Artelia M. SCOTT, Plaintiff-Appellant, v. George E. MOORE, individually and as an employee of Killeen Police Department, et al., Defendants-Appellees.
No. 93-8603.
United States Court of Appeals, Fifth Circuit.
June 17, 1996.
Order on Rehearing July 17, 1996.
88 F.3d 230
III.
In sum, Ray‘s impairment does not satisfy any of the three alternatives for having the requisite “disability” under the ADA. Accordingly, the judgment is AFFIRMED.
Diane C. Van Helden, Barish & Van Helden, Austin, TX, for appellees.
Before POLITZ, Chief Judge, and WISDOM and SMITH, Circuit Judges.
WISDOM, Circuit Judge:
Plaintiff/appellant, Artelia M. Scott, appeals the summary judgment dismissal of her
I. FACTS AND PROCEEDINGS
The plaintiff/appellant, Artelia Scott, was arrested on December 31, 1988, for public intoxication, assault, and resisting arrest. She was taken to the Killeen City Jail, processed by the female jailer on duty at that time, and placed in a holding cell to await arraignment. When the female jailer‘s shift ended, she was relieved by a male jailer, defendant George Moore. At that time, Moore was the only correctional officer on duty. Over the course of his eight hour shift, Moore repeatedly entered Scott‘s cell and sexually assaulted her. Scott was unable to report the incidents until she was released from custody on January 2, 1989, because Moore followed her to the phone and stood next to her during her three telephone calls to her mother.
When Chief Giacomozzi received Scott‘s complaint against Moore, he asked Scott to give a statement to the police and take a lie detector test. Scott agreed to do so. After the results indicated that Scott was telling the truth, Giacomozzi transferred the matter to the criminal investigation division, and placed Moore on administrative leave. Moore resigned four days later, and subsequently pleaded guilty to criminal charges.
Scott filed suit in state court against Moore, the City, and Chief Giacomozzi, alleging various state and federal constitutional claims. Moore subsequently declared bankruptcy and was dismissed from the suit after the bankruptcy proceeding discharged Scott‘s claim against him. The City and Giacomozzi removed the case to federal court, where they filed their first motion for summary judgment. Scott did not file a response, and the district court granted the motion. On appeal, this court affirmed the district court‘s grant of summary judgment on all grounds except inadequate staffing of the jail, as both the defendants’ motion and the district court‘s ruling failed to address this aspect of Scott‘s suit.1
After remand, the City and Giacomozzi filed a second motion for summary judgment on the issue of inadequate staffing. The district court granted the motion. Scott filed a timely notice of appeal of this decision.
II. DISCUSSION
A. Standard of Review
We review a grant of summary judgment de novo, applying the same standards as those that govern the district court‘s determination.2 Summary judgment may be granted only if the court, viewing the facts and inferences in the light most favorable to the non-moving party, determines that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.3 The moving party must demonstrate by competent evidence that no issue of material fact exists.4 The non-moving party then has the burden of showing the existence of a specific factual issue which is disputed.5 If any element of the plaintiff‘s case lacks factual support, a district court should grant a defendant‘s motion for summary judgment.6
B. Scott‘s § 1983 Claim:
We first examine the allegations in Scott‘s complaint to determine a context for examining the facts and inferences in the record.7
Although municipalities are “persons” within the meaning of
Therefore, in order to hold a municipality liable, a plaintiff must show that his or her constitutional deprivation was caused by the city‘s adoption of (or failure to adopt) the particular policy, and that such action went beyond mere negligent protection of the plaintiff‘s constitutional rights.14 That is, an alleged inadequacy in a municipal policy must amount to “an intentional choice, not merely an unintentionally negligent oversight“.15
In sum, proper analysis of a
1. The Existence of an “Official Policy”
This court has defined an “official policy” for the purposes of
The City‘s Code of Ordinances vests Chief Giacomozzi, as Chief of Police, with administrative and policy-making authority. Therefore, Giacomozzi‘s acts or omissions as policy-maker for the jail may subject both him and the city to
Appellant Scott conceded at oral argument that this policy is constitutional as written. Therefore, the General Order is not an actionable “official policy” under the first definition of that term.22 Scott contends, however, that there is an “unofficial” staffing policy which is actionable under the second definition of “official policy.” We agree.
