State v. SpigaroloState v. Spigarolo
The defendant, William M. Spigarolo, was charged with several criminal offenses in connection with allegations that he had sexually abused his girlfriend’s children, B, a six year old male, and G, a nine year old female, on divers dates between October, 1984, and January 3,1985. Prior to trial, the state moved to have the minor victims’ testimony taken on videotape outside the defendant’s physical presence pursuant to General Statutes § SJ-Sbg.
The defendant was found guilty by a jury of two counts of sexual assault in the second degree;
On appeal, the defendant claims that (1)
Because the defendant has not challenged the sufficiency of the evidence by which the jury found him guilty, it is unnecessary to provide a detailed account of the facts established at trial. In brief, the jury could reasonably have found that between August and December of 1984, the defendant, often with the assistance of the victims’ mother, F, engaged in numerous sexual activities with the victims. These activities took place at an apartment in Hamden, where the victims lived with their mother. The defendant, F’s boyfriend, often visited the apartment and spent the night there during that period. The incidents first came to light in October, 1984, when school officials observed that B had been “acting out” in sexually inappropriate behavior. From December, 1984, through August, 1985, the victims disclosed the incidents in a series of interviews with social workers and police, and in discussions with the victims’ father and his present wife, with whom the victims were placed in temporary custody in January, 1985. During this period, the disclosures by the victims were at times incomplete and inconsistent, and on one occasion in December, 1985, the victim G recanted previous statements and said that no sexual activity between herself and the defendant had taken place. Both G and B stated at various times that they had been afraid to report the incidents for
I
The defendant first claims that
Initially, we must address the state’s argument that the defendant has waived any claim based on the unconstitutionality of
We disagree with the defendant’s characterization that
We are not persuaded by the defendant’s argument that
In State v. Bonello,
We next address the defendant's claims that (A) the trial court erred in permitting nonexpert opinion evidence at the remand hearing on the issue of whether the defendant’s physical presence would seriously have called into question the reliability and trustworthiness of the complaining minor witnesses’ testimony, and (B) even if such evidence was admissible, the state on remand failed to adduce sufficient evidence to meet the Jarzbek criteria.
On October 2, 1987, we remanded this case and directed the trial court to “afford an opportunity to supplement the record at an evidentiary hearing addressing the criteria set forth in State v. Jarzbek, [supra], and to make the appropriate findings required thereby.” On remand, the state was required to show by clear and convincing evidence that “the minor victim would be so intimidated, or otherwise inhibited, by the physical presence of the defendant that the trustworthiness of the victim’s testimony would be seriously called into question.” Id., 704-705. After the remand hearing, the trial court concluded that, based on the cumulative evidence adduced at the original pretrial hearing and at the remand hearing, the state had met its burden of proof.
The state presented two witnesses at the original pretrial hearing in support of its
On remand, the state presented the testimony of the victims’ father, J, and his wife, A. J and the victims’ mother had been divorced in 1980. J, who had obtained temporary custody of the children in January, 1985, testified that in February of 1985, both B and G suffered from severe nightmares two to three nights a week. He further testified that on one occasion, B awoke crying and screaming, “ ‘He’s killing me, he’s killing me, he’s killing me.’ ” He stated that both children had a “fear of even seeing Mr. Spigarolo,” and that the children had difficulty talking about the alleged incidents. J also stated that he had attended the trial of F, arising from the same allegations of sexual abuse, conducted in late 1985 prior to the defendant’s trial. At that proceeding, he testified, F was in a room adjacent to the room in which B and G testified. According to his testimony, at one point during the trial, G became aware of F’s presence when F had an outburst. G became “totally upset,” crouched down in a corner and was trembling and shaking. In addition, on direct examination, J was asked whether, based on his conversations with and observations of the children, the children back in 1986 would have been less candid in testifying in the defendant’s physical presence. The trial court overruled the defendant’s objection to this question. J testified that “[tjhere’s no doubt in my mind that they would have been less candid just due to the fear that the children have of Bill Spigarolo and the intimidation, the guilt. To this date, I don’t think they’d be able to testify in court.” On cross-examination, J tes
A corroborated J’s testimony concerning the children’s nightmares. She testified that from January, 1985, until the time of the defendant’s trial, both children discussed with her their fear of testifying in the defendant’s presence and that “[t}hey said they couldn’t [testify in his presence].” She also testified that both children had and continued to have difficulties in discussing the details of the alleged incidents of abuse. In addition, A testified concerning events that had occurred at F’s trial, stating that at the time F had the outburst, G had concluded her testimony, and B was “finishing up” giving his testimony. She corroborated J’s testimony regarding G’s reaction upon becoming aware of her mother’s presence. Further, she testified that after the outburst, B “came running out of the room and came running right into . . . our room right into his father and he was trying to hide right behind his father.” As did J, A testified over the defendant’s objections that, based on her observations of the children prior to the defendant’s trial, it was her opinion that the children would have been less candid in their testimony if required to testify in the accused’s presence, and that their testimony would have been incomplete if required to do so. The defendant did not present any evidence at either the pretrial or the remand hearing.
