Worthington v. Roper
2011 U.S. App. LEXIS 176
| 8th Cir. | 2011Background
- Worthington was convicted and sentenced to death in Missouri for first-degree murder, first-degree burglary, and forcible rape after pleading guilty sentencing phase; state postconviction proceedings challenged trial counsel's mitigation investigation; district court granted habeas relief on a psychological-mitigation claim, which the district court's ruling was issued on remand; Missouri Supreme Court affirmed most aspects but the federal district court reversed on some grounds; on appeal, the Eighth Circuit reversed the habeas relief related to psychological mitigation but affirmed denials on other grounds; key evidence included defense and prosecution mitigation/psychological testimony, family background, and a Debler notice issue regarding uncharged misconduct testimony by a State witness; the court applied AEDPA standards and looked through to determine whether state-court adjudications were reasonable under Strickland and its progeny.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Ineffective assistance for failing to investigate psychological mitigation | Worthington argues trial counsel failed to investigate and present psychological mitigation. | Roper contends counsel reasonably investigated and chose a permissible strategy. | No; state court reasonably applied Strickland; adequate investigation supported decision not to pursue psychological mitigation. |
| Prejudice from not calling Worthington's parents as mitigation witnesses | Worthington asserts parents would have added mitigation value. | Missouri Supreme Court found testimony cumulative and not prejudicial given existing evidence. | No; evidence was cumulative and did not prejudice outcome. |
| Prejudice from not objecting to Charlotte Peroti's testimony under Debler | Worthington claims Debler notice violation prejudiced sentencing. | State's notice violation did not prejudice given the sentencing judge focused on statutory aggravators and nonstatutory evidence. | No; no reasonable probability of a different outcome even if notice issue were addressed. |
| Whether the postconviction court's factual determinations were unreasonable under AEDPA | Worthington challenges factual findings supporting lack of prejudice. | State court findings supported by record and were not unreasonable. | No; the state courts' factual findings were reasonable and supported the result. |
Key Cases Cited
- Williams v. Taylor, 529 U.S. 362 (2000) (counsel's investigation must be reasonably thorough but avoid hindsight bias)
- Wiggins v. Smith, 539 U.S. 510 (2003) (failure to investigate personal history mitigating evidence was deficient)
- Rompilla v. Beard, 545 U.S. 374 (2005) (failure to examine easily accessible records; substantial impact on defense)
- Strickland v. Washington, 466 U.S. 668 (1984) (establishes standard for ineffective assistance)
- Porter v. McCollum, 130 S. Ct. 447 (2009) (per curiam; emphasis on mental health and background)
