2020 Ark. 352
Ark.2020Background
- In 2012 voters adopted Amendment 91, which levied a temporary 0.5% sales-and-use tax and authorized up to $1.3 billion in general-obligation bonds to fund "four-lane highway construction and improvement"; the amendment repeatedly uses the phrase "four-lane highway" and defines "four-lane highway improvements."
- Seventy percent of the tax proceeds were allocated to the state; section 4(a) limited bond spending to accelerating or funding "four-lane highway improvements," providing matching funds, and bond issuance costs.
- ARDOT selected Projects CA0602 (I-30 Arkansas River Bridge reconstruction) and CA0608 (I-630 widening) — both involving widening existing six-lane interstate sections to eight lanes — to be funded from Amendment 91 bond proceeds.
- Appellants (state taxpayers) sued in Pulaski County, alleging an illegal exaction because Amendment 91 authorized spending only on four-lane highways, not on six-to-eight lane interstate expansions; they sought injunctive relief and restoration of funds.
- The trial court allowed extrinsic evidence, found the amendment ambiguous, concluded funds could be used for the I-630 project as within the amendment’s intent to fund "state highways," and dismissed the suit.
- The Arkansas Supreme Court reversed, holding Amendment 91’s plain text restricts funding to four-lane highway improvements and does not authorize spending on projects that widen six-lane interstates to eight lanes (CA0602/CA0608); the case was remanded for entry consistent with that opinion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Amendment 91 authorizes bond proceeds for Projects CA0602 and CA0608 (six- to eight-lane interstate widenings) | Amendment 91 expressly limits spending to "four-lane highway" construction and improvements; six- and eight-lane projects are excluded | Amendment 91 funds highway projects generally (including state highways, bridges); the defined term includes bridges and related items so these projects are authorized | Held for plaintiffs: Amendment 91 funds are limited to four-lane highway improvements; the six-to-eight lane projects are not authorized and the trial court erred |
| Whether the ballot title or extrinsic evidence may control interpretation of Amendment 91 | Ballot title and plain amendment text require construction to "four-lane" meaning; court should not rely on extrinsic materials to contradict plain text | Defendants relied on legislative intent and other materials to show voters intended broader "state highways" funding | Held: Court construes amendment text first; where text is plain and unambiguous, external materials cannot defeat that meaning; the majority relied on the plain text |
| Whether the defined phrase "four-lane highway improvements" includes bridges and other items absent a "four-lane" modifier | Appellants: repeated use of "four-lane" and the definition’s structure limits all listed items to four-lane facilities | Defendants/dissent: the definition lists "bridges" and other items separately; punctuation and structure indicate "four-lane" modifies only roadways, so bridges may be any size | Held: Majority: context and repeated "four-lane" references restrict the amendment to four-lane facilities generally (expressio unius); therefore bridges in this program are limited to four-lane scopes for funding purposes |
| Proper use of canons (expressio unius) and plain-language rules in constitutional construction | Appellants: expressio unius applies because the amendment repeatedly specifies "four-lane." | Defendants: expressio unius misapplied; plain reading and punctuation show bridges and other items are distinct and not qualified by "four-lane" | Held: Majority applies expressio unius and gives words their ordinary meaning; where text is plain, canons support exclusion of unmentioned alternatives; dissent disagreed on bridge point |
Key Cases Cited
- Hartwick v. Thorne, 300 Ark. 502 (1989) (recognizes citizen suit for illegal exaction and ability to enjoin misapplication of public funds)
- Clark v. Johnson Reg'l Med. Ctr., 362 S.W.3d 311 (2010) (appellate review of constitutional interpretation is de novo)
- Ghegan & Ghegan, Inc. v. Weiss, 338 Ark. 9 (1999) (plain and unambiguous constitutional language must be given its ordinary meaning)
- Gazaway v. Greene Cnty. Equalization Bd., 314 Ark. 569 (1993) (discusses expressio unius est exclusio alterius canon)
- State v. Older, 361 Ark. 316 (2005) (constitutional provisions should be construed to avoid absurd results)
- Forrester v. Martin, 383 S.W.3d 375 (2011) (legislative-referred ballot titles identify amendments but do not explain their content to voters)
- Steele v. Thurston, 2020 Ark. 320 (2020) (clarifies limited role of ballot titles from legislative referrals in constitutional interpretation)
- Marx v. General Revenue Corp., 568 U.S. 371 (2013) (addresses appealability principles; cited in dissent about scope of interlocutory appeals)
