Lead Opinion
delivered the opinion of the Court.
Petitioner, Kevin Wiggins, argues that his attorneys’ failure to investígate his background and present mitigating evidence of his unfortunate life history at his capital sentencing proceedings violated his Sixth Amendment right to counsel. In this case, we consider whether the United States Court of Appeals for the Fourth Circuit erred in upholding the Maryland Court of Appeals’ rejection of this claim.
I
A
On September 17, 1988, police discovered 77-year-old Florence Lacs drowned in the bathtub of her ransacked apartment in Woodlawn, Maryland. Wiggins v. State,
After his conviction, Wiggins elected to be sentenced by a jury, and the trial court scheduled the proceedings to begin on October 11, 1989. On September 11, counsel filed a motion for bifurcation of sentencing in hopes of presenting Wiggins’ case in two phases. Id., at 34. Counsel intended first to prove that Wiggins did not act as a “principal in the first degree,” ibid. — i. e., that he did not kill the victim by his own hand. See Md. Ann. Code, Art. 27, §413 (1996) (requiring proof of direct responsibility for death eligibility). Counsel then intended, if necessary, to present a mitigation case. In the memorandum in support of their motion, counsel argued that bifurcation would enable them to present each case in its best light; separating the two cases would prevent the introduction of mitigating evidence from diluting their claim that Wiggins was not directly responsible for the murder. App. 36-42, 37.
On October 12, the court denied the bifurcation motion, and sentencing proceedings commenced immediately thereafter. In her opening statement, Nethercott told the jurors they would hear evidence suggesting that someone other than Wiggins actually killed Lacs. Id., at 70-71. Counsel then explained that the judge would instruct them to weigh Wiggins’ clean record as a factor against a death sentence. She concluded: “ ‘You’re going to hear that Kevin Wiggins has had a difficult life. It has not been easy for him. But he’s worked. He’s tried to be a productive citizen, and he’s reached the age of 27 with no convictions for prior crimes of violence and no convictions, period. ... I think that’s an important thing for you to consider.’ ” Id., at 72. During the proceedings themselves, however, counsel introduced no evidence of Wiggins’ life history.
Before closing arguments, Schlaich made a proffer to the court, outside the presence of the jury, to preserve bifurca
B
In 1993, Wiggins sought postconviction relief in Baltimore County Circuit Court. With new counsel, he challenged the adequacy of his representation at sentencing, arguing that his attorneys had rendered constitutionally defective assistance by failing to investigate and present mitigating evidence of his dysfunctional background. App. to Pet. for Cert. 132a. To support his claim, petitioner presented testimony by Hans Selvog, a licensed social worker certified as an expert by the court. App. 419. Selvog testified concerning an elaborate social history report he had prepared containing evidence of the severe physical and sexual abuse petitioner suffered at the hands of his mother and while in the care of a series of foster parents. Relying on state social services, medical, and school records, as well as interviews with petitioner and numerous family members, Selvog chronicled petitioner’s bleak life history. App. to Pet. for Cert. 163a.
According to Selvog’s report, petitioner’s mother, a chronic alcoholic, frequently left Wiggins and his siblings home alone
During the postconviction proceedings, Schlaich testified that he did not remember retaining a forensic social worker to prepare a social history, even though the State made funds available for that purpose. App. 487-488. He explained that he and Nethercott, well in advance of trial, decided to focus their efforts on “ ‘retrying] the factual case’ ” and disputing Wiggins’ direct responsibility for the murder. Id., at 485-486. In April 1994, at the close of the proceedings, the judge observed from the bench that he could not remember a capital case in which counsel had not compiled a social history of the defendant, explaining, “ ‘[n]ot to do a social history, at least to see what you have got, to me is absolute error. I just — I would be flabbergasted if the Court of Appeals said anything else.’” Id., at 605. In October 1997, however, the trial court denied Wiggins’ petition for postcon-viction relief. The court concluded that “when the decision not to investigate ... is a matter of trial tactics, there is no
The Maryland Court of Appeals affirmed the denial of relief, concluding that trial counsel had made “a deliberate, tactical decision to concentrate their effort at convincing the jury” that appellant was not directly responsible for the murder. Wiggins v. State,
C
In September 2001, Wiggins filed a petition for writ of habeas corpus in Federal District Court. The trial court granted him relief, holding that the Maryland courts’ rejection of his ineffective assistance claim “involved an unreasonable application of clearly established federal law.” Wiggins v. Corcoran,
Reviewing the District Court’s decision de novo, the Fourth Circuit reversed, holding that counsel had made a reasonable strategic decision to focus on petitioner’s direct responsibility. Wiggins v. Corcoran,
We granted certiorari,
II
A
Petitioner renews his contention that his attorneys’ performance at sentencing violated his Sixth Amendment right
“(d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
“(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
“(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.”