Since the late 1970‘s the City jail has been staffed by four jailers, with one jailer working each of four shifts: a.m., p.m., day, and relief. At the time of Scott‘s detention, two male and two female employees filled these positions. Thus, a female detainee would necessarily be guarded by a single male jailer at some time during a twenty-four hour period. This staffing arrangement made it difficult, if not impossible, for the City jailers to follow the mandates of the General Order.23 Yet, this conflict between the written General Order and the day-to-day staffing procedures existed for at least ten years before Scott‘s detention. In this situation, we conclude that the consistent custom or “unofficial policy” of having only one unsupervised male jailer present when a female detainee is in the jail constitutes an “official policy” for the purposes of
2. Existence of a Constitutional Violation:
The next step in our
In this case, by detaining Scott on criminal charges, the City had already deprived Scott of her liberty when the alleged violation of her Constitutional rights stemming from Moore‘s sexual assault occurred. The City therefore had a constitutional obligation under the
3. Did the City‘s Actions Extend beyond Negligent Oversight of Scott‘s Rights?
Finally, we address whether the City‘s and Giacomozzi‘s failure to adequately staff the jail or to adopt a written policy on adequate staffing for the jail extends beyond mere negligent oversight of Scott‘s constitutional rights. Resolution of this issue requires us to examine this court‘s recent en banc decision in Hare v. City of Corinth, MS.32
In Hare, this court attempted to clarify the divergent case law on the different standards used to measure pre-trial detainees’ constitutional rights to medical care and protection from harm. The en banc court concluded there should be no distinction between cases involving the right to medical care and those involving the right to be protected from harm.33 The court did find a distinction, however, between cases involving episodic acts and omissions by jail officials, and cases involving general conditions, practices and restrictions of confinement.34 In cases involving episodic acts or omissions by jail officials, the court held that liability attaches only if the officers involved were subjectively and “deliberately indifferent” to the prisoner‘s rights.35 This high level of scrutiny insures that municipalities will not be held liable for mere negligence, but will instead only answer for intentional violations of prisoners rights.36
In contrast, in cases involving the general conditions of confinement, there is an automatic assumption that the practice in question was intentional.37 Therefore, in such cases, the proper standard is whether the practice in question was “reasonably related to a legitimate governmental purpose“.38 When this test is properly applied,
In the present case, the staffing procedures in question qualify as a general condition of confinement. We therefore need not inquire into Chief Giacomozzi‘s subjective intent in allowing a single male jailer to guard female prisoners in such a manner that he would by necessity have to violate the existing General Order. We need only inquire whether the practice was reasonably related to a legitimate government goal.40
It is our conclusion that a reasonable factual dispute exists on this point, thereby precluding summary judgment. The defendants have offered only financial considerations as an explanation for the staffing policy at the Killeen City Jail. Although financial considerations may reasonably concern a municipality, such concerns may not trump the constitutional rights of individuals who are left at the mercy of the municipality.41 Furthermore, the record does not reflect how often the City detains female prisoners, or how difficult it would be to provide for an additional female staff member during those times.42
In addition, the unofficial staffing policy at the Killeen City jail does not appear to serve a reasonable safety goal, and actually contradicts the official safety measures set forth in the General Order. Because the General Order reflects common concerns about the safety and privacy of female inmates, the decision to contradict the mandates of the General Order can actually be interpreted as a sign of deliberate disregard of the constitutional rights of female prisoners.
It is our opinion that a reasonable jury could find that the unofficial staffing policy at the Killeen City Jail resulted in a violation of Scott‘s constitutional rights, and that the City‘s actions in allowing such inadequate staffing went beyond negligent oversight of those rights. Therefore, we VACATE the district court‘s grant of summary judgment on Scott‘s
JERRY E. SMITH, Circuit Judge, dissenting:
In what amounts to social engineering by judicial fiat, the panel majority has decided that as a matter of constitutional imperative, the city must maintain a minimum of two male guards, or at least one female guard, in its jail whenever a female detainee is present. Because there is no showing—even remotely—of a constitutional violation by the city, and because the summary judgment evidence does not support a finding of deliberate indifference, I respectfully dissent.
I.
My first disagreement is over the standard we use to determine municipal liability. Both sides treat this as a controversy over inadequate staffing and analyze the city‘s conduct under the deliberate indifference standard. Erroneously, however, the majority applies the reasonable relationship standard of Bell v. Wolfish, 441 U.S. 520, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979).
A.
Deliberate indifference is the proper standard for assessing municipal liability when the custom at issue is one of inadequate staffing. See Colle v. Brazos County, 981 F.2d 237, 245-46 (5th Cir. 1993); Rhyne v. Henderson County, 973 F.2d 386, 393-94 (5th Cir. 1992). The custom challenged in this case is one of providing staffing that is inadequate to protect female detainees from sexu-
Treating this case as one about conditions of confinement is a misapplication of Hare v. City of Corinth, 74 F.3d 633 (5th Cir. 1996) (en banc). The majority concludes, without explanation, that the city‘s custom of allowing a single male to guard a female detainee is a condition of confinement. At a high level of generality, this could be so, in the sense that one of the conditions in the jail is a lack of extra guards. But, at that level of generality, the omission that led to the suicide in Hare also could be called a “condition of confinement“: A condition in the jail was the lack of a guard to watch over the suicidal detainee.
The problem with the majority‘s approach is that it ignores both the common-sense understanding of “conditions of confinement” and the reasons articulated in Hare for distinguishing those conditions from episodic acts or omissions. In Hare, this court carefully distinguished episodic acts or omissions from conditions of confinement. We did so because a pretrial detainee has a due process right to be free from punishment, and a hardship amounts to punishment when there is an intent to punish. See Wolfish, 441 U.S. at 538, 99 S.Ct. at 1873 (“A court must decide whether the disability is imposed for the purpose of punishment or whether it is but an incident of some other legitimate governmental purpose.“) (emphasis added).
When asking whether a jailer intended to punish a detainee, the reasonable relationship test works comfortably in “jail condition cases,” because intent can be presumed in the form of the challenged condition, practice, rule, or restriction. Hare, 74 F.3d at 644. Thus, when the hardship of which the detainee complains is the very act of imposing a condition, practice, rule, or restriction, the only question is whether there is a reasonable relationship to a legitimate state interest. In the case of episodic acts or omissions, on the other hand, the reasonable relationship test is more difficult to apply, as intent cannot be presumed.1
The lesson of Hare is that a condition of confinement is a condition, practice, rule, or restriction that itself is the wrong of which the detainee complains. The common-sense interpretation of a “condition of confinement” includes the number of bunks in a cell, the number of showers and meals per day, and even a policy of daily beatings.2 The intent to impose the hardship can be presumed from the existence of the policy.
Here, the wrong of which the plaintiff complains is the sexual assaults; the policy she attacks is the lack of additional staffing. One cannot infer an intent to cause the wrong merely from the existence of the challenged policy. Certainly, if the city‘s policy were the complained-of disability (such as in a double-bunking case), the standard for mu-
B.
A failure to adopt a policy can be deliberately indifferent when it is obvious that the likely consequence of not adopting a policy will be a deprivation of constitutional rights. City of Canton v. Harris, 489 U.S. 378, 390, 109 S.Ct. 1197, 1205, 103 L.Ed.2d 412 (1989). The plaintiff relies on the affidavit of Charles Craig, an expert on jail policy, who averred that his experience showed him that a prison should have female officers to prevent sexual assaults, or that male officers should be supervised when allowed access to female inmates. He concluded that a failure to have two guards or a female guard could not be justified.
The record also establishes that the city has followed the same staffing procedures since the late 1970‘s, yet no incident such as this has transpired.5 Jailers were subjected to a number of background checks, including a polygraph test,6 and the city limited contact between male and female jailers in order to minimize the possibility of sexual miscon-
There is no jury question as to whether the failure to have additional staffing amounts to deliberate indifference. The city took numerous precautions to safeguard the safety of female detainees, including the requirements of the General Order and the extensive background checks of the jailers. See Rhyne, 973 F.2d at 393 (finding that the existence of a policy—albeit an inadequate one—demonstrated that the municipality was not indifferent, in the literal sense of the word). A patrol sergeant was assigned to monitor the jail and would periodically stop by to check on jail personnel.
