her handling of the incident at her fellow patrol officer‘s home, though Chief Botieri chose not to resolve the issue at that time. At some point during the next two weeks, Audette was given the option of taking a suspension or receiving a letter of reprimand as a result of the disciplinary incident.7 On May 2, 2012, Chief Botieri issued a letter of reprimand to Audette that stated she had violated multiple rules of professional conduct, in-
Rather than signing the letter of reprimand, Audette opted for a disciplinary hearing. After the disciplinary hearing, there was a finding that Audette had violated the Department‘s rules and regulations, and she received a new letter of reprimand on May 23. The second letter was identical to the first, except that it stated it would remain in Audette‘s personnel file for up to two years, rather than one. The letter of reprimand was the only disciplinary action taken against Audette for the incident, and it did not affect her rank, pay, or duties as a patrol officer.
Audette filed a demand for arbitration challenging the reprimand letter. In December 2013 the police officers’ union—on Audette‘s behalf—entered into a settlement agreement with the Town of Plymouth and Chief Botieri. The settlement agreement stated that the Town would “not rely on the reprimand for any future employment related purpose,” that the Town would remove the letter from Audette‘s file, that the settlement agreement did not constitute an admission of any party, and that the “execution of [the] agreement shall constitute a waiver of any action arising under either contract or statute with regard to the issuance of the reprimand.” Because the letter had not been removed immediately from Audette‘s personnel file, despite the settlement agreement, Chief Botieri sent a letter to the Town‘s Human Resources Department on May 29, 2014, notifying it that the letter should have been removed, and he instructed the department to do so.
E. Procedural History
In August 2014, Audette filed a complaint in Massachusetts state court alleging a failure to accommodate under the ADA and the Rehabilitation Act (Counts I and II); discrimination based on an “actual handicap,” a “perceived handicap,” and a “record of handicap” under Massachusetts law (Counts III, IV, and V); gender and age discrimination under Massachusetts law (Counts VI, VII, VIII, and IX); intentional infliction of emotional distress (Count X); and conspiracy (Count XI). Defendants removed the action to federal court and filed a motion for summary judgment in September 2015.
After a hearing, the district court granted summary judgment for the defendants, stating that Audette had “failed to raise a genuine issue of material fact as to her being a qualified disabled individual, able to perform the essential functions of a patrol officer, so her disability discrimination claims must fail.” It also found that she failed to raise “genuine and material issues of fact” regarding her other discrimination claims, noting that she had “not submitted admissible evidence sufficient for a jury to infer that she has suffered an adverse employment action because of either [her age or gender].” Finally, it concluded that she failed to establish a prima facie case for all of her remaining claims. Audette timely appealed.
II.
Summary judgment is appropriate where “the pleadings, depositions, answers to interrogatories, and admissions on file, together with affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Mulloy v. Acushnet Co., 460 F.3d 141, 145 (1st Cir. 2006) (quoting
Although we construe the factual record in the light most favorable to the non-moving party—here, Audette—we need not consider “conclusory allegations, improbable inferences, [or] unsupported speculation.” Id. (quoting Carroll v. Xerox Corp., 294 F.3d 231, 237 (1st Cir. 2002)). We review the district court‘s grant of summary judgment de novo, id., and “[w]e may affirm summary judgment ‘on any basis apparent in the record,‘” Jones v. Nationwide Life Ins., 696 F.3d 78, 86 (1st Cir. 2012) (quoting Chiang v. Verizon New Eng. Inc., 595 F.3d 26, 34 (1st Cir. 2010)).
III.
A. Disability and Handicap Discrimination Claims
The ADA prohibits employers from discriminating against a “qualified individual“—defined as “an individual who, with or without reasonable accommodation, can perform the essential functions of the employment position that such individual holds or desires“—on the basis of disabili-ty.8
To prevail at the summary judgment stage on a typical claim of failure to accommodate, a plaintiff must present sufficient evidence indicating “that (a) she is disabled within the ADA‘s definition; that (b) she could perform the job‘s essential functions either with or without a reasonable accommodation; and that (c) the employer knew of her disability, yet failed to reasonably accommodate it.” Lang, 813 F.3d at 454.
However, the burden for the employee at the second step of the inquiry changes slightly when an employee becomes disabled, can no longer perform the essential functions of her job, and requests as an accommodation a transfer or complete reassignment of duties. Instead of addressing the essential functions of her current position, an employee must demonstrate that she can perform the essential
The parties agree that Audette has presented evidence that she is disabled within the ADA definition, and there is no dispute that Audette is unable to fulfill the duties and responsibilities of an active patrol officer.11 But Audette argues that the ADA entitles her to transfer to a clerical position maintaining NIBRS data.
In an attempt to prove that such a vacancy existed, Audette cites Chief Botieri‘s testimony that NIBRS data maintenance is a “lot of work,” “takes a lot of time,” and that at certain points the Department was “several months behind” in logging all of its data. This testimony demonstrates only that the Department had fallen behind on its record-keeping obligations and that additional help was occasionally used to ease the Department‘s backlog. It does nothing to establish that the Department had a vacancy that Audette could have filled.
