500 P.3d 811
Utah2021Background:
- Douglas Evans was arrested two days after Ted Kelbach was shot; police obtained a judge-signed warrant to collect Evans’s DNA via a buccal (cheek) swab.
- Evans refused the swab, requested an attorney, then physically resisted; officers restrained him (handcuffs, leg irons, belly chain), several officers held him down, an officer pried his mouth open, and a technician then obtained the swab.
- DNA testing linked Evans to a red 59FIFTY baseball cap found at the scene and as a possible contributor to DNA on a broken fence near the back door; additional evidence tied Evans to the vicinity and produced inculpatory statements and surveillance/cell-site evidence.
- Evans moved to suppress the DNA evidence, arguing the officers used excessive force in obtaining the swab and that no statute authorized any force for a buccal-swab warrant; the district court denied suppression and a jury convicted him.
- The Utah Court of Appeals affirmed; the Utah Supreme Court granted certiorari and affirmed the denial of the suppression motion, rejecting both the Fourth Amendment and statutory arguments.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether force used to obtain buccal swab was unreasonable under the Fourth Amendment | Evans: Force (restraints, multiple officers, mouth pried open) was excessive and violated Fourth Amendment rights | State: Warrant was valid; officers faced active, dangerous resistance and used reasonable force to secure safety and effectuate the search | Court: Affirmed — burden on Evans to prove execution unreasonable; evidence showed active resistance and no injury or prolonged unnecessary force, so force was reasonable |
| Whether statutory authorization was required to use force to execute a buccal-swab warrant | Evans: Legislature’s statutes that permit force in certain contexts, and silence elsewhere, imply prohibition (expressio unius) on using force for buccal-swab warrants | State: Valid search warrant implicitly authorizes reasonable force when necessary; cited statutes do not displace the common-law/warrant execution framework | Court: Rejected Evans — no textual basis that statutes implicitly prohibit reasonable force; a valid warrant carries implicit authorization to use reasonable force when necessary |
Key Cases Cited
- Maryland v. King, 569 U.S. 435 (2013) (upholding buccal-swab DNA collection of arrestees as a routine booking procedure)
- Winston v. Lee, 470 U.S. 753 (1985) (balanced test for intrusions into bodily integrity; surgical removal found unreasonable)
- Graham v. Connor, 490 U.S. 386 (1989) (objective reasonableness factors for excessive-force claims)
- Dalia v. United States, 441 U.S. 238 (1979) (execution-of-warrant manner generally left to officers’ discretion)
- Los Angeles County v. Rettele, 550 U.S. 609 (2007) (officers may take reasonable actions to secure safety and ensure efficacy of a search)
- Schmerber v. California, 384 U.S. 757 (1966) (privacy and bodily integrity principles in involuntary bodily intrusions)
- Illinois v. Caballes, 543 U.S. 405 (2005) (search lawful at inception must also be reasonable in manner of execution)
- United States v. Leon, 468 U.S. 897 (1984) (warrant issued by a neutral magistrate affords presumption of reasonableness)
- Ohio v. Robinette, 519 U.S. 33 (1996) (Fourth Amendment reasonableness is the touchstone)
- State v. Alverez, 147 P.3d 425 (Utah 2006) (Utah precedent evaluating force used to prevent ingestion of evidence)