A
The defendant argues that the trial court erred in admitting, over objection, the lay witness opinions of J and A on the “ultimate issue” of whether the defendant’s physical presence would have so intimidated the
“ 'There is only one test for the nonexpert opinion: Is the evidence relevant, is it the best the nature of the case admits of, and does it come from a competent witness? ... If these conditions are fulfilled, the evidence is admitted from necessity, because either the witness cannot otherwise describe it, or describe it in its force, extent, and meaning so that another may see or know what he saw and knew. The same rule and the same reason for the rule exists whether the opinion relatejs] to physical or mental conditions.’ Atwood v. Atwood,
It is well settled that a nonexpert witness may testify as to his impression of another’s mental or emotional state if that opinion is reliable and based on the witness’s observations. See, e.g., Wolk v. Wolk,
We reject the defendant’s argument that Jarzbek contemplates that expert testimony is necessary to establish the state’s burden of proof. Nothing in Jarzbek indicates any such requirement. Indeed, such a requirement would ignore the unusual and unfortunate circumstances of cases of sexual abuse of children. The family or guardians of a sexually abused child obviously occupy a unique position to assess the mental and emotional impact of a courtroom confrontation on the minor. We have no doubt that the testimony of such individuals may provide critical insight on a minor’s ability or inclination to speak truthfully in the physical presence of an alleged perpetrator. We therefore refuse to construe Jarzbek as requiring the state to present expert testimony in order to meet its burden of proof.
Further, we disagree with the defendant’s contention that the testimony was inadmissible because it went to an ultimate issue. In general, “[testimony is objectionable if it embraces an opinion on the ultimate issue to be decided by the trier of fact. Kowalewski v. Mutual Loan Co.,
The great number of exceptions to the general rule prohibiting opinion evidence on ultimate issues of fact supports the conclusion of numerous authorities that the general rule has become limited in its application. 7 J. Wigmore, Evidence (Chadbourn Rev.) §§ 1920, 1921; C. McCormick, Evidence (3d Ed.) § 12; G. Lilly, An Introduction to the Law of Evidence § 29; C. Tait & J. LaPlante, supra, § 7.17.3; see
In the present case, the trial court could reasonably have determined that the opinion testimony of J and A was necessary to render an informed decision on the question of whether the truthfulness and reliability of the minor victims’ testimony would seriously be called into question by the physical presence of the accused. State v. Vilalastra, supra. The trial court, therefore, did not abuse its discretion in admitting their testimony. State v. Orsini, supra.
B
The defendant also claims that the trial court's conclusion on remand, based on the cumulative evidence adduced at the pretrial hearing and at the remand hearing, that the state had met its burden of proof on the Jarzbek issue was clearly erroneous. We are not persuaded.
