Anthony A. Jones, ll v. StateAnthony A. Jones, ll v. State
AFFIRMED IN PART AND REVERSED IN PART
Elizabeth Anne Franklin-Best, of Elizabeth Franklin-Best, P.C., of Columbia, for Petitioner.
Attorney General Alan McCrory Wilson and Senior Assistant Deputy Attorney General William M. Blitch, Jr., both of Columbia, for Respondent.
Allison Krause Elder and Katherine Weaver Patterson, both of Greenville, for Amici Curiae Root & Rebound, SC Commission on Indigent Defense, Dr. Kate Kleinfelter, Justice 360, and Cornell Law School Juvenile Justice Clinic; Hannah Lyon Freedman, of Columbia, for Amicus Curiae Justice 360; Dr. Aleksandra Boguslawa Chauhan, of Columbia, for Amicus Curiae SC Commission on Indigent Defense; and John H. Blume, III, of Ithaca, NY, for Amicus Curiae Juvenile Justice Clinic and Cornell Law School.
CHIEF JUSTICE BEATTY: Petitioner Anthony Jones pleaded guilty on December 12, 2016 to first-degree burglary and armed robbery, crimes he committed at the ages of sixteen and seventeen, respectively. Pursuant to subsection
We conclude Jones properly brought this challenge in his PCR application and subsection
I. FACTS & PROCEDURAL HISTORY
On June 7, 2015, Jones entered a home in Dorchester County through an unlocked door. The victim had left her patio door unlocked for neighbors to return furniture. When the victim returned home, she noticed her firearm was missing from her nightstand and her cat was outside. Investigators
Jones used the stolen firearm in an armed robbery in Charleston County on June 28, 2015. Jones contacted the robbery victim regarding a Craigslist advertisement for a laptop. He and a co-defendant met the victim for the purported sale. The co-defendant opened the victim‘s car door, grabbed the laptop, and pointed a revolver at the victim. Jones and the co-defendant fled with the laptop.
After police identified the vehicle from the victim‘s description, a high-speed chase ensued. The vehicle crashed into a tree, and Jones and the co-defendant fled. Police eventually arrested Jones and the co-defendant, and they found the laptop in the vehicle and the revolver in a nearby yard. Police also discovered the vehicle belonged to Jones‘s father. Later, the co-defendant gave a statement implicating Jones as the person who planned the robbery and provided the weapon.
The State indicted Jones for first-degree burglary in Dorchester County on October 1, 2015, and for armed robbery in Charleston County on October 20, 2015. Jones appeared before the circuit court because armed robbery (subsection
Jones agreed to plead guilty to both charges during the plea hearing held in Charleston County on December 12, 2016. After negotiations, the Dorchester County Solicitor recommended to the court that Jones receive the statutory minimum sentence of fifteen years in prison for the first-degree burglary charge. The Charleston County Solicitor did not make a sentencing recommendation.
At the time of his plea and sentencing, Jones was eighteen years old and had previously been adjudicated delinquent as a
Following his sentencing, Jones did not pursue a direct appeal. However, on April 14, 2017, Jones simultaneously filed identical applications for PCR in Dorchester County and Charleston County. In these applications, Jones sought to vacate his pleas. By order dated June 22, 2017, a circuit court judge granted Jones‘s motion to merge the applications into one action for PCR.
Jones raised two arguments in his PCR application. First, Jones alleged his plea counsel was constitutionally ineffective according to Strickland v. Washington, 466 U.S. 668 (1984) because counsel did not properly investigate the mitigating circumstances of Jones‘s youth and failed to engage in meaningful plea negotiations. Second, Jones contended subsection
First, the court ruled that Jones did not meet his burden under Strickland in alleging constitutional ineffectiveness for failing to investigate mitigating circumstances of youth because Jones was sentenced to the mandatory minimum for both crimes. In support of this, the PCR court found that plea counsel noted Jones‘s youth and the plea court considered Jones‘s age. Jones did not appeal the Strickland ruling to this Court.
