BOWLES v. RUSSELL, WARDEN
No. 06-5306
Supreme Court of the United States
Argued March 26, 2007—Decided June 14, 2007
551 U.S. 205
No. 06-5306. Argued March 26, 2007—Decided June 14, 2007
THOMAS, J., delivered the opinion
Paul Mancino, Jr., argued the cause for petitioner. With him on the briefs were Paul Mancino III and Brett Mancino.
William P. Marshall argued the cause for respondent. With him on the brief were Marc Dann, Attorney General of Ohio, Elise W. Porter, Acting Solicitor General, and Stephen P. Carney, Robert J. Krummen, and Elizabeth T. Scavo, Deputy Solicitors.
Malcolm L. Stewart argued the cause for the United States as amicus curiae urging affirmance. On the brief were Solicitor General Clement, Assistant Attorney General Keisler, Deputy Solicitor General Dreeben, Eric D. Miller, Douglas N. Letter, and Lowell V. Sturgill, Jr.*
JUSTICE THOMAS delivered the opinion of the Court.
In this case, a District Court purported to extend a party‘s time for filing an appeal beyond the period allowed by statute. We must decide whether the Court of Appeals had jurisdiction to entertain an appeal filed after the statutory period but within the period allowed by the District Cоurt‘s order. We have long and repeatedly held that the time limits for filing a notice of appeal are jurisdictional in nature. Accordingly, we hold that petitioner‘s untimely notice—even though filed in reliance upon a District Court‘s order—deprived the Court of Appeals of jurisdiction.
I
In 1999, an Ohio jury convicted petitioner Keith Bowles of murder for his involvement in the beating death of Ollie Gipson. The jury sentenced Bowles to 15-years-to-life imprisonment. Bowles unsuccessfully challenged his conviction and sentence on direct appeal.
Bowles then filed a federal habeas corpus application on September 5, 2002. On September 9, 2003, the District Court denied Bowles habeas relief. After the entry of final judgment, Bowles had 30 days to file a notice of appeal.
On February 10, 2004, the District Court granted Bowles’ motion. But rather than extending the time period by 14 days, as
On appeal, respondent Russell argued that Bowles’ notice was untimely and that the Court of Appeals therefore lacked jurisdiction to hear the case. The Court of Appeals agreed. It first recognized that this Court has consistently held the requirement of filing a timely notice of appeal is “mandatory and jurisdictional.” 432 F. 3d 668, 673 (CA6 2005) (citing Browder v. Director, Dept. of Corrections of Ill., 434 U. S. 257, 264 (1978)). The court also noted that Courts of Ap-peals have uniformly held thаt
II
According to
“(6) Reopening the Time to File an Appeal.
“The district court may reopen the time to file an appeal for a period of 14 days after the date when its order to reopen is entered, but only if all the following conditions are satisfied:
“(A) the motion is filed within 180 days after the judgment or order is entered or within 7 days after the moving party receives notice of the entry, whichever is earlier;
“(B) the court finds that the moving party was entitled to notice of the entry of the judgment or order sought to be appealed but did not receive the notice from the district court or any party within 21 days after entry; and
“(C) the court finds that no party would be prejudiced.” (Emphasis added.)1
It is undisputed that the District Court‘s order in this case purported to reopen the filing period for more than 14 days. Thus, the question before us is whether the Court of Appeals lacked jurisdiction to entertain an appeal filed outside the 14-day window allowed by
A
This Court has long held that the taking of an appeal within the prescribed time is “mandatory and jurisdictionаl.” Griggs v. Provident Consumer Discount Co., 459 U. S. 56, 61 (1982) (per curiam) (internal quotation marks omitted);2 accord, Hohn v. United States, 524 U. S. 236, 247 (1998); Torres v. Oakland Scavenger Co., 487 U. S. 312, 314–315 (1988); Browder, 434 U. S., at 264. Indeed, even prior to the creation of the circuit courts of appeals, this Court regarded statutory limitations on the timing of appeals as limitations on its own jurisdiction. See Scarborough v. Pargoud, 108 U. S. 567, 568 (1883) (“[T]he writ of error in this case was not brought within the time limited by law, and we have consequently no jurisdiction“); United States v. Curry, 6 How. 106, 113 (1848) (“[A]s this appeal has not been prosecuted in the manner directed, within the time limited by the acts of Congress, it must be dismissed for want of jurisdiction“). Reflecting the consistency of this Court‘s holdings, the courts of appeals routinely and uniformly dismiss untimely appeals for lack of jurisdiction. See, e. g., Atkins v. Medical Dept. of Augusta Cty. Jail, No. 06–7792, 2007 WL 1048810 (CA4, Apr. 4, 2007) (per curiam) (unpublished); see also 15A C. Wright, A. Miller, & E. Cooper, Federal Practice and Procedure § 3901, p. 6 (2d ed. 1992) (“The rule is well settled that failure to file a timely notice of appeal defeats the jurisdiction of a court of appeals“). In fact, the author of today‘s dissent recently reiterated that “[t]he accepted fact is that some time limits are jurisdictional even though expressed in a separate statutory section from jurisdictional grants, see, e. g., . . .