“ ‘ “On appeal, it is the function of this court to determine whether the decision of the trial court is clearly
In light of the evidence recited above, we conclude that the trial court was not clearly erroneous in ruling that there was clear and convincing evidence that the defendant’s physical presence would seriously have called into question the minor victims’ testimonial truthfulness and reliability. State v. Jarzbek, supra, 705. Both A and J based their impressions that the children would be unable to testify candidly before the accused on the children’s nightmares, their difficulty in discussing the alleged incidents, and their reactions to the subject in general. Further, we disagree with the defendant’s assertion that both witnesses testified that B and G “testified truthfully at [F’s trial] although believing apparently that the defendant might be nearby or listening to them.” A testified that G became aware of F’s presence after G had testified. A further testified that B may have become aware that F was nearby as he finished testifying, at which point he ran from the room and tried to hide behind his father. Nothing in J’s testimony contradicted this. The trial court’s conclusion, therefore, was not clearly erroneous. State v. Bonello, supra, 71.
Ill
At the trial, the state offered the testimony of Brenda Woods, a social worker employed by Yale-New Haven
“ ‘The trial court has wide discretion in ruling on the qualification of expert witnesses and the admissibility of their opinions.’ State v. Kemp,
Woods testified that she possessed a master’s degree in social work, and had been a clinical social worker at Yale-New Haven Hospital for one and one-half years. At the hospital, she employed her skills both in pediatrics and in the emergency room, and had been involved in the evaluation or treatment of 100 to 150 cases of child sexual abuse. In addition, she was involved in the hospital’s special Sexual Abuse Identification and Treatment program during the year prior to her testimony. In light of this evidence, we conclude
Prior to the introduction of Woods’s testimony, counsel for the defendant sought to impeach the credibility of B and G. Specifically, defense counsel had queried B, G and J on the inconsistencies and incomplete disclosures the children had made to police and others prior to and during the official investigation of the alleged incidents. Under these circumstances, we hold that the trial court did not abuse its discretion in permitting Woods to testify that it is not unusual for sexually abused children to give inconsistent or incomplete accounts of the alleged incidents. Although it appears that some courts would not permit this testimony in any circumstance; see State v. Myers, supra, 97-98; Commonwealth v. Seese,
This variety of expert testimony is admissible because the consequences of the unique trauma experienced by minor victims of sexual abuse are matters beyond the understanding of the average person. See United States v. St. Pierre,
We disagree with the defendant’s contention that Woods’s testimony “usurped” the jury’s function of
We hold that, where defense counsel has sought to impeach the credibility of a complaining minor witness in a sexual abuse case, based on inconsistency, incompleteness or recantation of the victim’s disclosures pertaining to the alleged incidents, the state may offer expert testimony that seeks to demonstrate or explain in general terms the behavioral characteristics of child abuse victims in disclosing alleged incidents. In the present case, Woods’s testimony did not usurp the jury’s function of assessing the credibility of B’s and G’s testimony, and was therefore admissible. We express no opinion on the state’s use of such expert testimony in the absence of the defendant’s impeachment of the victim’s credibility.
IV
The defendant next claims that his due process right to notice of the charges against him was violated. He asserts that the state failed to indicate (A) the precise nature of the conduct alleged against him or (B) the exact date of any offense charged. He further claims that the inexactness of the state’s allegations undermined his attempts to establish an alibi defense. We are not persuaded.
The record discloses the following facts relevant to the defendant’s claim. On December 27,1985, the state filed an eight count substitute information. All crimes were alleged to have occurred on “divers dates” sometime between October, 1984, and January 3,1985. On January 2,1986, the defendant filed a motion for a bill of particulars dated December 31,1985. The trial court granted the defendant’s request that the state specify the manner in which the crime was committed as alleged in counts three and seven of the substitute infor
A
The first prong of the defendant’s claim is that the state’s failure to apprise him of the precise conduct by which he allegedly committed the offenses violated his right to be informed of the nature of the charges against him.
“The sixth amendment to the United States constitution and article first, § 8 of the Connecticut constitution guarantee a criminal defendant the right to be informed of the nature and cause of the charges against him with sufficient precision to enable him to meet them at trial.” State v. Laracuente,
The trial court dismissed the first degree sexual assault counts, counts one and five, on the basis of insufficient evidence of force. See
The trial court denied the defendant’s motion for a bill of particulars seeking specification of the manner in which he allegedly placed the victims in a situation likely to impair the victims’ health or morals as alleged in counts four and eight.
