Vance v. Ball State Univ.
133 S. Ct. 2434
| SCOTUS | 2013Background
- Vance, an African-American BSU employee, faced racially hostile environment allegations involving Saundra Davis, a BSU catering employee who did not have authority to hire/fire/demote/transfer; district court and Seventh Circuit found Davis not Vance's supervisor, applying a negligence framework to BSU's liability; Supreme Court granted cert. to resolve supervisor status for vicarious liability under Title VII.
- Seventh Circuit defined supervisor as one who can hire, fire, demote, promote, transfer, or discipline; Davis lacked such power, so BSU not liable absent negligence.
- Ellerth and Faragher framework set two liability paths: strict vicarious liability for tangible action by a supervisor, and vicarious liability with an affirmative defense if no tangible action; co-worker harassment uses a negligence standard.
- Court granted certiorari to clarify supervisor concept and rejected the EEOC Guidance’s broader supervisor standard in favor of a tangible-action-centered test.
- Lower courts were split on supervisor scope; Petitioner argued broader, government amici urged EEOC Guidance; amicus briefs referenced various circuits’ approaches.
- Court affirmed Seventh Circuit, holding supervisor must be empowered to take tangible employment actions to trigger vicarious liability, rejecting broader EEOC Guidance.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Who qualifies as supervisor for Title VII vicarious liability | Vance argues broader EEOC Guidance defines supervisor | BSU/US argue Ellerth/Faragher framework supports tangible-action test | Supervisor must be empowered to take tangible employment actions |
| Is the EEOC Guidance's broader standard appropriate | EEOC Guidance should apply, recognizing daily-control authority | Court should reject broad standard in favor of tangible-action test | Rejected; EEOC Guidance not persuasive; adopt tangible-action standard |
| Whether Davis was Vance's supervisor | Davis had leadership duties and directed kitchen staff | Evidence insufficient to show Davis could take tangible actions | Davis not Vance's supervisor under the Court's standard as no tangible action power shown |
| Impact on harassment claims when harasser lacks tangible-action power | Victims still protected by negligence standard | Narrow supervisor definition safeguards employers | Negligence standard remains for co-worker harassment; supervisor liability limited to tangible-action power cases |
Key Cases Cited
- Burlington Industries, Inc. v. Ellerth, 524 U.S. 742 (U.S. 1998) (established two-path liability framework; tangible-action trigger for strict liability)
- Faragher v. Boca Raton, 524 U.S. 775 (U.S. 1998) (supervisor harassment framework with affirmative defense when no tangible action)
- Rogers v. EEOC, 454 F.2d 234 (5th Cir. 1971) (hostile environment recognition under Title VII)
- Meritor Savings Bank, FSB v. Vinson, 477 U.S. 57 (U.S. 1986) (developed hostile environment theory under Title VII)
- Pennsylvania State Police v. Suders, 542 U.S. 129 (U.S. 2004) (constructive discharge and employer liability framework under Ellerth/Faragher)
- Noviello v. Boston, 398 F.3d 76 (1st Cir. 2005) (broad vs tangible-action supervisor interpretations)
- Whitten v. Fred's, Inc., 601 F.3d 231 (4th Cir. 2010) (discussed supervisor scope and daily-control authority)
- Parkins v. Civil Constructors of Ill., Inc., 163 F.3d 1027 (7th Cir. 1998) (tangible-action and supervisor status discussions)
- Joens v. John Morrell & Co., 354 F.3d 938 (8th Cir. 2004) (supervisor status precedents discussed)
- Mack v. Otis Elevator Co., 326 F.3d 116 (2d Cir. 2003) (EEOC Guidance influence on supervisor definition)
- Rhodes v. Illinois Dept. of Transp., 359 F.3d 498 (7th Cir. 2004) (harassment by non-tangible-action supervisors analyzed)
- Starke v. CRST Van Expedited, Inc., 679 F.3d 657 (8th Cir. 2012) (EEOC v. CRST harassment case cited)
- EEOC v. CRST Van Expedited, Inc., 679 F.3d 657 (8th Cir. 2012) (illustrates supervisor scope and harassment remedies)
