United States v. Trujillo
960 F.3d 1196
| 10th Cir. | 2020Background
- Defendant pleaded guilty on Sept. 25, 2018 to being a felon in possession of a firearm and ammunition (18 U.S.C. § 922(g)(1)); district court sentenced him to 120 months’ imprisonment and 3 years supervised release.
- After Rehaif v. United States, 139 S. Ct. 2191 (2019), the law requires the Government to prove the defendant knew of his felon status when possessing a firearm; Rehaif was decided while this appeal was pending.
- Defendant argued his Rule 11 plea colloquy was constitutionally inadequate because the court did not advise him of the knowledge-of-status element required by Rehaif; the claim was reviewed for plain error because it was not raised below.
- The district court omitted the knowledge-of-status element at the plea but the record showed Defendant had six prior felony convictions, served time, and admitted awareness of wrongdoing—facts the court found undermined any claim of prejudice.
- Separately, the district court misapplied U.S.S.G. § 2K2.1(a)(1) (used when a defendant has at least two violent-felony convictions) even though Defendant had only one such conviction; the government conceded this sentencing error.
- Holding: the court affirmed the conviction (Rehaif-related omission was plain error but not prejudicial or structural) and remanded for resentencing because the Guidelines error plainly affected Defendant’s substantial rights.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether omission of Rehaif knowledge-of-status element in plea colloquy invalidates plea | Government conceded the omission was plain error but argued no prejudice given the record (overwhelming evidence Defendant knew he was a felon) | Defendant argued omission rendered plea unknowing, involuntary, and thus constitutionally invalid (structural error or, at minimum, plain error affecting substantial rights) | Omission was plain error but not structural; Defendant failed to show a reasonable probability he would have gone to trial, so conviction affirmed |
| Whether district court erred in applying U.S.S.G. § 2K2.1(a)(1) (two violent felonies) | Government conceded the guideline application was erroneous | Defendant argued the court misapplied the guideline because he had only one violent-felony conviction | Plain error shown; error increased base offense level and guideline range; remanded for resentencing |
Key Cases Cited
- Rehaif v. United States, 139 S. Ct. 2191 (Sup. Ct. 2019) (knowledge-of-status is an element of § 922(g) offenses)
- Silva v. United States, 889 F.3d 704 (10th Cir. 2018) (pre-Rehaif statement of § 922(g) elements)
- Dominguez Benitez v. United States, 542 U.S. 74 (2004) (plain-error review of Rule 11 omissions; harmless-error/structural-error distinctions)
- Henderson v. Morgan, 426 U.S. 637 (1976) (plea involuntary where defendant not informed of an essential element; examine totality of circumstances)
- Hicks v. Franklin, 546 F.3d 1279 (10th Cir. 2008) (applying Henderson framework to vacate plea when a critical element was omitted)
- Boykin v. Alabama, 395 U.S. 238 (1969) (plea must be an intelligent and voluntary waiver of constitutional rights)
- Johnson v. United States, 520 U.S. 461 (1997) (structural-error doctrine narrow; appellate discretion on plain error relief)
- Weaver v. Massachusetts, 137 S. Ct. 1899 (2017) (three rationales for structural error analysis)
- Neder v. United States, 527 U.S. 1 (1999) (omission of an element generally subject to harmless-error review)
- Molina-Martinez v. United States, 136 S. Ct. 1338 (2016) (incorrect Guidelines range generally establishes prejudice under plain-error review)