We have made clear that the “unreasonable application” prong of § 2254(d)(1) permits a federal habeas court to “grant the writ if the state court identifies the correct governing legal principle from this Court’s decisions but unreasonably applies that principle to the facts” of petitioner’s case. Williams v. Taylor, supra, at 413; see also Bell v. Cone,
We established the legal principles that govern claims of ineffective assistance of counsel in Strickland v. Washington,
In this case, as in Strickland, petitioner’s claim stems from counsel’s decision to limit the scope of their investigation into potential mitigating evidence. Id., at 673. Here, as in Strickland, counsel attempt to justify their limited investigation as reflecting a tactical judgment not to present mitigating evidence at sentencing and to pursue an alternative strategy instead. In rejecting the respondent’s claim, we defined the deference owed such strategic judgments in terms of the adequacy of the investigations supporting those judgments:
“[Strategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengeable; and strategic choices made after less than complete investigation are reasonable precisely to the extent that reasonable professional judgments support the limitations on investigation. In other words, counsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary. In any ineffectiveness case, a particular decision not to investigate must be directly assessed for reasonableness in all the cireum-*522 stances, applying a heavy measure of deference to counsel’s judgments.” Id., at 690-691.
Our opinion in Williams v. Taylor is illustrative of the proper application of these standards. In finding Williams’ ineffectiveness claim meritorious, we applied Strickland and concluded that counsel’s failure to uncover and present voluminous mitigating evidence at sentencing could not be justified as a tacticаl decision to focus on Williams’ voluntary confessions, because counsel had not “fulfilled] their obligation to conduct a thorough investigation of the defendant’s background.”
In light of these standards, our principal concern in deciding whether Schlaich and Nethercott exercised “reasonable
B
1
The record demonstrates that counsel’s investigation drew from three sources. App. 490-491. Counsel arranged for William Stejskal, a psychologist, to conduct a number of tests on petitioner. Stejskal concluded that petitioner had an IQ of 79, had difficulty coping with demanding situations, and exhibited features of a personality disorder. Id., at 44-45, 349-351. These reports revealed nothing, however, of petitioner’s life history. Tr. of Oral Arg. 24-25.
With respect to that history, counsel had available to them the written PSI, which included a one-page account of Wiggins’ “personal history” noting his “misery as a youth,” quoting his description of his own background as “ ‘disgusting,’ ” and observing that he spent most of his life in foster care. App. 20-21. Counsel also “tracked down” records kept by the Baltimore City Department of Social Services (DSS) documenting petitioner’s various placements in the State’s foster care system. Id., at 490; Lodging of Petitioner. In describing the scope of counsel’s investigation into petitioner’s
Counsel’s decision not to expand their investigation beyond the PSI and the DSS records fell short of the professional standards that prevailed in Maryland in 1989. As Schlaich acknowledged, standard practice in Maryland in capital cases at the time of Wiggins’ trial included the preparation of a social history report. App. 488. Despite the fact that the Public Defender’s office made funds available for the retention of a forensic social worker, counsel chose not to commission such a report. Id., at 487. Counsel’s conduct similarly fell short of the standards for capital defense work articulated by the American Bar Association (ABA) — standards to which we long have referred as “guides to determining what is reasonable.” Strickland, supra, at 688; Williams v. Taylor, supra, at 396. The ABA Guidelines provide that investigations into mitigating evidence “should comprise efforts to discover all reasonably available mitigating evidence and evidence to rebut any aggravating evidence that may be introduced by the prosecutor.” ABA Guidelines for the Appointment and Performance of Counsel in Death Penalty Cases 11.4.1(C), p. 93 (1989) (emphasis added). Despite these well-defined norms, however, counsel abandoned their investigation of petitioner’s background after having acquired only rudimentary knowledge of his history from a narrow set of sources. Cf. id., 11.8.6, p. 133 (noting that among the topics counsel should consider presenting are medical history, educational history, employment and training history, family and social history, prior adult and juvenile correctiоnal experience, and religious and cultural influences (emphasis added)); 1 ABA Standards for Criminal Justice 4-4.1, commentary, p. 4-55 (2d ed. 1982) (“The lawyer also has a substantial and important role to perform in raising mitigating factors both to the prosecutor initially and
The scope of their investigation was also unreasonable in light of what counsel actually discovered in the DSS records. The records revealed several facts: Petitioner’s mother was a chronic alcoholic; Wiggins was shuttled from foster home to foster home and displayed some emotional difficulties while there; he had frequent, lengthy absences from school; and, on at least one occasion, his mothér left him and his siblings aloné for days without food. See Lodging of Petitioner 54-95, 126, 131-136, 140, 147, 159-176. As the Federal District Court emphasized, any reasonably competent attorney would have realized that pursuing these leads was necessary to making an informed choice among possible defenses, particularly given the apparent absence of any aggravating factors in petitioner’s background.
