926 F.3d 216
5th Cir.2019Background
- In May 2018 Perez‑Mateo pleaded guilty to illegal reentry (8 U.S.C. § 1326). PSR using the 2016 Guidelines scored him with total offense level 13 and criminal history category IV, yielding a 24–30 month range.
- The PSR assessed two criminal history points for a February 14, 2007 misdemeanor conviction (aiding and abetting illegal entry) after a later probation revocation produced 150 days’ confinement.
- Neither party objected to the PSR; at sentencing Perez‑Mateo confirmed the PSR was correct and the district court adopted it, then sentenced him to 30 months (top of Guidelines).
- On appeal Perez‑Mateo argued for the first time that the 2007 conviction should not count under U.S.S.G. § 4A1.2(e) because the relevant ten‑year period requires commencement of the instant offense by February 14, 2017.
- The PSR indicated Perez‑Mateo was deported in March 2016 and reentered on March 2, 2018; thus the 2007 sentence was more than ten years before the instant offense and should not have been counted.
- The Fifth Circuit found the PSR dates unambiguous, held plain error occurred that affected substantial rights, and vacated the sentence and remanded for resentencing.
Issues
| Issue | Perez‑Mateo's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether the Feb. 2007 conviction counts in criminal history under §4A1.2(e) | The revocation confinement occurred in 2009 and the instant offense commenced Mar. 2, 2018, so the 2007 sentence fell outside the ten‑year lookback and should not count | Implicit district‑court factual finding could support an earlier reentry date; factual disputes should be resolved by the district court | The PSR unambiguously shows reentry on Mar. 2, 2018; the 2007 sentence did not fall within ten years and should not have been counted (plain error) |
| Whether the error is "plain" under Rule 52(b) | The miscalculation is clear from the PSR dates adopted by the court | The issue presents factual questions that defeat plain‑error relief | The error was plain because the PSR dates were unambiguous and adopted by the court |
| Whether the error affected substantial rights and merits correction | The district court relied on the incorrect 24–30 mo. range when imposing the top‑of‑range sentence; thus a reasonable probability exists the outcome would differ | The court referenced unscored criminal history and repeated deportations, so the same sentence would likely have been imposed | The record shows the district court relied on the Guidelines range; Perez‑Mateo proved effect on substantial rights and relief is warranted; vacated and remanded |
Key Cases Cited
- Molina‑Martinez v. United States, 136 S. Ct. 1338 (plain‑error review when defendant failed to object to Guidelines miscalculation)
- Rosales‑Mireles v. United States, 138 S. Ct. 1897 (ordinarily correct plain Guidelines errors affecting substantial rights; consider countervailing factors)
- Olano v. United States, 507 U.S. 725 (standard for forfeited error review)
- Puckett v. United States, 556 U.S. 129 (definition of plain error)
- United States v. Ponce, 896 F.3d 726 (5th Cir.) (commencement of illegal‑reentry offense is triggering date for §4A1.2)
- United States v. Nino‑Carreon, 910 F.3d 194 (5th Cir.) (PSR dates can preclude argument of an implicit earlier date)
- United States v. Urbina‑Fuentes, 900 F.3d 687 (5th Cir.) (criminal history is a §3553(a) factor but does not resolve whether procedural error affects fairness of proceedings)
- United States v. Lawrence, 920 F.3d 331 (5th Cir.) (standard of review for Guidelines interpretation)
