301 P.3d 370
N.M.2013Background
- Defendant Collier was indicted for extreme cruelty to animals, a fourth-degree felony, after a horse died following training.
- At first trial (2008) the jury could not reach a verdict on the felony charge, entry of mistrial based on manifest necessity due to deadlock.
- At second trial (2009) the court instructed on a lesser-included offense; felony acquitted, misdemeanor charge unresolved due to jury deadlock, mistrial on that count.
- District court later dismissed the case as the misdemeanor lesser offense was not charged within the two-year statute of limitations for that offense.
- State sought retrial on the lesser included misdemeanor offense; Defendant challenged double jeopardy, statute of limitations, and speedy-trial grounds; appellate history led to certiorari.
- Court holds retrial on the lesser included misdemeanor offense is permissible under continuing jeopardy; statute of limitations does not bar retrial; speedy-trial claim remains to be addressed on remand.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| May the State retry on the lesser included offense after a hung jury? | State argues continuing jeopardy allows retrial on lesser offense. | Defendant argues retrial violates double jeopardy as to same offense after acquittal on greater offense. | Yes; retrial on lesser included offense permitted. |
| Does the statute of limitations bar retrial on the lesser included offense? | Indictment filed within the two-year limit for misdemeanor offense. | Trial on lesser offense occurred after the limitations period had run; barred retrial. | No; timing of charging document governs; indictment within period; retrial allowed. |
| Does issue preclusion/ acquittal on the felony preclude retrial on the misdemeanor? | Acquittal as to felony could preclude other issues. | Acquittal on felony necessarily decides all ultimate facts for misdemeanor. | No; acquittal on felony does not preclude retrial on misdemeanor due to differing mens rea and cognate rules. |
| Should the speedy-trial claim be considered on remand? | Court should address speedy-trial claim. | Court should address; appellate review de novo. | Not decided on the merits here; remanded for district court to rule, if properly preserved. |
Key Cases Cited
- State v. Desnoyers, 132 N.M. 756, 55 P.3d 968 (2002) (mistrial due to hung jury does not terminate jeopardy; retrial permissible)
- Brown v. Ohio, 432 U.S. 161 (1977) (retrials after mistrial not barred when, under manifest necessity, the same offense is charged)
- Richardson v. United States, 468 U.S. 317 (1984) (jeopardy terminates only by final judgment; mistrial not termination)
- United States v. Perez, 22 U.S. 579 (1824) (before jeopardy ends, retrial after manifest necessity allowable)
- State v. Martinez, 120 N.M. 677, 822 P.2d 715 (1995) (continuing jeopardy and retrial principles in NM guidance)
- State v. O’Kelley, 113 N.M. 25, 822 P.2d 124 (1991) (retrials after mistrial supported by NM rule)
- Meadors, 121 N.M. 38, 908 P.2d 731 (1995) (notice and lesser-included offense instructions; cognate approach)
- Gooday, 714 F.2d 80 (1983) (federal rule treating lesser included offenses as if charged separately)
- Spearman, 2012-NMSC-023 (2012) (speedy-trial framework in NM)
- Kerby, 2007-NMSC-014 (2007) (statute of limitations purposes; timely charging stops clock for offenses and lesser included offenses)
