58 F.4th 606
2d Cir.2022Background
- In 2011 McIntosh was indicted on Hobbs Act robbery and related firearm counts; the indictment included a forfeiture allegation.
- A jury convicted him in 2013; the district court sentenced him to 720 months, ordered restitution, and verbally ordered forfeiture of $75,000 and a BMW.
- The court did not enter a written preliminary forfeiture order before sentencing as required by Fed. R. Crim. P. 32.2(b)(2)(B); the government also failed to timely submit a proposed order.
- On appeal the case was remanded under United States v. Jacobson; the government later sought a formal preliminary forfeiture order, and the district court entered one in August 2017 and included it in an amended judgment.
- McIntosh appealed the amended judgment, arguing (1) the forfeiture must be vacated because the preliminary order was not entered before sentencing, and (2) his felon-in-possession convictions (Counts 12–14) were invalid under Rehaif because the jury was not instructed that he knew his felon status.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether forfeiture must be vacated because the district court failed to enter a preliminary order before sentencing under Fed. R. Crim. P. 32.2(b)(2)(B) | McIntosh: strict compliance required; missed deadline invalidates forfeiture | Govt: Rule 32.2(b) timing is not jurisdictional; court retains power to enter forfeiture despite missed deadline; delay caused no prejudicial harm | The rule is a time-related directive (not jurisdictional); missed deadline does not invalidate forfeiture; judgment affirmed |
| Whether the felon-in-possession convictions (Counts 12–14) require reversal because the jury was not instructed that McIntosh knew he was a felon (Rehaif) | McIntosh: plain error because jury never instructed on the knowledge-of-felon-status element | Govt: Under Greer, defendant must show he would have presented evidence he lacked felon knowledge; McIntosh offered none | No plain error under Greer; convictions affirmed |
Key Cases Cited
- Dolan v. United States, 560 U.S. 605 (2010) (framework for categorizing missed statutory deadlines as jurisdictional, claims-processing, or time-related directives)
- Greer v. United States, 141 S. Ct. 2090 (2021) (Rehaif plain-error standard: defendant must show he would have presented evidence that he lacked the requisite knowledge)
- Rehaif v. United States, 139 S. Ct. 2191 (2019) (government must prove defendant knew his status when possessing a firearm)
- United States v. Martin, 662 F.3d 301 (4th Cir. 2011) (applies Dolan to Rule 32.2 and treats the preliminary-order deadline as non-jurisdictional/time-related)
- United States v. Jacobson, 15 F.3d 19 (2d Cir. 1994) (basis for remand procedure used by the Second Circuit in this case)
