506 P.3d 819
Ariz. Ct. App.2022Background:
- Wayne Evans was convicted in 1996 of multiple felonies (30 convictions, 24 labeled dangerous) and received aggravated sentences after the judge found aggravating factors, including prior felonies.
- Direct appeal and multiple prior PCR/habeas proceedings were unsuccessful; convictions and aggravated sentences were affirmed and became final.
- In 2020 Evans filed a successive Rule 32 PCR asserting: (a) right to jury findings for aggravators (Apprendi/Blakely), (b) statutes unconstitutionally vague (citing Rehaif/Davis), (c) ineffective assistance of prior PCR counsel (invoking Martinez), and (d) actual innocence; he also sought an evidentiary hearing.
- The superior court dismissed the petition as precluded or not colorable; it found no new substantive rule applicable and that Evans failed to allege new, clear-and-convincing evidence of innocence.
- On review the Court of Appeals held that new rules are retroactive on collateral review only if substantive, a sentence is unauthorized under Rule 32.1(c) only if substantively defective at the time of the offense, and denied relief.
Issues:
| Issue | Evans's Argument | State's Argument | Held |
|---|---|---|---|
| Whether Apprendi/Blakely entitlement to jury findings for aggravators allows Rule 32.1(g) relief | Apprendi/Blakely create a new rule requiring jury findings for aggravators that should overturn his aggravated sentences | Apprendi/Blakely announced procedural rules and do not apply retroactively on collateral review to final cases | Court: Apprendi/Blakely are procedural, not substantive; not retroactive under Rule 32.1(g); claim fails |
| Whether Evans can challenge sentence as "not authorized by law" under Rule 32.1(c) | The sentencing enhancements were unconstitutional because a judge, not a jury, found aggravating facts so the sentence is unauthorized | The substantive law at the time (A.R.S. §13-702(B)) authorized judge-found aggravation; Rule 32.1(c) examines law in effect when the offense occurred | Court: Apply law at time of offense; sentence was authorized then, so no Rule 32.1(c) relief |
| Whether Rehaif/Davis create a new constitutional rule rendering Arizona’s dangerous-crime statute vague (Rule 32.1(g)) | Rehaif/Davis show statutory interpretation/vagueness problems that would overturn convictions/sentences | Rehaif/Davis interpreted federal statutes and do not announce new constitutional rules applicable to state convictions | Court: Those cases did not establish a new constitutional rule; Evans’s Rule 32.1(g) claim fails |
| Whether Martinez or other new authority allows him to raise new ineffective-assistance claims against trial/appellate counsel | Martinez and later changes excuse prior default due to alleged ineffective PCR counsel, permitting new IAC claims | Martinez governs federal habeas; Arizona Rule 32 and case law do not permit using Martinez to revive precluded state claims or to attack initial PCR counsel for non-pleading defendants | Court: Martinez does not help in state PCR; IAC claims precluded and, on the merits, Evans cannot show prejudice regarding prior-felony findings |
| Whether Evans stated a free-standing actual-innocence claim and was entitled to an evidentiary hearing | Evans argues record shows insufficient evidence of gun possession for most counts and thus raises actual innocence under Rule 32.1(h) | No new evidence was presented; Rule 32.1(h) requires new facts showing no reasonable juror would convict; claims are record-based and precluded | Court: Evans offered only record arguments, not new clear-and-convincing evidence; claim not colorable and no evidentiary hearing required |
Key Cases Cited
- Griffith v. Kentucky, 479 U.S. 314 (1987) (new rules apply to cases on direct review)
- Edwards v. Vannoy, 141 S. Ct. 1547 (2021) (new procedural rules do not apply retroactively on collateral review)
- Apprendi v. New Jersey, 530 U.S. 466 (2000) (distinguishing substantive vs. procedural enhancement rules)
- Blakely v. Washington, 542 U.S. 296 (2004) (Apprendi line; held procedural limits on judge-found enhancements)
- Bousley v. United States, 523 U.S. 614 (1998) (new substantive rules may be applied retroactively on collateral review)
- State v. Towery, 204 Ariz. 386 (2003) (describing finality and Rule 32.1(g) retroactivity analysis under Arizona law)
- Martinez v. Ryan, 566 U.S. 1 (2012) (cause to excuse procedural default in federal habeas due to ineffective initial-review collateral counsel)
- Rehaif v. United States, 139 S. Ct. 2191 (2019) (interpreting mens rea requirement of a federal firearms statute)
- Davis v. United States, 139 S. Ct. 2319 (2019) (holding a federal residual clause void for vagueness)
- Schlup v. Delo, 513 U.S. 298 (1995) (standard for gateway actual-innocence claims in federal habeas)
- Herrera v. Collins, 506 U.S. 390 (1993) (actual innocence alone is not an independent ground for federal habeas relief)