4 F.4th 345
5th Cir.2021Background
- Adrian Castro pleaded guilty to violent robberies of postal workers, including convictions under 18 U.S.C. § 2114(a) and § 924(c); he was sentenced to 552 months, including four concurrent 168-month terms tied to use of a dangerous weapon.
- Castro’s conviction became final in 2004; he filed a § 2255 motion years later, arguing Johnson-based tolling for AEDPA’s one-year limit; the magistrate and district court found the motion time-barred and denied relief and a COA.
- Castro requested a COA from the Fifth Circuit; a single judge granted a COA that asked only whether the § 2255 motion was timely—i.e., a procedural-only COA that did not identify any constitutional issue.
- Both parties conceded that the COA was invalid under 28 U.S.C. § 2253(c)(2)–(3) and Supreme Court precedent (Gonzalez v. Thaler) because it failed to specify a constitutional issue.
- The Fifth Circuit vacated the COA and dismissed the appeal, and refused to issue a new COA on a Davis-based vagueness challenge because Castro did not properly present that claim to the district court and because his § 924(c) sentence rested on the elements clause, not the residual clause.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of a COA that states only a procedural question (timeliness) | COA invalid; must identify a constitutional issue and should be vacated | COA improper but contended once issued it cannot be vacated | COA invalid under § 2253(c)(2)–(3) and Gonzalez; vacated and appeal dismissed |
| Whether the court may vacate an invalid COA sua sponte or after issuance | Courts may and should vacate an invalid COA to preserve gatekeeping function | Once issued, a COA cannot be withdrawn or vacated | Circuit may vacate an invalid COA; aligns with majority circuits; vacatur appropriate |
| Whether to issue a new COA on a Davis (residual-clause vagueness) claim | Castro asked for COA on Davis challenge to § 924(c)(3)(B) | Government opposed; district court never considered Davis; also argued Davis irrelevant because sentence rests on elements clause | Denied: (1) barred because claim not properly presented to district court (Black v. Davis), and (2) Davis inapplicable because Castro was sentenced under the elements clause (§ 924(c)(3)(A)) |
Key Cases Cited
- Gonzalez v. Thaler, 565 U.S. 134 (2012) (COA must indicate the specific constitutional issue; procedural-only COA invalid)
- Slack v. McDaniel, 529 U.S. 473 (2000) (COA standards when relief is denied on procedural grounds)
- Barefoot v. Estelle, 463 U.S. 880 (1983) (certificate standard explained; substantial showing requirement)
- Miller-El v. Cockrell, 537 U.S. 322 (2003) (interpretation of § 2253(c) substantial-showing standard)
- Johnson v. United States, 576 U.S. 591 (2015) (new-right decision relevant to AEDPA tolling arguments)
- United States v. Davis, 139 S. Ct. 2319 (2019) (held residual clause of § 924(c) void for vagueness)
- Teague v. Lane, 489 U.S. 288 (1989) (nonretroactivity doctrine discussed as analogous to COA gatekeeping)
