Washington v. Ryan
789 F.3d 1041
9th Cir.2015Background
- Theodore Washington, an Arizona death-row inmate, filed a federal habeas petition; the district court denied relief and entered judgment on June 8, 2005. The 30-day appellate clock under Fed. R. App. P. 4(a)(1)(A) expired July 8, 2005.
- Washington’s counsel filed a notice of appeal one day late (July 11) and simultaneously filed a motion for a certificate of appealability (COA).
- The district court later denied a Rule 60(b) motion to vacate/re-enter judgment nunc pro tunc to June 9, 2005 (to render the appeal timely); Washington appealed that denial and the untimeliness question.
- The Ninth Circuit concluded it lacked jurisdiction to hear the underlying habeas-appeal because the notice of appeal was filed one day late and the COA motion could not be construed as a Rule 4(a)(5) extension request.
- The court affirmed denial of the Rule 60(b) motion: Rule 60(b)(1) cannot be used to extend the time to appeal where Rule 4(a) supplies the exclusive remedy; Rule 60(b)(6) relief requires extraordinary circumstances (attorney abandonment), which the district court found was not shown here.
Issues
| Issue | Washington's Argument | Ryan's Argument | Held |
|---|---|---|---|
| Whether the late notice of appeal deprives the court of jurisdiction | One-day-late filing should be excused; COA motion filed promptly and should be treated as extension under Rule 4(a)(5) | Rule 4(a) time limit is jurisdictional; untimely notice deprives court of jurisdiction | Court dismissed habeas appeal for lack of jurisdiction; COA motion cannot be construed as a Rule 4(a)(5) extension |
| Whether a motion for COA can be treated as a Rule 4(a)(5) motion for extension of time | COA motion was filed within 30 days and should be fairly read as a request for late appeal | Precedent bars construing untimely notices/motions as extension requests; COA did not mention timeliness | Court held COA cannot be treated as a Rule 4(a)(5) extension motion |
| Whether Rule 60(b)(1) (excusable neglect/mistake) can be used to cure an untimely appeal | The deadline miscalculation by counsel supports relief under Rule 60(b)(1) to re-enter judgment nunc pro tunc | Rule 4(a) provides the exclusive mechanism to extend appellate time; allowing Rule 60(b)(1) would subvert Rule 4(a)(5) limits | Court held Rule 60(b)(1) cannot be used to extend the time to appeal; denial of 60(b) affirmed |
| Whether Rule 60(b)(6) extraordinary-circumstances relief is available for counsel error | Counsel’s miscalculation/neglect constitutes extraordinary circumstances warranting relief | Only attorney abandonment or similarly egregious conduct qualifies; mere negligence does not | Court affirmed denial: facts showed negligence, not abandonment, so 60(b)(6) relief unavailable |
Key Cases Cited
- Bowles v. Russell, 551 U.S. 205 (Sup. Ct. 2007) (statutory appellate deadlines are jurisdictional)
- Robinson v. Schriro, 595 F.3d 1086 (9th Cir. 2010) (granting new penalty-phase trial to co-defendant on sentencing claims)
- Mackey v. Hoffman, 682 F.3d 1247 (9th Cir. 2012) (Rule 60(b)(6) can provide relief where attorney abandonment occurred)
- In re Stein, 197 F.3d 421 (9th Cir. 1999) (Rule 60(b) cannot be used to evade Rule 4(a) when Rule 4(a)/77(d) address the problem)
- Maples v. Thomas, 565 U.S. 266 (Sup. Ct. 2012) (attorney abandonment can excuse procedural default)
- Martinez v. Ryan, 566 U.S. 1 (Sup. Ct. 2012) (ineffective-assistance-of-trial-counsel claims at initial-review state collateral proceedings)
- Stein v. (In re Stein) is already listed — see above; included here for Rule 60(b) doctrine
- Gonzalez v. Crosby, 545 U.S. 524 (Sup. Ct. 2005) (distinguishing habeas claims from Rule 60(b) relief)
- Towery v. Ryan, 673 F.3d 933 (9th Cir. 2012) (attorney negligence binds habeas petitioner absent abandonment)
- Lawrence v. Florida, 549 U.S. 327 (Sup. Ct. 2007) (attorney miscalculation is generally not sufficient for equitable tolling)