We first note that the constitution does not require unconditional “precision” as to the allegedly criminal conduct but rather sufficient precision as to enable the defendant to prepare a defense, to avoid surprise, and
Moreover, “[t]he denial of a motion for a bill of particulars is within the sound discretion of the trial court and will be overturned only upon a clear showing of prejudice to the defendant. State v. Brown,
B
The second prong of the defendant’s claim that he was denied the due process right to notice of the charges against him is that the state’s allegations failed to disclose the exact dates of the offenses. He asserts that the allegations that he committed the crimes “on divers dates, sometime between October, 1984 and January 3,1985,” impermissibly compromised his ability to present an alibi defense. We are unpersuaded.
This court has addressed the issue presented by the defendant’s claim on numerous occasions. See, e.g.,
In the present case, the record discloses that between October, 1984, and January 3,1985, the victim B was six years old and the victim G was nine years old. During the investigation of the alleged incidents, neither B nor G consistently disclosed any definite dates on which the incidents occurred. In State v. Hauck, supra, 150, the defendant was charged with two counts of risk of injury to a minor child alleged to have occurred “on or about divers dates” between November 11, 1971, and June, 1972. We observed: “[IJt would have been virtually impossible to provide the many specific dates upon which the acts constituting the offenses occurred.” Id. “The reluctance of the court to force the state to furnish the exact dates of the many continuing acts of the defendant during the approximately seven-month period covered by the information and
Further, in State v. Evans,
V
The defendant next claims that his constitutional right to a unanimous jury verdict was violated by the trial court’s failure to instruct the jury that it had to
By failing to request a specific unanimity instruction on counts three and seven, or excepting to the trial court’s instructions immediately after they were given, the defendant has not preserved this claim of error for appellate review.
As noted above, the state, in counts three and seven, alleged that the defendant violated
“In essence, the unanimity requirement as enunciated in Gipson and its progeny requires the jury to agree on the factual basis of the offense. The rationale underlying the requirement is that a jury cannot be deemed to be unanimous if it applies inconsistent factual conclusions to alternative theories of criminal liability.” State v. Bailey, supra, 334. “ ‘Where a trial court charges a jury that the commission of any one of several alternative acts would subject a defendant to criminal liability, a unanimity charge on a specific act is required only if two conditions are met: (1) the alternative acts are conceptually distinct from each other; and (2) the state has presented supporting evidence on each alternative act. State v. Benite, supra,
The state, relying on United States v. McPherson,
In State v. Mancinone,
We need not determine whether Mancinone’s primary analysis of the unanimity requirement is correct since we find its alternative holding a compelling basis for concluding that the defendant in the present case was not denied a unanimous jury verdict on counts three and seven. The six specific acts identified in counts three and seven involved subjecting the victims to either active or passive participation in sexual activity in a manner harmful to their physical or moral health. Because the state was unable to specify with greater precision the times of the alleged incidents, it necessarily proceeded under a theory that the defendant’s conduct was in the nature of a continuing offense. Cf. State v. Hauck, supra, 150; but see State v. Snook, supra, 261. Under these circumstances, the acts specified in the counts were not conceptually distinct within
VI
The defendant next claims that the testimony of G was not given under oath, as provided by
Prior to G’s testimony, the following colloquy took place:
“The Court: [G], you want to put up your hand again? All right. Now, you just were asked some questions about telling the truth and you said you were going to tell the truth.
“[G]: Yes.
“The Court: You know what it means to put your hand in the air and swear to tell the truth?
“The Court: All right. Are you going to tell the truth here today?
“[G]: Yes.
“The Court: And do you know what it means to tell the truth and not to tell the truth?
“[G]: Yes.
“The Court: You know the difference?
“[G]: Yes.
“The Court: All right. What happens to you if you don’t tell the truth?
“[G]: You get in trouble.
“The Court: You get in trouble. All right. And do you want to get in trouble?
“[G]: No.
“The Court: All right. Are you going to tell the truth here today?
“[G]: Yes.”