Although several of our reсent decisions have undertaken to clarify the distinction between claims-processing rules and jurisdictional rules, none of them calls into question our longstanding treatment of statutory time limits for taking an appeal as jurisdictional. Indeed, those decisions have also recognized the jurisdictional significance of the fact that a time limitation is set forth in a statute. In Kontrick v. Ryan, 540 U. S. 443 (2004), we held that failure to comply with the time requirement in
This Court‘s treatment of its certiorari jurisdiction also demonstrates the jurisdictional distinction between court-promulgated rules and limits enacted by Congress. According to our Rules, a petition for a writ of certiorari must be filed within 90 days of the entry of the judgment sought to be reviewed. See this Court‘s Rule 13.1. That 90-day period applies to both civil and criminal cases. But the 90-day period for civil cases derives from both this Court‘s Rule 13.1 and
Jurisdictional treatment of statutory time limits makes good sense. Within constitutional bounds, Congress decides what cases the federal courts have jurisdiction to consider. Because Congress decides whether federal сourts can hear cases at all, it can also determine when, and under what conditions, federal courts can hear them. See Curry, 6 How., at 113. Put another way, the notion of “‘subject-matter’ jurisdiction obviously extends to ‘classes of cases . . . falling within a court‘s adjudicatory authority,’” Eberhart, supra, at 16 (quoting Kontrick, supra, at 455), but it is no less “jurisdictional” when Congress prohibits federal courts from adjudicating an otherwise legitimate “class of cases” after a certain period has elapsed from final judgment.
The resolution of this case follows naturally from this reasoning. Like the initial 30-day period for filing a notice of appeal, the limit on how long а district court may reopen that period is set forth in a statute,
B
Bowles contends that we should excuse his untimely filing because he satisfies the “unique circumstances” doctrine, which has its roots in Harris Truck Lines, Inc. v. Cherry Meat Packers, Inc., 371 U. S. 215 (1962) (per curiam). There, pursuant to then-Rule 73(a) of the Federal Rules of Civil Procedure, a District Court entertained a timely motion to extend the time for filing a notice of appeal. The District Court found the moving party had established a showing of “excusable neglect,” as required by the Rule, and granted the mоtion. The Court of Appeals reversed the finding of excusable neglect and, accordingly, held that the District Court lacked jurisdiction to grant the extension. Harris Truck Lines, Inc. v. Cherry Meat Packers, Inc., 303 F. 2d 609, 611–612 (CA7 1962). This Court reversed, noting “the obvious great hardship to a party who relies upon the trial judge‘s finding of ‘excusable neglect.’” 371 U. S., at 217.