What is more, during the sentenсing proceeding itself, counsel did not focus exclusively on Wiggins’ direct responsibility for the murder. After introducing that issue in her opening statement, id., at 70-71, Nethereott entreated the jury to consider not just what Wiggins “is found to have done,” but also “who [he] is.” Id., at 70. Though she told the jury it would “hear that Kevin Wiggins has had a difficult life,” id., at 72, counsel never followed up on that suggestion with details of Wiggins’ history. At the same time, counsel called a criminologist to testify that inmates serving life sentences tend to adjust well and refrain from further violence in prison — testimony with no bearing on,whether petitioner committed the murder by his own hand. Id., at 311-312. Far from focusing exclusively on petitioner’s direct responsibility, then, counsel put on a halfhearted mitigation case, taking precisely the type of “ ‘shotgun’ ” approach the Maryland Court of Appeals concluded counsel sought to avoid. Wiggins v. State,
In rejecting petitioner’s ineffective assistance claim, the Maryland Court of Appeals appears to have assumed that because counsel had some information with respect to petitioner’s background — the information in the PSI and the DSS records — they were in a position to make a tactical choice not to present a mitigation defense. Id., at 611-612,
The Maryland Court of Appeals’ application of Strickland’s governing legal principles was objectively unreasonable. Though the state court acknowledged petitioner’s claim that counsel’s failure to prepare a social history “did not meet the minimum standards of the profession,” the court did not conduct an assessment of whether the decision to cease all investigation upon obtaining the PSI and the DSS records actually demonstrated reasonable professional judgment. Wiggins v. State,
Additionally, the court based its conclusion, in part, on a clear factual error — that the “social service records ... recorded incidences of... sexual abuse.”
The dissent insists that this Court’s hands are tied, under § 2254(d), “by the state court’s factual determinations that Wiggins’ trial counsel ‘did investigate and were aware of [Wiggins’] background,’” post, at 550. But as we have made clear, the Marylаnd Court of Appeals’ conclusion that the scope of counsel’s investigation into petitioner’s background met the legal standards set in Strickland repre
2
In their briefs to this Court, the State and the United States contend that counsel, in fact, conducted a more thorough investigation than the one we have just described. This conclusion, they explain, follows from Schlaich’s post-conviction testimony that he knew of the sexual abuse Wiggins suffered, as well as of the hand-burning incident. According to the State and its amicus, the fact that counsel claimed to be aware of this evidence, which was not in the social services records, coupled with Schlaich’s statement that he knew what was in “other people’s reports,” App. 490-491, suggests that counsel’s investigation must have extended beyond the social services records. Tr. of Oral Arg. 31-36; Brief for United States as Amicus Curiae 26-27, n. 4; Brief for Respondents 35. Schlaich simply “was not asked to and did not reveal the source of his knowledge” of the abuse. Brief for United States as Amicus Curiae 27, n. 4.
In considering this reading of the state postconviction record, we note preliminarily that the Maryland Court of Appeals clearly assumed both that counsel's investigation began and ended with the PSI and the DSS records and that this investigation was sufficient in scоpe to satisfy Strickland’s reasonableness requirement. See Wiggins v. State,
In its assessment of the Maryland Court of Appeals’ opinion, the dissent apparently does not dispute that if counsel’s investigation in this case had consisted exclusively of the PSI and the DSS records, the court’s decision would have constituted an unreasonable application of Strickland. See post, at 543-544. Of necessity, then, the dissent’s primary contention is that the Maryland Court of Appeals did decide that Wiggins’ counsel looked beyond the PSI and the DSS records and that we must therefore defer to that finding under § 2254(e)(1). See post, at 544-551. Had the court found that counsel’s investigation extended beyond the PSI and the DSS records, the dissent, of course, would be correct that § 2254(e) would require that we defer to that finding. But the state court made no such finding.
