United States v. Joaquin Davalos-Lopez
20-50022
| 9th Cir. | Oct 8, 2021Background
- In 2018 Joaquin Antonio Davalos-Lopez was convicted of illegal reentry (8 U.S.C. § 1326, Count 1) and illegal entry (8 U.S.C. § 1325, Count 2) and sentenced to 37 months' imprisonment and three years' supervised release on each count, to run concurrently.
- On appeal this Court affirmed Count 1 but vacated the sentence on Count 2 because it exceeded the statutory maximum (2 years imprisonment, 1 year supervised release) and remanded for correction. United States v. Davalos-Lopez, 773 F. App'x 967 (9th Cir. 2019).
- On remand Davalos sought full de novo resentencing on both counts based on post‑sentencing rehabilitation and asked for concurrent sentences of time served (29 months and 18 days).
- The district court declined to resentence Count 1, citing the appellate mandate, but purported to reduce Count 2 to time served plus one year supervised release — a result that again produced an imprisonment term exceeding the § 1325 statutory maximum.
- The Court of Appeals reviewed de novo, held the district court lacked authority to resentenced Count 1, found the remand for Count 2 was narrowly limited, identified plain error in the new Count 2 sentence, vacated the Count 2 sentence, and remanded to reduce imprisonment on Count 2 to 24 months.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court could resentence Count 1 after this Court affirmed its sentence on appeal | Davalos: District court may resentence based on post‑sentencing rehabilitation and seek overall reduction | Gov: Mandate rule bars resentencing Count 1; prior appellate affirmance is controlling | Court: Mandate rule bars resentencing Count 1; affirmed Count 1 sentence |
| Scope of remand for Count 2 — full de novo resentencing or limited correction to statutory maximum | Davalos: Remand should allow full resentencing (unbundle package) considering rehabilitation | Gov: Remand is narrow — correct only the statutory‑maximum error on Count 2 | Court: Remand was narrow; only required reducing Count 2 to statutory maximum |
| Whether the district court’s "time served" sentence on Count 2 complied with the statutory maximum and prior mandate | Davalos: Time served appropriate; sought concurrent time‑served sentence | Gov: The imposed term exceeded § 1325 maximum and violated the mandate | Court: District court erred (plain error); vacated Count 2 sentence and remanded to impose 24 months imprisonment |
| Whether appellate court should correct the plain error itself or remand for correction | Davalos: (implicit) remedy should favor lower overall sentence | Gov: District court should correct on remand; appellate relief limited | Court: Noted plain error affecting substantial rights and remanded for limited correction to 24 months |
Key Cases Cited
- United States v. Davalos-Lopez, [citation="773 F. App'x 967"] (9th Cir. 2019) (prior panel affirmed Count 1 and vacated Count 2 for exceeding statutory maximum)
- United States v. Kellington, 217 F.3d 1084 (9th Cir. 2000) (mandate rule and law of the case principles govern remand scope)
- United States v. Luong, 627 F.3d 1306 (9th Cir. 2010) (lower court must follow appellate mandate)
- United States v. Ruiz-Alvarez, 211 F.3d 1181 (9th Cir. 2000) (discussing when a sentencing package is "unbundled")
- Pepper v. United States, 562 U.S. 476 (2011) (post‑sentencing rehabilitation may inform resentencing but remand scope matters)
- United States v. Olano, 507 U.S. 725 (1993) (plain‑error review framework)
- United States v. Joseph, 716 F.3d 1273 (9th Cir. 2013) (application of plain‑error standard)
