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998 F.3d 508
1st Cir.
2021
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Background

  • In Dec. 2017 the U.S. Coast Guard intercepted a vessel north of Puerto Rico and seized ~1,325 kg of cocaine; Ángel De la Cruz and two crewmembers were arrested and brought to Puerto Rico.
  • De la Cruz was indicted under the Maritime Drug Law Enforcement Act (MDLEA), 46 U.S.C. §§ 70503, 70506, and related importation counts; MDLEA offenses carried a 10-year mandatory minimum.
  • De la Cruz pleaded guilty to all counts and sought "safety valve" relief under 18 U.S.C. § 3553(f) to avoid the statutory minimum; the government opposed, arguing MDLEA was not covered by § 3553(f).
  • The district court ruled § 3553(f) did not apply to MDLEA offenses, denied safety-valve relief (and denied a minor-role reduction), and imposed concurrent 10-year sentences.
  • De la Cruz appealed; the First Circuit reviewed de novo whether the then-applicable § 3553(f) applied to MDLEA offenses and affirmed the district court.
  • The court noted that Congress later (First Step Act, 2018) amended § 3553(f) to include MDLEA offenses prospectively, but that amendment did not apply retroactively to De la Cruz.

Issues

Issue De la Cruz's Argument Government's Argument Held
Whether the § 3553(f) "safety valve" applied to MDLEA offenses MDLEA offenses are "offenses under" 21 U.S.C. § 960 because § 70506 punishes MDLEA violations "as provided in § 960," so § 3553(f) (which lists § 960) covers MDLEA § 3553(f) applies only to offenses expressly listed; MDLEA is not among them and incorporation of § 960's penalty does not make MDLEA an "offense under" § 960 Safety valve did not apply to MDLEA under the then‑controlling text and structure; affirmed
Whether denial of minor-role reduction was erroneous De la Cruz sought a minor-role reduction under the Guidelines Government opposed the reduction District court denied minor-role reduction; on appeal the issue is moot if safety-valve denial stands; overall sentence affirmed

Key Cases Cited

  • United States v. Anchundia-Espinoza, 897 F.3d 629 (5th Cir. 2018) (safety valve does not apply to MDLEA under plain text)
  • United States v. Pertuz-Pertuz, 679 F.3d 1327 (11th Cir. 2012) (same)
  • United States v. Gamboa-Cardenas, 508 F.3d 491 (9th Cir. 2007) (same)
  • United States v. Mosquera-Murillo, 902 F.3d 285 (D.C. Cir. 2018) (held MDLEA eligible for safety valve based on § 960 incorporation)
  • Patterson v. New York, 432 U.S. 197 (1977) (distinguishing elements from affirmative defenses)
  • Apprendi v. New Jersey, 530 U.S. 466 (2000) (facts increasing statutory maximum must be found by jury)
  • Alleyne v. United States, 570 U.S. 99 (2013) (facts increasing mandatory minimum are elements)
  • McMillan v. Pennsylvania, 477 U.S. 79 (1986) (sentencing factors distinct from offense elements under prevailing pre‑Apprendi/McMillan regime)
  • Niz-Chavez v. Garland, 141 S. Ct. 1474 (2021) (textualist approach to statutory interpretation)
  • Russello v. United States, 464 U.S. 16 (1983) (disparate inclusion in same Act implies deliberate choice)
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Case Details

Case Name: United States v. De La Cruz
Court Name: Court of Appeals for the First Circuit
Date Published: May 26, 2021
Citations: 998 F.3d 508; 18-1710P
Docket Number: 18-1710P
Court Abbreviation: 1st Cir.
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