Second, the PCR court ruled counsel was not deficient in failing to challenge the constitutionality of subsection
Jones appealed the dismissal of his PCR application for the sole purpose of challenging the constitutionality of subsection
II. STANDARD OF REVIEW
In an appeal from a PCR court, “[q]uestions of law are reviewed de novo, and we will reverse the PCR court‘s decision when it is controlled by an error of law.” Sellner v. State, 416 S.C. 606, 610, 787 S.E.2d 525, 527 (2016).
III. DISCUSSION
Jones argues subsection
Conversely, the State argues that the provision is constitutional and, therefore, the PCR court did not commit an error of law dismissing Jones‘s PCR application. The State contends that Jones has no constitutional right to have his case adjudicated in family court. Additionally, the State asserts that any right a person may have to be in the family court‘s jurisdiction is statutorily created.
Because Jones appeals the PCR court‘s order of dismissal, we must consider whether Jones brings a cognizable PCR claim in his application and whether subsection
A. Cognizable PCR Claim
The PCR court characterized Jones‘s constitutional claim as a trial court error, not cognizable for PCR. We conclude the PCR court erred in this holding.
A person who has been convicted of a crime can initiate a PCR proceeding when he alleges his conviction or sentence violated either the United States Constitution or South Carolina
In Simmons v. State, this Court indirectly distinguished constitutional PCR claims and claims that the parties could have addressed before trial, during trial, or on direct appeal. 264 S.C. 417, 423, 215 S.E.2d 883, 885 (1975) (“Errors in a petitioner‘s trial which could have been reviewed on appeal may not be asserted for the first time, or reasserted, in post-conviction proceedings.” (citations omitted)).
However, “[a] violation found to be unconstitutional after the time for appeal lapses is not a direct appeal issue and is not barred from PCR consideration.” Gibson v. State, 329 S.C. 37, 41, 495 S.E.2d 426, 428 (1998). “In a PCR proceeding, a defendant collaterally attacks his conviction and may raise any claims of constitutional violations relating to his conviction.” Williams v. Ozmint, 380 S.C. 473, 477, 671 S.E.2d 600, 601 (2008).
Turning to the instant case, we find Jones properly challenged the constitutionality of subsection
Having found Jones presented a cognizable PCR claim, we now address the merits of his constitutional challenge.
B. Constitutionality of subsection 63-19-20(1)9
For reasons that will be discussed, we hold that subsection
We begin by examining the jurisdiction of the family court and the operational effect of subsection
Further, in our view, subsection
Turning to the basis of Jones‘s challenge, the Eighth Amendment to the United States Constitution provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.”
The United States Supreme Court sequentially has interpreted the protections of the Eighth Amendment to hold that juveniles are entitled to different treatment in sentencing when the death penalty or a life-without-parole sentence is imposed. See Thompson v. Oklahoma, 487 U.S. 815 (1988) (holding the execution of an offender under the age of sixteen at the time of the crime violates the United States Constitution); Roper, 543 U.S. at 551 (ruling the imposition of the death penalty for offenders under the age of eighteen at the time of the crime violates the Eighth and Fourteenth Amendments); Graham v. Florida, 560 U.S. 48 (2010) (holding the Eighth and Fourteenth Amendments prohibit the imposition of a life-without-parole sentence on a juvenile offender who did not commit homicide); Miller v. Alabama, 567 U.S. 460 (2012) (ruling that mandatory life-without-parole sentences for individuals under the age of eighteen violates the Eighth Amendment and stating the judge or jury must have the opportunity to consider mitigating circumstances before imposing the harshest possible penalty).11
We have followed United States Supreme Court precedent in interpreting the Eighth Amendment as applied to South Carolina law. See Aiken v. Byars, 410 S.C. 534, 765 S.E.2d 572 (2014) (holding inmates sentenced to life without parole as juveniles before Miller were entitled to resentencing because their sentences violated the Eighth Amendment);12 State v. Slocumb, 426 S.C. 297, 827 S.E.2d 148 (2019) (declining to extend Graham‘s holding to de facto life-without-parole sentences); State v. Smith, 428 S.C. 417, 836 S.E.2d 348 (2019) (holding mandatory minimum sentence on those convicted of murder, whether a juvenile or adult, does not violate the Eighth Amendment as interpreted by Miller).
In Aiken, we held life-without-parole sentences for juvenile offenders only satisfied the constitutional requirements articulated in Miller when the sentencing court conducted an individualized hearing on mitigating factors of youth. 410 S.C. at 545, 765 S.E.2d at 578. We later limited Aiken‘s holding by declining to extend the reasoning to de facto life sentences: “[W]e believe the proper course is to respect the Supreme Court‘s admonition that lower courts must refrain from extending federal constitutional protections beyond the line drawn by the Supreme Court.” Slocumb, 426 S.C. at 314–15, 827 S.E.2d at 157. Again, in Smith, we declined to extend Aiken and held a mandatory minimum sentence was constitutional as applied to juveniles. 428 S.C. at 418, 836 S.E.2d at 348. Further, we noted that “[w]e are again being asked to ignore the confines of the holdings of the Supreme Court and instead extend the rationale underlying the holdings.” Id. at 420, 836 S.E.2d at 349-50.
In this case, we find Smith is dispositive. Appellant Smith was convicted of murder and attempted murder, which he
Considering the confines of these precedents, we again decline to extend the Roper-Graham-Miller line,13 and Jones cannot rely on their reasonings to support his contention that subsection
In Aiken, we enumerated five factors that a court must consider when life without parole is a possible sentence for a juvenile:
(1) the chronological age of the offender and the hallmark features of youth, including “immaturity, impetuosity, and failure to appreciate the risks and consequence“; (2) the “family and home environment” that surrounded the offender; (3) the circumstances of the homicide offense, including the extent of the offender‘s participation in the conduct and how familial and peer pressures may have affected him; (4) the “incompetencies associated with youth—for example, [the offender‘s] inability to deal with police officers or prosecutors (including on a plea agreement) or [the offender‘s] incapacity to assist his own attorneys“; and (5) the “possibility of rehabilitation.”
410 S.C. at 544, 765 S.E.2d at 577 (quoting Miller, 567 U.S. at 477–78). Courts have applied these “mitigating factors of youth” to consider the fundamental differences between juvenile and adult offenders. See supra Section III(B).
Turning to the specific issue presented, the important distinction between family court and circuit court pertains to sentencing discretion. The family court has broad discretion as to adjudication, which is expressly not a conviction.
Jones contends that his transfer to circuit court restricts the court‘s ability to consider the Miller factors before a juvenile is automatically waived to adult court where the
Here, the plea court sufficiently considered the applicable mitigating factors of youth before imposing Jones‘s sentences. At the hearing, the circuit court inquired into Jones‘s background and characteristics of youth as to the first factor. Jones achieved his GED. He worked in landscaping, was not married, and did not have any children. Jones, at the time, was not under the influence of any drugs or alcohol, and he did not have any mental, physical, emotional, or nervous disabilities.15 The court also inquired into Jones‘s understanding of his relationship with his attorney.
As to the second factor, the court heard from Jones‘s mother, father, and grandmother before imposing the sentence.
As to the fourth factor, the court made certain that Jones understood the severity of his charges and the minimum and maximum penalties. The court also heard a detailed recitation of the facts underlying the charges and admonished Jones to “listen carefully to the facts.” Further, the court cautioned Jones about the risks in waiving a jury trial. In our calculation, the court asked Jones if he certainly pleaded guilty no less than eight times.
Therefore, the plea court properly considered the mitigating factors of youth and thoroughly explored Jones‘s juvenility on the record. We discern no difference between a circuit court‘s and a family court‘s ability to investigate Jones‘s background on the record.16 Additionally, after thorough questioning, the plea court sentenced Jones to the statutory minimum for each
IV. CONCLUSION
Because Jones properly brought a cognizable PCR claim in challenging his sentences and subsection
AFFIRMED IN PART AND REVERSED IN PART.