She next argues unpersuasively that the “time frames” clearly demonstrate that there was a vacant NIBRS data-entry position available. Although the Department temporarily assigned an injured patrol officer, Officer Dexter, to assist with NIBRS data entry during the summer that Audette underwent her first ankle surgery, the Department determined that it had sufficiently “caught up” on the project by early fall, reassigning Dexter to work as a
In a final attempt to prove that a vacancy existed, Audette points to the Department‘s hiring of a new Records Sergeant—a position that was vacant at the time of her accommodation request—one month after her request for a data-entry position was denied. As we noted, supra, the Department tasks two people with working on NIBRS data maintenance—a civilian clerical worker and the Department‘s Records Sergeant. But the Records Sergeant‘s duties are much broader than the exclusive data-entry tasks that Audette requested to perform. The Records Sergeant oversees all Department records (not merely NIBRS), supervises civilian clerical staff, and responds to public records requests. Audette cannot persuasively argue that that the appointment of a new Records Sergeant, with the broad responsibilities of this position, constitutes evidence that the Department failed to consider her for a vacant NIBRS data-entry position.12 Since Dexter‘s transition out of the data-entry position on October 6, 2013, no one other than the Records Sergeant and the civilian clerical worker has been assigned to work on the NIBRS log.
In short, Audette has “offered no evidence that there were any [NIBRS data-entry] vacancies when she asked for an accommodation, and it was her burden to show as much.” Lang, 813 F.3d at 456. Thus, the district court correctly entered summary judgment on her ADA and
B. Retaliation Claim
Audette‘s initial complaint did not outline a claim for ADA retaliation. Her only claim filed under the ADA, Count I, cites the entire statute and states that defendants “failed to reasonably accommodate Plaintiff‘s disability, failed to engage in an interactive process to properly and reasonably address her serious health concerns, and as a result she was subject to adverse employment actions by means of Defendants[‘] discriminatory conduct and other retaliatory and unfair treatment.” (emphasis added). Appellees argue that this reference to “other retaliatory and unfair treatment” is not substantial enough to constitute a claim of ADA retaliation.
We need not decide whether Audette‘s passing reference to “retaliatory and unfair treatment,” buried within the complaint‘s failure-to-accommodate claim, constitutes an independent cause of action that she could have pursued as a companion to her principal ADA claim. In her memoranda filed in opposition to summary judgment, Audette addressed no ADA retaliation claims. The only accusations of retaliation she argued on summary judgment were in reference to her gender discrimination claim and an intentional inflic-
C. Gender Discrimination Claim
When examining an employment discrimination claim under
We begin and end with Audette‘s prima facie case for gender discrimination. To establish a prima facie case in this context, Audette must provide evidence that (1) she is a member of a protected class, (2) she suffered from an adverse employment action, (3) discriminatory animus, and (4) a causal linkage between the discriminatory animus and the adverse employment action. Lipchitz v. Raytheon Co., 434 Mass. 493, 751 N.E.2d 360, 368 (2001); cf. Ray v. Ropes & Gray LLP, 799 F.3d 99, 113 (1st Cir. 2015) (employees claiming denial of promotion on basis of gender must demonstrate that they are (1) a member of a protected class, (2) qualified for the position sought, (3) suffered an adverse employment action, and (4) the position remained open or was filled by a person with similar qualifications). The district court found that Audette failed to provide “any admissible evidence sufficient for a jury to infer that she has suffered an adverse employment action because of either her [gender or age].”13 We agree.
Citing our decision in Bhatti v. Trs. of Bos. Univ., 659 F.3d 64, 73 (1st Cir. 2011), the district court indicated that Audette had suffered no adverse employment action because she could point to no “tangible consequences” of Chief Botieri‘s reprimand letter. Appellees, unsurprisingly, agree with the district court‘s assessment and note that the letter issued to Audette did not affect her salary, grade, or any other objective terms of her employment or working conditions. Conversely, Audette argues that a formal letter of reprimand subjecting her to a period of enhanced discipline and charging her with engaging in “conduct unbecoming an officer” and “neglect of duty” constitutes serious reputational harm that rises to a “tangible consequence.”
If Audette‘s story concluded with the issuance of the reprimand letter, she might well have a point. However, rather than
Audette proposes a second adverse employment action—that Chief Botieri intimidated her by making repeated, yet unfulfilled, threats to suspend her for her conduct. Appellees respond that Audette failed to raise this argument in the district court and that we should not consider this argument for the first time on appeal. We agree. “‘[I]n the absence of extraordinary circumstances—and none exist in this case—legal theories not raised squarely in the lower court cannot be broached for the first time on appeal.‘” B&T Masonry Constr. Co., Inc. v. Pub. Serv. Mut. Ins., 382 F.3d 36, 40 (1st Cir. 2004) (quoting Teamsters Union v. Superline Transp. Co., 953 F.2d 17, 21 (1st Cir. 1992)). Moreover, even if Audette had preserved the issue for appeal, she faces a second barrier. Her only evidence of the threats comes from her unverified civil complaint, which cannot be considered for summary judgment purposes. See Geshke v. Crocs, Inc., 740 F.3d 74, 78 n.3 (1st Cir. 2014) (“[U]nverified allegations in a complaint are not evidence.“)
Because Audette has provided no admissible evidence of an adverse employment action, she has failed to establish a prima facie claim of gender discrimination.
Affirmed.