Today we make clear that the timely filing of a notice of appeal in a civil case is a jurisdictional requirement. Because this Court has no authority to create equitable exceptions to jurisdictional requirements, use of the “unique circumstances” doctrine is illegitimate. Given that this Court has applied Harris Truck Lines only once in the last half century, Thompson v. INS, 375 U. S. 384 (1964) (рer curiam), several courts have rightly questioned its continuing validity. See, e. g., Panhorst v. United States, 241 F. 3d 367, 371 (CA4 2001) (doubting “the continued viability of the unique circumstances doctrine“). See also Houston v. Lack, 487 U. S. 266, 282 (1988) (SCALIA, J., dissenting) (“Our later cases . . . effectively repudiate the Harris Truck Lines approach . . .“); Osterneck v. Ernst & Whinney, 489 U. S. 169, 170 (1989) (referring to “the so-called ‘unique circumstances’ exception” to the timely appeal requirement). We see no compelling reason to resurrect the doctrine from its 40-year slumber. Accordingly, we reject Bowles’ reliance on the doctrine, and we overrule Harris Truck Lines and Thompson to the extent they purport to authorize an exception to a jurisdictional rule.
C
If rigorous rules like the оne applied today are thought to be inequitable, Congress may authorize courts to promulgate rules that excuse compliance with the statutory time limits. Even narrow rules to this effect would give rise to litigation testing their reach and would no doubt detract from the clarity of the rule. However, congressionally authorized rule-making would likely lead to less litigation than court-created exceptions without authorization. And in all events, for the reasons discussed above, we lack present authority to make the exception petitioner seeks.
III
The Court of Appeals correctly held that it lacked jurisdiction to consider Bowles’ appeal. The judgment of the Court of Appeals is affirmed.
It is so ordered.
JUSTICE SOUTER, with whom JUSTICE STEVENS, JUSTICE GINSBURG, and JUSTICE BREYER join, dissenting.
The District Court told petitioner Keith Bowles that his notice of appeal was due on February 27, 2004. He filed a notice of appeal on February 26, only to be told that he was too late because his deadline had actually been February 24. It is intolerable for the judicial system to treat people this way, and there is not even a technical justification for condoning this bait and switch. I respectfully dissent.
I
“‘Jurisdiction,’” we have warned several times in the last decade, “‘is a word of many, too many, meanings.’” Steel Co. v. Citizens for Better Environment, 523 U. S. 83, 90 (1998) (quoting United States v. Vanness, 85 F. 3d 661, 663, n. 2 (CADC 1996)); Kontrick v. Ryan, 540 U. S. 443, 454 (2004) (quoting Steel Co.); Arbaugh v. Y & H Corp., 546 U. S. 500, 510 (2006) (same); Rockwell Int‘l Corp. v. United States, 549 U. S. 457, 467 (2007) (same). This variety of meaning has insidiously tempted courts, this one included, to engage in “less than meticulous,” Kontrick, supra, at 454, sometimes even “profligate . . . use of the term,” Arbaugh, supra, at 510.
In recent years, however, we have tried to clean up our language, and until today we have been avoiding the errone-ous jurisdictional conclusions that flow from indiscriminate use of the ambiguous word. Thus, although we used to call the sort of time limit at issue here “mandatory and jurisdictional,” United States v. Robinson, 361 U. S. 220, 229 (1960), we have recently and repeatedly corrected that designation as a misuse of the “jurisdiction” label, Arbaugh, supra, at 510 (citing Robinson as an example of improper use of the term “jurisdiction“); Eberhart v. United States, 546 U. S. 12, 17–18 (2005) (per curiam) (same); Kontrick, supra, at 454 (same).