The dissent bases its conclusion on the Maryland Court of Appeals’ statements that “ ‘[c]ounsel were aware that appellant had a most unfortunate childhood,’” and that “‘counsel did investigate and were aware of appellant’s background.’ ” See post, at 540, 545 (quoting Wiggins v. State, supra, at 608, 610,
The court’s subsequent statement that, “as noted, counsel did investigate and were aware of appellant’s background,” underscores our conclusion that the Maryland Court of Appeals assumed counsel’s investigation into Wiggins’ childhood consisted of the PSI and the DSS records. The court’s use of the phrase “as noted,” which the dissent ignores, further confirms that counsel’s investigation consisted of the sources previously described, i. e., the PSI and the DSS records. It is the dissent, therefore, that “rests upon a fundamental fallacy,” post, at 544 — that the Maryland Court of Appeals determined that Schlaich’s investigation extended beyond the PSI and the DSS records.
We therefore must determine, de novo, whether counsel reached beyond the PSI and the DSS records in their investigation of petitioner’s background. The record as a whole does not support the conclusion that counsel conducted a more thorough investigation than the one we have described. The dissent, like the State and the United States, relies primarily on Schlaich’s postconviction testimony to establish that counsel investigated more extensively. But the questions put to Schlaich during his postconviction testimony all referred to what he knew from the social services records; the line of questioning, after all, first directed him to his discovery of those documents. His subsequent reference to “other people’s reports,” made in direct response to a question concerning petitioner’s mental retardation, appears to be an acknowledgment of the psychologist’s reports we know counsel commissioned — reports that also revealed nothing of the sexual abuse Wiggins experienced. App. 349. As the state trial judge who heard this testimony concluded at the close of the proceedings, there is “no reason to believe that [counsel] did have all of this information.” Id., at 606 (emphasis added).
To further underscore that counsel did not know, prior to sentencing, of the sexual abuse, as well as of the other incidents not recorded in the DSS records, petitioner directs us to the content of counsel’s October 17,1989, proffer. Before closing statements and outside the presence of the jury, Schlaich proffered to the court the mitigation case counsel would have introduced had the court granted their motion to bifurcate. App. 349-351. In his statement, Schlaich referred only to the results of the psychologist’s test and mentioned nothing of Wiggins’ troubled background. Given that the purpose of the proffer was to preserve their pursuit of bifurcation as an issue for appeal, they had every incentive to make their mitigation case seem as strong as possible.
Contrary to the dissent’s claim, see post, at 547, we are not accusing Schlaich of lying. His statements at the postcon-viction proceedings that he knew of this abuse, as well as of the hand-burning incident, may simply reflect a mistaken memory shaped by the passage of time. After all, the state postconviction proceedings took place over four years after Wiggins’ sentencing. Ultimately, given counsel’s likely ignorance of the history of sexual abuse at the time of sentencing, we cannot infer from Schlaich’s postconviction testimony that counsel looked further than the PSI and the DSS records in investigating petitioner’s background. Indeed, the record contains no mention of sources other than those it is undisputed counsel possessed, see supra, at 523-524. We therefore conclude that counsel’s investigation of petitioner’s background was limited to the PSI and the DSS records.
3
In finding that Schlaich and Nethercott’s investigation did not meet Strickland’s performance standards, we emphasize that Strickland does not require counsel to investigate every conceivable line of mitigating evidence no matter how unlikely the effort would be to assist the defendant at sentencing. Nor does Strickland require defense counsel to present mitigating evidence at sentencing in every case. Both conclusions would interfere with the “constitutionally protected independence of counsel” at the heart of Strickland.
III
In order for counsel s inadequate performance to constitute a Sixth Amendment violation, petitioner must show that counsel’s failures prejudiced his defense. Strickland,
The mitigating evidence counsel failed to discover and present in this case is powerful. As Selvog reported based on his conversations with Wiggins and members of his fam
Given both the nature and the extent of the abuse petitioner suffered, we find there to be a reasonable probability that a competent attorney, aware of this history, would have introduced it at sentencing in an admissible form. While it may well have been strategically defensible upon a reasonably thorough investigatiоn to focus on Wiggins’ direct responsibility for the murder, the two sentencing strategies are not necessarily mutually exclusive. Moreover, given the strength of the available evidence, a reasonable attorney might well have chosen to prioritize the mitigation case over the direct responsibility challenge, particularly given that Wiggins’ history contained little of the double edge we have found to justify limited investigations in other cases. Cf. Burger v. Kemp,
We further find that had the jury been confronted with this considerable mitigating evidence, there is a reasonable probability that it would have returned with a different sentence. In reaching this conclusion, we need hot, as the dissent suggests, post, at 554-556, make the state-law eviden-tiary findings that would have been at issue at sentencing. Rather, we evaluate the totality of the evidence — “both that adduced at trial, and the evidence adduced in the habeas proceeding[s]” Williams v. Taylor,
In any event, contrary to the dissent’s assertiоn, it appears that Selvog’s report may have been admissible under Maryland law. In Whittlesey v. State,
Wiggins’ sentencing jury heard only one significant mitigating factor — that Wiggins had no prior convictions. Had the jury been able to place petitioner’s excruciating life history on the mitigating side of the scale, there is a reasonable probability that at least one juror would have struck a different balance. Cf. Borchardt v. State,
Moreover, in contrast to the petitioner in Williams v. Taylor, supra, Wiggins does not have a record of violent conduct that could have been introduced by the State to offset this powerful mitigating narrative. Cf. id., at 418 (Rehnquist, C. J., dissenting) (noting that Williams had savagely beaten an elderly woman, stolen two cars, set fire to a home, stabbed a man during a robbery, and confessed to choking two inmates and breaking a fellow prisoner’s jaw). As the Federal District Court found, the mitigating evidence in this case is
It is so ordered.
