912 N.W.2d 291
N.D.2018Background
- May 2015: Robert Carvell injured in vehicle accident; ED records showed dislocations and fractures of multiple right-hand joints including third (middle) finger.
- May 4, 2015: Carvell consented to surgery at Bone & Joint Center by Dr. Troy Pierce for open reduction and internal fixation of elbow and metacarpal injuries; operative report lists procedures on 4th and 5th metacarpals and later documents show involvement of the 3rd metacarpal/MCP joint.
- Postoperative course: swelling and limited range of motion in the right middle finger; June 2015 imaging showed third MCP volar/ulnar subluxation and fractures; Dr. