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912 N.W.2d 291
N.D.
2018
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Background

  • May 2015: Robert Carvell injured in vehicle accident; ED records showed dislocations and fractures of multiple right-hand joints including third (middle) finger.
  • May 4, 2015: Carvell consented to surgery at Bone & Joint Center by Dr. Troy Pierce for open reduction and internal fixation of elbow and metacarpal injuries; operative report lists procedures on 4th and 5th metacarpals and later documents show involvement of the 3rd metacarpal/MCP joint.
  • Postoperative course: swelling and limited range of motion in the right middle finger; June 2015 imaging showed third MCP volar/ulnar subluxation and fractures; Dr. Pierce performed a second surgery (open reduction and pinning of the 3rd MCP joint).
  • April 2017: Carvell sued Petitioners for alleged negligence in failing to treat/repair the fractured middle finger during the initial surgery.
  • Petitioners moved to dismiss (Sept. 2017) under N.D.C.C. § 28-01-46 for failure to serve an admissible expert affidavit within three months; district court denied dismissal, concluding the claim fell within the statute’s “obvious occurrence” exception.
  • Supreme Court granted supervisory writ, concluding the district court erred: the alleged negligence arose from technical surgical decisions beyond lay understanding, so the obvious-occurrence exception did not apply; dismissal ordered.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether § 28‑01‑46 affidavit requirement applies Carvell: failure to fix middle finger was an "obvious occurrence" so no expert affidavit required Petitioners: affidavit required because alleged negligence occurred during technical surgical procedures Held: affidavit required; obvious-occurrence exception does not apply
Whether the district court’s denial of dismissal is reviewable by supervisory writ Carvell: defendants can pursue trial/appeal; no extraordinary relief needed Petitioners: denial leaves no adequate remedy and contradicts statute/precedent Held: supervisory jurisdiction appropriate; no adequate alternative remedy
Standard for reviewing obvious-occurrence determinations Carvell: factual issue for district court Petitioners: mixed question of law and fact subject to de novo legal review Held: mixed question; underlying facts are factual, applicability of legal standard is reviewed as law
Whether the alleged occurrence is like statutory examples (e.g., wrong-patient) Carvell: injury/result makes occurrence obvious Petitioners: occurrence (surgical judgment/technique) is not like those examples Held: ejusdem generis limits "other obvious occurrence" to occurrences similar to listed examples; this is not one of them

Key Cases Cited

  • Western Horizons Living Ctrs. v. Feland, 853 N.W.2d 36 (N.D. 2014) (standards for exercising supervisory writs)
  • State v. Haskell, 621 N.W.2d 358 (N.D. 2001) (granting supervisory writ to direct dismissal when required filing absent)
  • Dimond v. State Bd. of Higher Educ., 603 N.W.2d 66 (N.D. 1999) (declining supervisory jurisdiction except in extraordinary cases)
  • Van Klootwyk v. Baptist Home, Inc., 665 N.W.2d 679 (N.D. 2003) (purpose of expert affidavit requirement to screen unsupported malpractice claims)
  • Haugenoe v. Bambrick, 663 N.W.2d 175 (N.D. 2003) (technical surgical procedures fall outside obvious-occurrence exception)
  • Johnson v. Bronson, 830 N.W.2d 595 (N.D. 2013) (obvious-occurrence exception applies only when layperson can readily perceive negligence)
  • Scheer v. Altru Health Sys., 734 N.W.2d 778 (N.D. 2007) (expert affidavit requirement is mandatory absent an exception)
  • Larsen v. Zarrett, 498 N.W.2d 191 (N.D. 1993) (definition of "obvious" and ejusdem generis application)
  • Greene v. Matthys, 893 N.W.2d 179 (N.D. 2017) (obvious-occurrence requires occurrence itself, not just the result, be obvious)
  • Cartwright v. Tong, 896 N.W.2d 638 (N.D. 2017) (affirming dismissal where alleged surgical act was beyond lay understanding)
  • Winkjer v. Herr, 277 N.W.2d 579 (N.D. 1979) (diagnosis/treatment issues not within common lay knowledge)
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Case Details

Case Name: Pierce v. Anderson
Court Name: North Dakota Supreme Court
Date Published: Jun 5, 2018
Citations: 912 N.W.2d 291; 2018 ND 131; 20180005
Docket Number: 20180005
Court Abbreviation: N.D.
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    Pierce v. Anderson, 912 N.W.2d 291