State ex rel. Mahajan v. State Med. Bd. of Ohio
127 Ohio St. 3d 497
| Ohio | 2010Background
- Dr. Mahajan, a physician licensed by the Ohio State Medical Board, sought unredacted records from the Board under the Public Records Act after a deposition of Katko, the Board's enforcement attorney, raised concerns about conduct.
- The Board produced over 8,000 pages and Katko’s personnel file but redacted several items, including names and certain discussions, relying on exemptions for confidential investigative records and work product.
- Dr. Mahajan filed a public-records mandamus action seeking unredacted copies of seven records and damages/attorney fees; the Board defended the redactions as permitted by R.C. 4731.22(F)(5) and other exemptions.
- The Board’s redactions included names of individuals under investigation and quotes/depositions, with some redactions claimed under confidential law-enforcement investigatory records and work product exemptions.
- The court held that some redactions were improper and granted the writ to disclose specific items (May 17, 2007 e-mail, portions of May 22, 2007 notes, and parts of May 31, 2007 memorandum) while affirming the remainder of the Board’s redactions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Mahajan is entitled to unredacted records under the Public Records Act. | Mahajan seeks disclosure of records redacted under exemptions. | Board asserts exemptions for confidential investigative records and work product. | Partially granted; some records unredacted; others upheld with exemptions. |
| Whether R.C. 4731.22(F)(5) confidentiality applies to the records of physicians under investigation. | Names of doctors under investigation should be disclosed; confidentiality is limited to patients/complainants. | F(5) protects information received during an investigation, broad to cover physicians under investigation. | Mahajan waived confidentiality for his own name by requesting records, but other names remained confidential where applicable. |
| Whether certain redactions were properly classified as confidential law-enforcement investigatory records or work product. | Some redactions pertain to personnel discussions and should be disclosed. | Redactions conceal investigative strategy/work product to protect confidentiality. | Redactions tied to work product and confidential investigations upheld; some items not implicating privilege should be disclosed. |
| Whether Mahajan is entitled to statutory damages or attorney fees. | Relator seeks damages/fees for improper withholding. | Damages/fees denied unless procedural prerequisites met and claims meritorious. | Damages and fees denied; service requirements and overall meritfulness limit recovery. |
Key Cases Cited
- State ex rel. Wallace v. State Med. Bd. of Ohio, 89 Ohio St.3d 431 (2000) (public records exemptions construed; board accountability)
- State ex rel. Cincinnati Enquirer v. Jones-Kelley, 118 Ohio St.3d 81 (2008) (burden on custodian; strict construction of exemptions)
- State Patrolmen’s Benevolent Assn. v. Mentor, 89 Ohio St.3d 440 (2000) (scope of law-enforcement matters in PRA exemptions)
- State ex rel. Morgan v. New Lexington, 112 Ohio St.3d 33 (2006) (confidentiality and waiver under investigations)
- State ex rel. Steckman v. Jackson, 70 Ohio St.3d 420 (1994) (administrative investigations and records scope)
- State ex rel. McGee v. Ohio State Bd. of Psychology, 49 Ohio St.3d 59 (1990) (records relate to law-enforcement matters including boards)
- State ex rel. Polovischak v. Mayfield, 50 Ohio St.3d 51 (1990) (context of administrative investigations under PRA)