Dissenting Opinion
with whom Justice Thomas joins, dissenting.
The Court today vacates Kevin Wiggins’ death sentence on the ground that his trial counsel’s investigation of potential mitigating evidence was “incomplete.” Ante, at 534. Wiggins’ trial counsel testified under oath, however, that he was aware of the basic features of Wiggins’ troubled childhood that the Court claims he overlooked. App. 490-491. The Court chooses to disbelieve this testimony for reasons that do not withstand analysis. Moreover, even if this disbelief could plausibly be entertained, that would certainly not establish (as 28 U. S. C. § 2254(d) requires) that the Maryland Court of Appeals was unreasonable in believing it, and in therefore concluding that counsel adequately investigated Wiggins’ background. The Court also fails to observe § 2254(e)(l)’s requirement that federal habeas courts respect state-court factual determinations not rebutted by “clear and convincing evidence.” The decision sets at naught the statutory scheme we once described as a “highly deferential standard for evaluating state-court rulings,” Lindh v. Murphy,
I
Wiggins claims that his death sentence violates Strickland v. Washington,
In those proceedings, Carl Schlaich (one of Wiggins’ two trial attorneys) testified that, although he did not retain a social worker to assemble a “social history” report, he nevertheless had detailed knowledge of Wiggins’ background:
“‘Q But you knew that Mr. Wiggins, Kevin Wiggins, had been removed from his natural mother as a result of a finding of neglect and abuse when he was six years old, is that correct?
“ ‘A I believe that we tracked all of that down.
*540 “ ‘Q You got the Social Service records?
“ A That is what I recall.
“ ‘Q That was in the Social Service records?
‘“A Yes.
“ ‘Q So you knew that?
“A Yes.
“ ‘Q You also knew that where [sic] were reports of sexual abuse at one of his foster homes?
“A Yes.
“‘Q Okay. You also knew that he had had his hands burned as a child as a result of his mother’s abuse of him?
“A Yes.
“ ‘Q You also knew about homosexual overtures made toward him by his Job Corp supervisor?
“A Yes.
“‘Q And you also knew that he was borderline mentally retarded?
“A Yes.
“ ‘Q You knew all—
“A At least I knew that as it was reported in other people’s reports, yes.
“ ‘Q But you knew it?
“A Yes.’” App. 490-491.
In light of this testimony, the Maryland Court of Appeals found that “counsel did investigate and were aware of [Wiggins’] background,” Wiggins v. State,
The state court having adjudicated Wiggins’ Sixth Amendment claim on the merits, 28 U. S. C. § 2254(d) bars habeas relief unless the state-court decision “was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,” § 2254(d)(1), or “was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding,” § 2254(d)(2). The Court concludes without foundation that the Maryland Court of Appeals’ decision failed both these tests. I shall discuss each in turn.
A
In concluding that the Maryland Court of Appeals unreasonably applied our clearly established precedents, the Court disregards §2254(d)(l)’s command that only “clearly established Federal law, as determined by the Supreme Court of the United States,” be used in assessing the reasonableness of state-court decisions. Further, the Court misdescribes the state court’s opinion while ignoring §2254(e)(l)’s
1
We have defined “clearly established Federal law, as determined by the Supreme Court of the United States,” to encompass “the holdings ... of this Court’s decisions as of the time of the relevant state-court decision.” Williams v. Taylor,
Although Williams was a habeas case, we reviewed the first prong of the habeas petitioner’s Strickland claim— the inadequate-performance question — de novo. Williams had surmounted § 2254(d)’s bar to habeas relief because we held that the Virginia Supreme Court’s analysis with respect to Strickland's second prong — the prejudice prong — was both “contrary to,” and “an unreasonable application of,” our clearly established precedents. See Williams, supra, at 393-394, 397. That left us free to provide habeas relief— and since the State had not raised a Teague defense, see Teague v. Lane,
But even if the Court were correct in its characterization of Williams, that still cannot justify its decision to ignore an Act of Congress. Whether Williams “made new law” or not, what Williams held was not clearly established Supreme Court precedent as of the time of the state court’s decision, and cannot be used to find fault in the state-court opinion. Section 2254(d)(1) means what it says, and the Court simply defies the congressionally imposed limits on federal habeas review.