As the defendant concedes, no objection was taken to the form of oath administered to the witness G. “[T]he defendant’s acquiescence throughout the trial constituted a waiver of any objection to the trial court’s deviation from the statutory language governing the administration of oaths.” State v. Miller,
VII
The defendant’s final claim is that the trial court erred in instructing the jury not to disregard the testi
At trial, the state introduced evidence that J had been convicted in New York in 1968 or 1969 of two larceny offenses and in 1970 of a burglary offense. The trial court instructed the jury as follows: “Now, there was evidence in this case that the witness, [J] . . . had been previously convicted of some felonies back in . . . 1968 and 1970. . . . And the reason that these convictions were brought out is that they may be shown for the purpose of affecting the credibility of the witness involved. We have a statute, a law in Connecticut, which provides that no person shall be disqualified as a witness because of conviction of a crime, but such conviction may be shown for the purpose of affecting his credibility. Now, the fact that a witness was previously convicted of a crime, does not disqualify him as a witness, and it should not be considered in that respect by you. You are not to disregard the testimony of [J] merely because he has been in the past convicted of felony crimes. The fact of conviction is one of the facts for you to take into consideration along with all the other material facts in determining the credibility of the witness.” (Emphasis added.)
The defendant’s argument that a jury may disregard entirely a witness’s testimony solely on the basis of evidence of prior felony convictions would effectively undermine the prohibition against disqualification of
There is no error.
In this opinion the other justices concurred.
Notes
“[General Statutes] Sec. 54-86g. testimony of victim of child abuse. COURT MAY ORDER TESTIMONY TAKEN OUTSIDE COURTROOM. PROCEDURE, (a) In any criminal prosecution of an offense involving assault, sexual assault or abuse of a child twelve years of age or younger, the court may, upon motion of the attorney for any party, order that the testimony of the child be taken in a room other than the courtroom in the presence and under the supervision of the trial judge hearing the matter and be televised by closed circuit equipment in the courtroom or recorded for later showing before the court. Only the judge, the attorneys for the defendant and for the state, persons necessary to operate the equipment and any person who would contribute to the welfare and well-being of the child may be present in the room with the child during his testimony. The attorneys and the judge may question the child. The defendant may observe and hear the testimony of the child and may consult with his attorney, but the court shall ensure that the child cannot hear or see the defendant.
“(b) If the court orders the testimony of a child to be taken under subsection (a) of this section, the child shall not be required to testify in court at the proceeding for which the testimony was taken.”
Effective October 1,1985, the applicable age was increased from fifteen years to sixteen years. Public Acts 1985, No. 85-311, § 2.
“[General Statutes] Sec. 53-21. injury or risk of injury to, or impairing morals OF, children. Any person who wilfully or unlawfully causes or permits any child under the age of sixteen years to be placed in such a situation that its life or limb is endangered, or its health is likely to be injured, or its morals likely to be impaired, or does any act likely to impair the health or morals of any such child, shall be fined not more than five hundred dollars or imprisoned not more than ten years or both.”
The defendant has not raised this issue on appeal.
In its brief, the state argues that
We have no call to consider the state’s argument in the present case since we conclude that the state has satisfied the criteria of Jarzbek. Nevertheless, even assuming that
After the trial court dismissed counts one and five, the state filed a second amended substitute information alleging the remaining six counts.
As noted above, counts four and eight charged the defendant with “placing” the victims in a situation likely to impair the victims’ health or morals in violation of
“for witnesses.
“You solemnly swear that the evidence you shall give, concerning the case now in question, shall be the truth, the whole truth and nothing but the truth; so help you God.”
“[General Statutes] Sec. 1-22. ceremony. The ceremony to be used, by persons to whom an oath is administered, shall be the holding up of the right hand; but when any person, by reason of scruples of conscience, objects to such ceremony or when the court or authority by whom the oath is to be administered has reason to believe that any other ceremony will be more binding upon the conscience of the witness, such court or authority may permit or require any other ceremony to be used.”
In his reply brief, the defendant raises the issue that the out-of-court hearsay statements by the victims in this case were inadmissible. Evidentiary rulings newly raised in an appellant’s reply brief are unreviewable. Cf. L. F. Pace & Sons, Inc. v. Travelers Indemnity Co.,