KITTREDGE and JAMES, J.J., concur. Acting Justice Kaye G. Hearn concurring in a separate opinion in which FEW, J., concurs.
Acting Justice Kaye G. Hearn: I concur with the majority‘s opinion except for its conclusion that the hearing before the circuit court fully complied with Aiken v. Byars, 410 S.C. 534, 765 S.E.2d 572 (2014). While the circuit court judge obviously could not have been aware that our decision in Aiken would apply to these facts, the hearing that occurred in no way satisfies what Aiken requires.
In Aiken, we noted,
While we do not go so far as some commentators who suggest that the sentencing of a juvenile offender subject to a life without parole sentence should mirror the penalty
phase of a capital case, we are mindful that the Miller Court specifically linked the individualized sentencing requirements of capital sentencing to juvenile life without parole sentences.
Id. at 544, 765 S.E.2d at 577. Thus, it is apparent that an Aiken hearing is more than what transpires during typical sentencing. Indeed, we recently heard a challenge following a resentencing hearing where the primary issue concerned whether the trial court had imposed a burden on the defendant to prove why the original sentence violated Aiken. In determining that no such burden of proof or persuasion exists, we upheld the sentence imposed after recounting the thorough inquiry that occurred. State v. Smart, Op. No. 28161 (S.C. Sup. Ct. filed June 21, 2023) (Howard Adv. Sh. No. 24 at 17). The trial court in Smart conducted a textbook example of what a proper Aiken hearing affords—listening to testimony from an expert psychologist who examined Smart several times and reviewed “thousands of pages of his records,” and receiving testimony from a number of witnesses regarding the circumstances of the crime and the defendant‘s background. The trial court weighed the evidenced, considered counsel‘s arguments, and analyzed the Aiken factors before imposing a sentence.
Conversely, the hearing in this matter involved a guilty plea that included the same boilerplate questions asked during any plea, regardless of the defendant‘s age. For example, the court asked about the defendant‘s age, his criminal record, his employment history, any drugs or medication he may have been on, his satisfaction with his lawyer, and whether he understood the consequences of pleading guilty. I believe Aiken requires more because these general questions simply do not equate to the more in-depth and detailed questions that should be asked and answered in order to analyze the “hallmark features of youth” that Aiken mandates. In my view, it would be nearly impossible for any hearing where the judge does all the questioning to comply with Aiken. Nonetheless, I concur in the balance of the majority‘s opinion because the circuit court sentenced the defendant to the statutory minimum sentence for both charges and ran them concurrently;
FEW, J., concurs.
Notes
“Child” or “juvenile” means a person less than seventeen years of age. “Child” or “juvenile” does not mean a person sixteen years of age or older who is charged with a Class A, B, C, or D felony as defined in Section 16-1-20 or a felony which provides for a maximum term of imprisonment of fifteen years or more. However, a person sixteen years of age who is charged with a Class A, B, C, or D felony as defined in Section 16-1-20 or a felony which provides for a maximum term of imprisonment of fifteen years or more may be remanded to the family court for disposition of the charge at the discretion of the solicitor. An additional or accompanying charge associated with the charges contained in this item must be heard by the court with jurisdiction over the offenses contained in this item.
“Child” or “juvenile” means a person less than eighteen years of age. “Child” or “juvenile” does not mean a person seventeen years of age or older who is charged with a Class A, B, C, or D felony as defined in Section 16-1-20 or a felony which provides for a maximum term of imprisonment of fifteen years or more. However, a person seventeen years of age who is charged with a Class A, B, C, or D felony as defined in Section 16-1-20 or a felony which provides for a maximum term of imprisonment of fifteen years or more may be remanded to the family court for disposition of the charge at the discretion of the solicitor. An additional or accompanying charge associated with the charges contained in this item must be heard by the court with jurisdiction over the offenses contained in this item.