982 F.3d 1234
9th Cir.2020Background
- At trial a jury returned a special verdict finding Hardiman responsible for "at least 28 grams but less than 280 grams" of cocaine base.
- At sentencing the district court disagreed with the jury and attributed more than 280 grams to Hardiman, increasing his Guidelines range.
- After Hardiman’s direct appeal became final, this Court decided United States v. Pimentel-Lopez, which held a district court may not find a drug quantity in excess of a jury’s special-verdict finding.
- Hardiman filed a 28 U.S.C. § 2255 petition arguing his Sixth Amendment rights were violated under Pimentel-Lopez; the district court denied relief.
- Hardiman separately moved under 18 U.S.C. § 3582(c)(2) based on Amendment 782; the district court found him eligible for a reduction but declined to reduce his sentence after weighing 18 U.S.C. § 3553(a) factors.
- The appeals court consolidated the appeals and affirmed the district court: it held Pimentel-Lopez announces a new procedural rule not retroactive on collateral review, and § 3582(c)(2) proceedings do not authorize revisiting the drug-quantity finding here.
Issues
| Issue | Plaintiff's Argument (Hardiman) | Defendant's Argument (Government) | Held |
|---|---|---|---|
| Whether Pimentel-Lopez applies retroactively to Hardiman’s § 2255 collateral attack | Pimentel-Lopez requires vacatur because the district court violated his Sixth Amendment right by exceeding the jury’s special-verdict drug-quantity finding. | Pimentel-Lopez announced a new procedural rule and therefore is not retroactive under Teague; Hardiman’s conviction was final before Pimentel-Lopez. | Pimentel-Lopez announced a new procedural rule not retroactive on collateral review under Teague; § 2255 denial affirmed. |
| Whether the district court erred in the § 3582(c)(2) proceeding by failing to apply Pimentel-Lopez to revisit the drug-quantity finding | Pimentel-Lopez requires revisiting the quantity finding and could reduce the sentence. | § 3582(c)(2) provides only limited resentencing for a Guidelines amendment; Pimentel-Lopez does not fall within that scope and supplemental quantity findings are limited to eligibility determinations. | No error: Amendment 782 altered the Guidelines eligibility but did not authorize relitigation of the drug-quantity issue under § 3582(c)(2); district court permissibly denied reduction after § 3553(a) review. |
Key Cases Cited
- United States v. Pimentel-Lopez, 859 F.3d 1134 (9th Cir. 2016) (holds district court may not find drug quantity in excess of jury’s special-verdict finding)
- Teague v. Lane, 489 U.S. 288 (1989) (new procedural rules generally not retroactive on collateral review)
- Chaidez v. United States, 568 U.S. 342 (2013) (clarifies when a rule is ‘‘apparent to all reasonable jurists’’ for Teague purposes)
- Schriro v. Summerlin, 542 U.S. 348 (2004) (distinguishes substantive from procedural new rules for retroactivity)
- Dillon v. United States, 560 U.S. 817 (2010) (§ 3582(c)(2) is a limited resentencing mechanism, not a plenary resentencing)
- United States v. Mercado-Moreno, 869 F.3d 942 (9th Cir. 2017) (district court may make supplemental quantity findings only when necessary to determine § 3582(c)(2) eligibility)
- Mitchell v. Prunty, 107 F.3d 1337 (9th Cir. 1997) (discusses binding effect of special jury findings on questions of guilt, distinguished in Pimentel-Lopez)
