The Judge Rotenberg Educational Center, Inc. v. FDA
3f4th390
| D.C. Cir. | 2021Background:
- Judge Rotenberg Educational Center (JRC) used a graduated electronic decelerator (electrical shock device) to treat severe self-injurious and aggressive behavior in patients with developmental disabilities; JRC is the only U.S. facility still using the therapy.
- The FDA, after reviewing safety and efficacy evidence, promulgated a 2020 rule banning electrical stimulation devices when used to treat self-injurious or aggressive behavior, but permitting other uses (e.g., addiction treatment).
- The FDA classified such aversive-conditioning devices as Class II and relied on evidence of physical and psychological risks plus weak long-term efficacy for the targeted use to justify a use-specific ban.
- Petitioners (JRC and parents/guardians) challenged the Rule, arguing the FDA lacked statutory authority to ban a device for a particular intended use because that would impermissibly regulate the practice of medicine.
- The court framed the controlling question around two statutes: 21 U.S.C. § 360f (FDA banning authority) and 21 U.S.C. § 396 (prohibiting construction of the chapter so as to limit or interfere with a practitioner’s authority to prescribe or administer any legally marketed device).
- The D.C. Circuit majority held that § 396 prohibits the FDA from banning a device for a particular use and vacated the FDA’s use-specific ban; the dissent would have sustained the FDA under Chevron deference.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether FDA may ban an otherwise legal device for a particular intended use | § 396 forbids the FDA from limiting or interfering with a practitioner’s authority to prescribe or administer any "legally marketed device"; a use-specific ban interferes with off-label practice and state regulation of medicine | § 396 only protects devices that remain legally marketed for the particular use; banning a device for a particular use simply removes lawful marketing for that use and does not conflict with § 396; FDA can regulate based on intended use | Majority: § 396 unambiguously bars the FDA from issuing a use-specific ban because it limits/interferes with practitioners’ ability to use legally marketed devices; vacated the Rule; Dissent: FDA’s reading is permissible under Chevron and a tailored ban is lawful |
Key Cases Cited
- Buckman Co. v. Plaintiffs’ Legal Comm., 531 U.S. 341 (2001) (discusses FDA regulation and recognizes off-label use as within physician discretion)
- Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837 (1984) (framework for judicial deference to agency statutory interpretations)
- Gonzales v. Oregon, 546 U.S. 243 (2006) (federal executive cannot intrude on state-regulated medical practice absent clear congressional authorization)
- Will v. Michigan Dep’t of State Police, 491 U.S. 58 (1989) (clear-statement principle when federal law affects state-federal balance)
- N.C. State Bd. of Dental Exam’rs v. FTC, 574 U.S. 494 (2015) (limits on state action and regulatory authority in certain contexts)
- Nat’l Fed’n of Indep. Bus. v. Sebelius, 567 U.S. 519 (2012) (constraints on federal power and federalism considerations)
- Am. Bar Ass’n v. FTC, 430 F.3d 457 (D.C. Cir. 2005) (agency may not regulate the practice of law absent clear congressional authorization)
- Catawba Cnty. v. EPA, 571 F.3d 20 (D.C. Cir. 2009) (discusses Chevron step-one inquiry and statutory ambiguity)
- Marbury v. Madison, 5 U.S. (1 Cranch) 137 (1803) (foundational principle limits of government power)