In summary, Craig‘s testimony does not establish that the city policymakers faced an obvious risk and were consciously indifferent to it. At most, the evidence could be construed to show that the jail might have been better managed, or even that Giacomozzi was not prescient in failing to consider the risk that well-trained jailers would, without warning, assault a female detainee.
II.
Even assuming that the “reasonable relationship” test should apply to this case, there is no jury question as to whether the city‘s custom was reasonably related to a legiti- mate government interest. I find the majority‘s conclusions surprising; the opinion can be supported only by misunderstanding the summary judgment evidence and by failing to apply the deference that Wolfish demands.
The reasonable relationship test is a highly deferential test that, as the majority acknowledges, should be no different, in result, from the deliberate indifference standard. As this court has explained,
The “reasonably related to a valid penological [interest] standard” never purported to allow recovery for mere negligence. To the contrary, this test is deferential to jail rulemaking; it is in essence a rational basis test of the validity of jail rules. That is, asking whether a rule is reasonably related to a legitimate governmental objective is much like asking whether a legislative enactment has any rational basis, except in the context of jail administration the legislative purpose is a given—typically a penological or administrative purpose. Violation of the Bell test requires acts or omissions not too distant from a standard of arbitrary and capricious conduct.
Hare, 74 F.3d at 646.8 In Wolfish, the Court articulated the deference courts must accord prison officials:
“The problems that arise in the day-to-day operations of a corrections facility are not susceptible of easy solutions. Prison administrators therefore should be accorded wide-ranging deference in the adoption and execution of policies and practices that in their judgment are needed to preserve
internal order and discipline and to maintain institutional security. ‘Such considerations are peculiarly within the province and professional expertise of corrections officials, and, in the absence of substantial evidence in the record to indicate that the officials have exaggerated their response to these considerations, courts should ordinarily defer to their expert judgment in such matters’ ”
441 U.S. at 547-48, 99 S.Ct. at 1878-79 (citations omitted); see also Block v. Rutherford, 468 U.S. 576, 584-85, 104 S.Ct. 3227, 3231-32, 82 L.Ed.2d 438 (1983) (reaffirming the deferential standard of Wolfish).
When applying the Wolfish test, we must take, as a given, that the city‘s policy is based on a penological purpose and must ask whether the policy at issue is reasonably related to that end. Hare, 74 F.3d at 646. In this case, the question is whether the city‘s policies are reasonably related to the goal of providing a safe detention center for female detainees. In other words, do the alleged deficiencies with the city‘s policies prove that those policies were arbitrary and capricious?
The custom at issue is broader than that which the majority describes. The majority is correct that it is a custom to have four guards—two of whom are women—and to split their duties into four shifts over a twenty-four-hour period. The policy also includes provisions to protect female detainees from some types of sexual molestation. Additionally, the city requires substantial background checks of its applicants.
The plaintiff has failed to show the existence of facts demonstrating that the city‘s custom was arbitrary and capricious. The city took precautions to protect the safety of female inmates and made a decision to staff its jails based on limited financial resources. There is no evidence demonstrating that, objectively, such a policy generally would fail to protect pretrial detainees. In fact, the evidence demonstrated that for ten years, the city had not received any complaints of sexual assaults. The city‘s choice may not have been perfect, but it was not unconstitutional. See Wolfish, 441 U.S. at 542 n. 25, 99 S.Ct. at 1876 n. 25 (“Governmental action does not have to be the only alternative or even the best alternative for it to be reasonable, to say nothing of constitutional.“).
“Courts must be mindful that these injuries spring from constitutional requirements and that judicial answers to them must reflect that fact rather than a court‘s idea of how best to operate a detention facility.” Id. at 539, 99 S.Ct. at 1874. I respectfully dissent.
Before POLITZ, Chief Judge, and KING, GARWOOD, JOLLY, HIGGINBOTHAM, DAVIS, JONES, SMITH, DUHÉ, WIENER, BARKSDALE, EMILIO M. GARZA, DeMOSS, BENAVIDES, STEWART, PARKER and DENNIS, Circuit Judges.
ORDER
July 17, 1996
BY THE COURT:
A majority of the judges in active service having determined, on the court‘s own motion, to rehear this case en banc,
IT IS ORDERED that this cause shall be reheard by the court en banc with oral argument on a date hereafter to be fixed. The Clerk will specify a briefing schedule for the filing of supplemental briefs.