998 F.3d 508
1st Cir.2021Background
- In Dec. 2017 the U.S. Coast Guard intercepted a vessel north of Puerto Rico and seized ~1,325 kg of cocaine; Ángel De la Cruz and two crewmembers were arrested and brought to Puerto Rico.
- De la Cruz was indicted under the Maritime Drug Law Enforcement Act (MDLEA), 46 U.S.C. §§ 70503, 70506, and related importation counts; MDLEA offenses carried a 10-year mandatory minimum.
- De la Cruz pleaded guilty to all counts and sought "safety valve" relief under 18 U.S.C. § 3553(f) to avoid the statutory minimum; the government opposed, arguing MDLEA was not covered by § 3553(f).
- The district court ruled § 3553(f) did not apply to MDLEA offenses, denied safety-valve relief (and denied a minor-role reduction), and imposed concurrent 10-year sentences.
- De la Cruz appealed; the First Circuit reviewed de novo whether the then-applicable § 3553(f) applied to MDLEA offenses and affirmed the district court.
- The court noted that Congress later (First Step Act, 2018) amended § 3553(f) to include MDLEA offenses prospectively, but that amendment did not apply retroactively to De la Cruz.
Issues
| Issue | De la Cruz's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether the § 3553(f) "safety valve" applied to MDLEA offenses | MDLEA offenses are "offenses under" 21 U.S.C. § 960 because § 70506 punishes MDLEA violations "as provided in § 960," so § 3553(f) (which lists § 960) covers MDLEA | § 3553(f) applies only to offenses expressly listed; MDLEA is not among them and incorporation of § 960's penalty does not make MDLEA an "offense under" § 960 | Safety valve did not apply to MDLEA under the then‑controlling text and structure; affirmed |
| Whether denial of minor-role reduction was erroneous | De la Cruz sought a minor-role reduction under the Guidelines | Government opposed the reduction | District court denied minor-role reduction; on appeal the issue is moot if safety-valve denial stands; overall sentence affirmed |
Key Cases Cited
- United States v. Anchundia-Espinoza, 897 F.3d 629 (5th Cir. 2018) (safety valve does not apply to MDLEA under plain text)
- United States v. Pertuz-Pertuz, 679 F.3d 1327 (11th Cir. 2012) (same)
- United States v. Gamboa-Cardenas, 508 F.3d 491 (9th Cir. 2007) (same)
- United States v. Mosquera-Murillo, 902 F.3d 285 (D.C. Cir. 2018) (held MDLEA eligible for safety valve based on § 960 incorporation)
- Patterson v. New York, 432 U.S. 197 (1977) (distinguishing elements from affirmative defenses)
- Apprendi v. New Jersey, 530 U.S. 466 (2000) (facts increasing statutory maximum must be found by jury)
- Alleyne v. United States, 570 U.S. 99 (2013) (facts increasing mandatory minimum are elements)
- McMillan v. Pennsylvania, 477 U.S. 79 (1986) (sentencing factors distinct from offense elements under prevailing pre‑Apprendi/McMillan regime)
- Niz-Chavez v. Garland, 141 S. Ct. 1474 (2021) (textualist approach to statutory interpretation)
- Russello v. United States, 464 U.S. 16 (1983) (disparate inclusion in same Act implies deliberate choice)
