965 F.3d 427
5th Cir.2020Background
- In October 2018 Brandon was indicted under 18 U.S.C. § 922(g)(1) for being a felon in possession of a .38 caliber revolver; he pleaded guilty on December 17, 2018 without a plea agreement.
- At plea Brandon stipulated that officers stopped his vehicle, a drug dog alerted, officers found methamphetamine and a revolver under the front passenger seat, and Brandon admitted he had the gun and handed it to a passenger to hide.
- Criminal-history checks and the PSR showed a 2008 Texas conviction for Burglary of a Building (a state jail felony) with a Judgment of Conviction signed and thumbprinted by Brandon; he received probation that was later revoked in 2009.
- The district court accepted Brandon’s plea, later sentenced him to 30 months’ imprisonment and three years’ supervised release, and Brandon appealed.
- After sentencing the Supreme Court decided Rehaif (requiring proof that a § 922(g) defendant knew his prohibited status), and Brandon argued plain error because the plea colloquy did not establish his knowledge of felon status at the time of possession.
- The Fifth Circuit concluded the district court erred under Rehaif but that the record (state-court judgment, probation-revocation acknowledgment, and Brandon’s conduct at arrest) established he knew his status, so the error did not affect his substantial rights and the conviction was affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court plainly erred in accepting the guilty plea because the record did not establish, per Rehaif, that Brandon knew he was a felon when he possessed the firearm | Brandon argued the plea colloquy did not show he knew his prior conviction was punishable by >1 year and thus did not satisfy Rehaif’s scienter requirement | Government argued the whole record (state judgment labeling the offense a felony, probation revocation admissions, and Brandon’s evasive conduct/attempt to conceal the gun) shows he knew his status, so any error was harmless | Court: Error under Rehaif was clear, but no plain error relief — the record shows Brandon knew his status and there is no reasonable probability he would have refused the plea, so conviction affirmed |
Key Cases Cited
- Rehaif v. United States, 139 S. Ct. 2191 (2019) (§ 922(g) requires proof defendant knew he belonged to the prohibited class)
- Rosales-Mireles v. United States, 138 S. Ct. 1897 (2018) (standard for whether to correct plain error)
- Puckett v. United States, 556 U.S. 129 (2009) (plain-error framework and substantial-rights inquiry)
- Olano, United States v., 507 U.S. 725 (1993) (plain-error doctrine exposition)
- Dominguez Benitez v. United States, 542 U.S. 74 (2004) (reasonable-probability standard for prejudice from plea-process errors)
- United States v. Lavalais, 960 F.3d 180 (5th Cir. 2020) (applying Rehaif on direct appeal)
- United States v. Hicks, 958 F.3d 399 (5th Cir. 2020) (finding knowledge of status from record and conduct)
- United States v. Ortiz, 927 F.3d 868 (5th Cir. 2019) (permitting appellate courts to scan the full record for facts supporting a plea)
- United States v. Garcia-Paulin, 627 F.3d 127 (5th Cir. 2010) (comparing admitted conduct to charged elements to assess factual-basis sufficiency)