But one would never guess this from reading the Court‘s opiniоn in this case, which suddenly restores Robinson‘s indiscriminate use of the “mandatory and jurisdictional” label to good law in the face of three unanimous repudiations of Robinson‘s error. See ante, at 209. This is puzzling, the more so because our recent (and, I repeat, unanimous) efforts to confine jurisdictional rulings to jurisdiction proper were obviously sound, and the majority makes no attempt to show they were not.1
courts of appeals mandatory, see Arbaugh, supra, at 514.2 As the Court recognizes, ante, at 210–211, this is no way to regard time limits set out in a court rule rather than a statute, see Kontrick, supra, at 452 (“Only Congress may determine a lower federal court‘s subject-matter jurisdiction“). But neither is jurisdictional treatment automatic when a time limit is statutory, as it is in this case. Generally speaking, limits on the reach of federal statutes, even nontemporal ones, are only jurisdictional if Congress says sо: “when Congress does not rank a statutory limitation on coverage as jurisdictional, courts should treat the restriction as nonjurisdictional in character.” Arbaugh, 546 U. S., at 516. Thus, we have held “that time prescriptions, however emphatic, ‘are not properly typed “jurisdictional,“’” id., at 510 (quoting Scarborough v. Principi, 541 U. S. 401, 414 (2004)), absent some jurisdictional designation by Congress. Congress put no jurisdictional tag on the time limit here.3
The time limit at issue here, far from defining the set of cases that may be adjudicated, is much more like a statute of limitations, which provides an affirmative defense, see
Consistent with the traditional view of statutes of limitations, and the carefully limited concept of jurisdiction explained in Arbaugh, Eberhart, and Kontrick, an exception to the time limit in
The majority avoids clashing with Harris and Thompson by overruling them on the ground of their “slumber,” ante, at 214, and inconsistency with a time-limit-as-jurisdictional rule.5 But eliminating those precedents underscores what
has become the principal question of this case: why does today‘s majority refuse to come to terms with the steady stream of unanimous statements from this Court in the past four years, culminating in Arbaugh‘s summary a year ago? The majority begs this question by refusing to confront what we have said: “in recent decisions, we have clarified that time prescriptions, however emphatic, ‘are not properly typed “jurisdictional.“’” Arbaugh, 546 U. S., at 510 (quoting Scarborough, 541 U. S., at 414). This statement of the Court, and those preceding it for which it stands as a summation, cannot be dismissed as “some dicta,” ante, at 209, n. 2, and cannot be ignored on the ground that some of them were made in cases where the challenged restriction was not a time limit, see ante, at 211. By its refusal to come to grips with our considered stаtements of law the majority leaves the Court incoherent.
In ruling that Bowles cannot depend on the word of a District Court Judge, the Court demonstrates that no one may depend on the recent, repeated, and unanimous statements of all participating Justices of this Court. Yet more incongruously, all of these pronouncements by the Court, along with two of our cases,6 are jettisoned in a ruling for which the leading justification is stare decisis, see ante, at 209 (“This Court has long held . . .“).
II
We have the authority to recognize an equitable exception to the 14-day limit, and we should do that here, as it certainly seems reasonable to rely on an order from a federal judge.7
Bowles, though, does not have to convince us as a matter of first impression that his reliance was justified, for we only have to look as far as Thompson to know that he ought to prevail. There, the would-be appellant, Thompson, had filed post-trial motions 12 days after the District Court‘s final order. Although the rules said they should have been filed within 10,
Thompson should control. In that case, and this one, the untimely filing of a notice of appeal resulted from reliance on an error by a District Court, an error that caused no evident prejudice to the other party. Actually, therе is one difference between Thompson and this case: Thompson filed his post-trial motions late, and the District Court was mistaken when it said they were timely; here, the District Court made the error out of the blue, not on top of any mistake by Bowles, who then filed his notice of appeal by the specific date the District Court had declared timely. If anything, this distinction ought to work in Bowles‘s favor. Why should we have rewarded Thompson, who introduced the error, but now punish Bowles, who merely trusted the District Court‘s statement?8
Under Thompson, it would be no answer to say that Bowles‘s trust was unreasonable because the 14-day limit was clear and counsel should have checked the judge‘s arithmetic. The 10-day limit on post-trial motions was no less pellucid in Thompson, which came out the other way. And what is more, counsel here could not have uncovered the court‘s error simply by counting off the days on a calendar.
lawyer had no obligation to go behind the terms of the order he received.
I have to admit that Bowles‘s counsel probably did not think the order might have been entered on a different day from
I would vacate the decision of the Court of Appeals and remand for consideration of the merits.
