950 F.3d 576
8th Cir.2020Background:
- Jawher entered the U.S. on a B-2 visa in 2007; the visa expired and he remained in the country.
- He married a U.S. citizen, filed multiple petitions to adjust status, received a work permit, and was interviewed by USCIS; DHS issued a Notice to Appear in 2015.
- In September 2017 Jawher fatally shot a customer; he was indicted under 18 U.S.C. § 922(g)(5)(A) for being an alien unlawfully in the U.S. and possessing a firearm.
- Jawher pleaded guilty on May 7, 2018; the plea colloquy admitted illegal presence and knowing possession but did not inquire whether Jawher knew he was unlawfully present.
- After the Supreme Court decided Rehaif v. United States (2019) (holding the government must prove a defendant knew his prohibited status under § 922(g)), Jawher raised a Rehaif challenge on appeal.
- Applying plain-error review, the Eighth Circuit concluded the Rule 11 plea colloquy was deficient under Rehaif, found prejudice, vacated the plea and conviction, and remanded.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the Rule 11 plea colloquy was sufficient under Rehaif (did court inform defendant of knowledge-of-status element) | Jawher: Court failed to advise or establish factual basis that he knew he was unlawfully present; plea not knowing | Gov: At time of plea law did not require knowledge-of-status; indictment tracked statute; no reversible Rule 11 error | Court: Error was plain under Rehaif; Rule 11 violated; plea vacated |
| Whether Jawher can show plain-error prejudice (substantial rights) — reasonable probability he would not have pled guilty | Jawher: Long residence, work permit, marriage, pending petitions and USCIS contact support a plausible belief he was legal, so he likely would have gone to trial | Gov: Record could show knowledge or alternate charging theory (§922(g)(5)(B)) so no reasonable probability of different outcome | Court: Jawher carried burden to show reasonable probability of different outcome; substantial-rights prong met |
| Whether the indictment or alternate subsection §922(g)(5)(B) bars relief | Jawher: Indictment tracked §922(g)(5)(A) and was sufficient | Gov: Indictment also charged §922(g)(5)(B) so Rehaif error immaterial | Court: Declined to rely on gov’t §5(B) argument; found indictment adequate and did not foreclose relief |
Key Cases Cited
- Rehaif v. United States, 139 S. Ct. 2191 (2019) (government must prove defendant knew his prohibited status under §922(g))
- Olano v. United States, 507 U.S. 725 (1993) (plain-error review framework)
- United States v. Dominguez Benitez, 542 U.S. 74 (2004) (defendant shows prejudice in plea context by reasonable probability he would not have pleaded)
- United States v. Balde, 943 F.3d 73 (2d Cir. 2019) (Rehaif error in plea colloquy can be plain error; close-status facts may warrant relief)
- United States v. Davies, 942 F.3d 871 (8th Cir. 2019) (vacating pre-Rehaif §922(g) conviction where record supported reasonable doubt about knowledge-of-status)
- United States v. Pirani, 406 F.3d 543 (8th Cir. 2005) (an error may be ‘‘plain’’ at time of appeal even if not settled at trial)
- United States v. Sewell, 513 F.3d 820 (8th Cir. 2008) (indictment is sufficient if it tracks statutory language)
- United States v. Dvorak, 617 F.3d 1017 (8th Cir. 2010) (indictment can be sufficient even if it omits an essential knowledge element)
