943 F.3d 1
1st Cir.2019Background
- Between March and May 2017 Cascella sold methamphetamine to undercover Warwick PD detective Mark Perkins on six occasions after being introduced by confidential informant Joe Bennett.
- The final transaction (May 4) was a drugs-for-gun exchange arranged with ATF agent Wing Chau; Cascella was arrested immediately after receiving a .380 handgun.
- Evidence included video, audio recordings, and a post-arrest confession; Cascella was indicted on nine counts (drug distributions, possession with intent, firearm possession/924(c), and felon-in-possession).
- Cascella asserted an entrapment defense, claiming Bennett and Perkins (as government agents) induced him; Bennett invoked the Fifth at trial and the court allowed a blanket privilege.
- After conviction, Cascella challenged three trial rulings on appeal: (1) allowing Bennett to refuse to testify; (2) alleged Brady suppression/incomplete production of T-Mobile phone records; and (3) allegedly improper prosecutorial remarks in closing.
- The First Circuit affirmed, finding any error in allowing Bennett to invoke the Fifth harmless, no prejudicial Brady violation, and no plain error in closing remarks.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Informant's blanket Fifth invocation | Govt: witness invoked privilege; court permissibly relied on counsel and did not err in sufficiency review because entrapment defense was weak | Cascella: blanket assertion deprived him of calling a key witness who could support entrapment | Harmless error (if error): entrapment defense objectively weak; proffered testimony wouldn't show government overreaching, so no reversal |
| Brady / phone records production | Govt: produced what it received; no suppression of material exculpatory evidence | Cascella: carrier records later obtained show additional calls between him, Bennett, and Perkins that were withheld/manipulated and could support entrapment or impeachment | No Brady relief: additional records were cumulative or unrelated to overreaching; no reasonable probability of different outcome |
| Prosecutorial closing statements | Govt: characterization justified by record (evidence shows Cascella was a dealer; comments described behavior in videos/recordings) | Cascella: repeated labels (“drug dealer”), “not his first rodeo,” and comment implying defendant’s silence were prejudicial and improper | No plain error: remarks were supported by the evidence or permissible characterization; contested comment did not improperly comment on defendant’s decision not to testify |
Key Cases Cited
- United States v. Acevado-Hernández, 898 F.3d 150 (1st Cir. 2018) (upholding blanket privilege where court confirmed witness could not offer relevant non-privileged testimony)
- United States v. Santiago, 566 F.3d 65 (1st Cir. 2009) (discussing when witness interrogation can justify sustaining a privilege assertion)
- United States v. Vasco, 564 F.3d 12 (1st Cir. 2009) (defines government overreaching required for entrapment)
- United States v. Díaz-Maldonado, 727 F.3d 130 (1st Cir. 2013) (burden of production for entrapment defense)
- United States v. Gendron, 18 F.3d 955 (1st Cir. 1994) (opportunity alone does not establish entrapment)
- Sorrells v. United States, 287 U.S. 435 (U.S. 1932) (foundational entrapment doctrine)
- Brady v. Maryland, 373 U.S. 83 (U.S. 1963) (prosecution must disclose exculpatory evidence)
- Delaware v. Van Arsdall, 475 U.S. 673 (U.S. 1986) (harmless-error standards in confrontation/impeachment contexts)
- United States v. Del-Valle, 566 F.3d 31 (1st Cir. 2009) (Brady prejudice standard)
- United States v. Capelton, 350 F.3d 231 (1st Cir. 2003) (calling defendant a "drug dealer" not prejudicial where record supports it)
- United States v. Valdivia, 680 F.3d 33 (1st Cir. 2012) (prosecutor may not imply government has corroborating evidence outside the record)
- Griffin v. California, 380 U.S. 609 (U.S. 1965) (prosecutor may not comment on defendant's silence)