2
The Court concludes that Strickland was applied unreasonably (and § 2254(d)(1) thereby satisfied) because the Maryland Court of Appeals’ conclusion that trial counsel adequately investigated Wiggins’ background, see Wiggins,
Nor could the Maryland Court of Appeals have “assumed” that Wiggins’ trial counsel looked no further than the PSI and DSS reports, because the state-court record is clear that Wiggins’ trial attorneys had investigated well beyond these sources. Public-defender investigators interviewed Wiggins’ family members, see Defendant’s Supplemental Answer to State’s Discovery Request filed in No. 88-CR-5464 (Cir. Ct. Baltimore Cty., Md., Sept. 18, 1989), Lodging of Respondents, and Wiggins’ trial attorneys hired a psychologist, Dr. William Stejskal (who reviewed the DSS records, conducted clinical interviews, and performed six different psychological tests of Wiggins, ibid.; App. 349-351), and a criminologist, Dr. Robert Johnson (who interviewed Wiggins and testified that Wiggins would adjust adequately to life in prison, id., at 319-321).. Schlaich also testified in the state postconvietion proceedings that he knew information about Wiggins’ background that was not contained in the DSS or PSI reports — such as the allegation that Wiggins’ mother
As the Court notes, ante, at 529-530, the Maryland Court of Appeals did not expressly state that counsel’s investigation extended beyond the PSI and DSS records. There was no reason whatever to do so, since it had found that “counsel did investigate and were aware of appellant’s background,” Wiggins, supra, at 610,
Once one eliminates the Court’s mischaractеrization of the state-court opinion — which did not and could not have “asr sumed” that Wiggins’ counsel knew only what was contained in the DSS and PSI reports — there is no basis for finding it “unreasonable” to believe that counsel’s investigation was adequate. As noted earlier, Schlaich testified in the state postconviction proceedings that he was aware of the essential items contained in the later-prepared “social history” report. He knew that Wiggins was subjected to neglect and abuse from his mother, App. 490, that there were reports of sexual abuse at one of his foster homes, ibid., that his mother had burned his hands as a child, ibid., that a Job Corps supervisor had made homosexual overtures toward him, id., at 490-491, and that Wiggins was “‘borderline’” mentally retarded, id., at 491.
There are only two possible responses to this testimony that might salvage Wiggins’ ineffective-assistance claim. The first would be to declare that Schlaich had an inescapable duty to hire a social worker to construct a so-called “social history” report, regardless of Schlaich’s pre-existing knowledge of Wiggins’ background. Petitioner makes this suggestion, see Brief for Petitioner 32, n. 8 (asserting that it was “ ‘a normative standard’ ” at the time of Wiggins’ case for capital defense lawyers in Maryland to obtain a social history); and the Court flirts with accepting it, see ante, at 524 (“[Professional standards that prevailed in Maryland ... at the time of Wiggins’ trial” included, for defense of capital cases, “the preparation of a social history report”); ibid. (citing ABA Guidelines for the Appointment and Performance of Counsel in Death Penalty Cases 11.8.6, p. 133 (1989) (hereinafter ABA Guidelines), which says that counsel should make efforts “ ‘to discover all reasonably available mitigating evidence’” (emphasis added by the Court)). To think that the requirement of a “social history” was part of “clearly established Federal law” (which is what § 2254(d) requires) when the events here occurred would be absurd. Nothing in our clearly established precedents requires counsel to retain a social worker when he is already largely aware of his client’s background. To the contrary, Strickland emphasizes that “[t]here are countless ways to provide effective assistance in any given case,”
The second possible response to Schlaich’s testimony about his extensive awareness of Wiggins’ background is to assert that Schlaich lied. The Court assumes sub silentio throughout its opinion that Schlaich was not telling the truth when he testified that he knew of reports of sexual abuse in one of Wiggins’ foster homes, see, e. g., ante, at 525 (“Had counsel investigated further, they might well have discovered the sexual abuse later revealed during state postconvictiоn proceedings”), and eventually declares straight-out that it disbelieves Schlaich, ante, at 531-533. This conclusion rests upon a blatant mischaracterization of the record, and an improper shifting of the burden of proof to the State to demonstrate Schlaich’s awareness of Wiggins’ background, rather than requiring Wiggins to prove Schlaich’s ignorance of it. But, more importantly, it is simply not enough for the Court to conclude, ante, at 533, that it “cannot infer from Schlaich’s postconviction testimony that counsel looked further than the PSI and DSS reports in investigating petitioner’s background.” If it is at least reasonable to believe Schlaich told the truth, then it could not have been unreasonable for the Maryland Court of Appeals to conclude that Wiggins’ trial attorneys conducted an adequate investigation into his background. See 28 U. S. C. § 2254(d)(1).
