Preston Jermaine Lewis v. Thomas Joseph Leonard
17-11291
11th Cir.Nov 27, 2017Background
- In 2013 Lewis (African American) sued PSC official Thomas Leonard under 42 U.S.C. § 1983 alleging race discrimination after Leonard removed him from campus following an investigation; the district court dismissed that suit under Rule 12(b)(6) on qualified immunity grounds and Lewis did not appeal.
- In May 2015 Lewis filed a second § 1983 suit against Leonard raising race-discrimination and due-process claims based on the same 2013 incident.
- During discovery in the second action Lewis failed to appear for his noticed deposition; his counsel withdrew and Lewis proceeded pro se.
- The magistrate judge granted Leonard’s Rule 37 motion for sanctions, finding Lewis had no substantial justification for not attending, and ordered Lewis to pay $4,730 in attorney’s fees; Lewis did not contest the fee amount below.
- Leonard moved for summary judgment in the second suit asserting res judicata; the magistrate judge recommended granting summary judgment and the district court adopted the R&R. Lewis’s appellate brief argued only the merits and did not challenge the res judicata ruling.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Lewis’s second § 1983 suit is barred by res judicata | Lewis argued merits (race/discrimination, due process) but did not contest claim preclusion | The 2013 dismissal was a final judgment on the merits, same parties and same cause of action; res judicata bars relitigation | Court: Res judicata applies; summary judgment for Leonard affirmed |
| Whether the district court abused its discretion in awarding Rule 37 sanctions ($4,730) | Lewis said he refused to attend because interrogatories were unanswered and counsel disagreed; also noted defendant’s attorney did not appear at the deposition site | Leonard argued Lewis failed to attend a properly noticed deposition without substantial justification; travel issue caused by Lewis’s last-minute refusal | Court: No abuse of discretion; sanctions upheld |
| Whether the amount of the fee award was improper | Lewis claimed financial burden but did not challenge fee amount below or in appeal | Leonard relied on unchallenged fee request submitted after sanctions order | Court: Lewis waived challenge to amount by failing to contest it below |
| Whether pro se status excuses failure to present res judicata argument on appeal | Lewis proceeded pro se on appeal and raised only merits | Leonard relied on abandonment rule for unbriefed issues | Court: Pro se briefs are construed liberally but abandonment applies; Lewis abandoned res judicata issue |
Key Cases Cited
- Griswold v. County of Hillsborough, 598 F.3d 1289 (11th Cir. 2010) (elements of claim preclusion)
- Timson v. Sampson, 518 F.3d 870 (11th Cir. 2008) (pro se litigant who fails to brief an issue abandons it on appeal)
- Federated Dep't Stores, Inc. v. Moitie, 452 U.S. 394 (U.S. 1981) (dismissal under Rule 12(b)(6) is a judgment on the merits)
- NAACP v. Hunt, 891 F.2d 1555 (11th Cir. 1990) (same principle regarding Rule 12(b)(6) dismissal)
- Devaney v. Continental American Insurance Co., 989 F.2d 1154 (11th Cir. 1993) (abuse-of-discretion standard for Rule 37 sanctions)
- Access Now, Inc. v. Southwest Airlines Co., 385 F.3d 1324 (11th Cir. 2004) (issues not raised below are waived on appeal)
