195 Conn.App. 847
Conn. App. Ct.2020Background
- Petitioner Jesus Ruiz was convicted of sexual assault and risk of injury to a child; at trial the court allowed the child victim N to testify via videotape outside Ruiz's presence after a Jarzbek hearing.
- Pamela Goldin, N’s therapist of ~2 years, testified at the Jarzbek hearing that N had weak language skills, severe anxiety, low self-esteem, and would likely ‘freeze’ or be intimidated if required to testify in Ruiz’s presence. The trial court found the state met its Jarzbek burden and granted the motion.
- Ruiz later filed a habeas petition claiming ineffective assistance of trial counsel (Ivers and Casale) for (1) failing to adequately cross-examine Goldin at the Jarzbek hearing and (2) failing to present a defense expert (Dr. David Mantell).
- On initial habeas review the court analysed prejudice only; the Appellate Court remanded for proper consideration of prejudice and, if needed, deficient performance. On remand the habeas court found no deficient performance and denied relief; Ruiz appealed.
- The Appellate Court affirmed, holding counsel reasonably challenged Goldin on multiple fronts, tactical choices in cross-examination are protected from hindsight review, expert testimony was not required at Jarzbek, and presenting Mantell without court approval to interview N would have been unlikely to undermine Goldin.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial counsel performed deficiently by not more thoroughly impeaching/cross-examining Goldin at the Jarzbek hearing | Ruiz: counsel failed to expose Goldin as biased, unqualified, nonforensic, and lacking a proper background assessment of N | State: counsel did challenge Goldin on those points; cross-examination strategy was reasonable and tactical | Held: No deficiency — counsel attacked Goldin’s focus, methods, qualifications; tactical line of questioning is not second-guessed |
| Whether counsel was deficient for not presenting defense expert Dr. Mantell at the Jarzbek hearing | Ruiz: Mantell would have shown Goldin’s evaluation was nonstandard and unreliable | State: defense expert could not interview N without court permission (Marquis); Mantell would have offered generalized protocol testimony and likely not undercut Goldin | Held: No deficiency — filing Marquis motion and withholding Mantell absent court approval was reasonable strategy; expert testimony not required at Jarzbek |
| Whether prejudice was established from alleged counsel errors | Ruiz: claimed the Jarzbek ruling (and thus trial fairness) was affected by counsel’s failures | State: no deficient performance shown, so prejudice analysis unnecessary | Held: Court declined to find deficiency; therefore did not reach prejudice (no relief) |
Key Cases Cited
- State v. Jarzbek, 204 Conn. 683 (Conn. 1987) (sets Jarzbek test allowing videotaped child testimony outside defendant’s presence when reliability would be compromised by confrontation)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two-pronged ineffective-assistance test: deficient performance and prejudice)
- State v. Spigarolo, 210 Conn. 359 (Conn. 1989) (expert testimony not required at Jarzbek; lay caretakers can offer probative insight)
- State v. Bronson, 258 Conn. 42 (Conn. 2001) (explains when additional expert evaluation may be required post-direct-examination under specific facts)
- State v. Marquis, 241 Conn. 823 (Conn. 1997) (procedure for court-ordered evaluation/interview of child by defense expert)
- Small v. Commissioner of Correction, 286 Conn. 707 (Conn. 2008) (reminder that habeas petitioners must satisfy both Strickland prongs)