Sehlaich’s testimony must have been false, the Court insists, because the social services records do not contain any evidence of sexual abuse, and “the questions put to Schlaich during his postconviction testimony all referred to what he
Schlaich’s most likely source of knowledge of the alleged sexual abuse was Wiggins himself; even Hans Selvog’s extensive “social history” report unearthed no documentation or corroborating witnesses with respect to that claim. Id., at 464; see App. to Pet. for Cert. 177a, 193a. The Court, however, dismisses this possibility for two reasons. First, because “the record contains no evidence that counsel ever pursued this line of questioning with Wiggins.” Ante, at 532. This statement calls for a timeout to get our bearings: The burden of proof here is on Wiggins to show that counsel made their decision without adequate knowledge. See Strickland,
“‘Q And you also knew that he was borderline mentally retarded?
“‘A Yes.
“‘Q You knew all—
“‘A At least I knew that as it was reported in other
people's reports, yes.
“ ‘Q But you knew it?
“ ‘A Yes.’ ” App. 490-491 (emphasis added).
It is clear that when Schlaich said, “ ‘At least I knew that as it was reported in other people’s reports,’ ” id., at 491 (emphasis added), the “ ‘that’ ” to which he referred was the fact that Wiggins was borderline mentally retarded — not the other details of Wiggins’ background which Schlaich had previously testified he knew.
The Court’s final reason for disbelieving Schlaich’s sworn testimony is his failure to mention the alleged sexual abuse in the proffer of mitigating evidence he would introduce if the trial court granted his motion to bifurcate. . “Counsel’s failure to include in the proffer the powerful evidence of repeated sexual abuse is ... explicable only if we assume that counsel had no knowledge of the abuse.” Ante, at 533. But because the only evidence of sexual abuse consisted of Wiggins’ own assertions, see App. 464; App. to Pet. for Cert. 177a, 193a (evidence not exactly worthy of the Court’s flattering description as “powerful”), there was nothing to prof
Of course these reasons the Court offers — which range from the incredible up to the feeble — are used only in support of the Court’s conclusion that, in its independent judgment, Schlaich was lying. The Court does not even attempt to establish (as it must) that it was objectively unreasonable for the state court to believe Schlaich’s testimony and thеrefore conclude that he conducted an adequate investigation of Wiggins’ background. It could not possibly make this showing. Wiggins has not produced any direct evidence that his attorneys were uninformed with respect to anything in his background, and the Court can muster no circumstantial evidence beyond the powerfully unconvincing fact that Schlaich failed to mention the allegations of sexual abuse in his proffer. To make things worse, the Court is still bound (though one would not know it from the opinion) by the state court’s factual determinations that Wiggins’ trial counsel “did investigate and were aware of [Wiggins’] background,” Wiggins,
B
The Court holds in the alternative that Wiggins has satisfied § 2254(d)(2), which allows a habeas petitioner to escape §2254(d)’s bar to relief when the state court’s adjudication of his claim “resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” (Emphasis added.) This is so, the Court says, because the Maryland Court of Appeals wrongly claimed that Wiggins’ social services records “recorded incidences of... sexual abuse.”
That it made that claim is true enough. And I will concede that Wiggins has rebutted the presumption of correctness by the “clear and convincing evidence” that § 2254(e)(1) requires. It is both clear and convincing from reading the DSS récords that they contain no evidence of sexual abuse. I will also assume, arguendo, that the state court’s error was “unreasonable” in light of the evidence presented in the state-court proceeding.
Given all that, the Court’s conclusion that a § 2254(d)(2) case has been made out still suffers from the irreparable de-
II
The Court’s indefensible holding that Wiggins has avoided § 2254(d)’s bar to relief is not alone enough to entitle Wiggins to habeas relief on his Sixth Amendment claim. Wiggins still must establish that he was “prejudiced” by his counsel’s alleged “error.” Strickland,
There is no “reasonable probability” that a social-history investigation would have altered the chosen strategy of Wiggins’ trial counsel. As noted earlier, Schlaich was well aware — without the benefit of a “social history” report — that Wiggins had a troubled childhood and background. And the
Wiggins has not shown that the incremental information in Hans Selvog’s social-history report would have induced counsel to change this course. Schlaich testified under oath that presenting the type of evidence in Selvog’s report would have conflicted with his chosen defense strategy to raise doubts as to Wiggins’ role as a principal, and that he wanted to avoid a “shotgun approach” with the jury. App. 504-505.
What is more, almost all of Selvog’s social-history evidence was inadmissible at the time of Wiggins’ trial. Maryland law provides that evidence in a capital sentencing proceeding must be “reliable” to be admissible, see Whittlesey v. State,
Much of the other “evidence” in Selvog’s report (including Wiggins’ claim that he was drugged by his Job Corps supervisor and raped while unconscious, and that he was raped by the teenage sons at his fourth foster home) was also undocumented and based entirely on Wiggins’ say-so. The Court treats all this uncorroborated gossip as established fact,
The Court contends that Selvog’s report “may have been admissible,” ante, at 536 — relying for that contention upon Whittlesey v. State, supra. Whittlesey, however, merely vacated the trial judge’s decision that a social-history report assembled by Selvog was per se inadmissible on hearsay grounds and remanded for a determination whether the hearsay evidence was “reliable.” Id., at 71-72,
Given that the anecdotes in Selvog’s report were unreliable, and therefore inadmissible, the only way Wiggins’ trial attorneys could have presented these allegations to the jury would have been to place Wiggins on the witness stand. Wiggins has not established (and the Court does not assert) any “reasonable probability” that they would have done this, given the dangers they saw in exposing their client to cross-examination over a wide range of issues. See App. 353 (Wiggins’ trial attorneys advising him in open court: “ ‘Kevin, if you do take the witness stand, you must answer any question that’s asked of you. If it is a question the judge rules is a permissible question, you would have to answer’”). Their perception of those dangers must surely have been heightened by their observation of Wiggins’ volatile and obnoxious behavior throughout the trial. See, e. g.,
But even indulging, for the sake of argument, the Court’s belief that Selvog’s report “may” have been admissible, ante, at 536, the Court’s prejudice discussion simply assumes without analysis that the sentencing jury would have believed the report’s hearsay accounts of Wiggins’ statements. Ante, at 536-537. Yet that same jury would have learned during the guilt phase of the trial that Wiggins is a proven liar, see App. 179-180, and Wiggins would not have aided his credibility with the jury by avoiding the witness stand and funneling his story through a social worker. I doubt very much that Wiggins’ jury would have shared the Court’s uncritical and wholesale acceptance of these hearsаy claims.
* * *
Today’s decision is extraordinary — even for our “‘death-is-different’ ” jurisprudence. See Simmons v. South Carolina,
Notes
Title 28 U. S. C. § 2254(e)(1) provides:
“In a proceeding instituted by an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court, a determination of a factual issue made by a State court shall be presumed to be correct. The applicant shall have the burden of rebutting the presumption of correctness by clear and convincing evidence.”
The only incident contained in the “social history” report about which Schlaich did not confirm knowledge was the occurrence of sexual abuse in more than one of Wiggins’ foster homes. And that knowledge remained unconfirmed only because the question posed asked him whether he knew of reports of abuse at “ ‘one’ ” of the foster homes. App. 490. The record does not show that Schlaich knew of all these incidents in the degree of detail contained in the “social history” report — but it does not show that he did not, either. In short, given Schlaich’s testimony, there is no basis
The Court defends its refusal to adhere to these state-court factual determinations on the ground that “the Maryland Court of Appeals’ conclusion that the scope of counsel’s investigation... met the legal standards set forth in Strickland represented an objectively unreasonable application of our precedent.” Ante, at 528-529. That is an inadequate response, for several reasons. First, because in the very course of determining what was the scope of counsel’s investigation, the Court was bound to accept (as it did not) the Maryland Court of Appeals’ factual findings that counsel knew of Wiggins’ background, including his “most unfortunate childhood.” And it is an inadequate response, secondly, because even
Introducing evidence that Wiggins suffered semiweekly (or perhaps daily) sexual abuse as a child, for example, could have led the jury to conclude that this horrible experience made Wiggins precisely the type of person who could perpetrate this bizarre crime — in which a 77-year-old woman was found drowned in the bathtub of her apartment, clothed but missing her underwear, and sprayed with Black Flag Ant and Roach Killer.
Wiggins’ postconviction lawyers could have increased the credibility of these anecdotes, and assisted this Court’s prejudice determination, by at least having Wiggins testify under oath in the state postconviction proceedings as to his allegedly abusive childhood. They did not do that—
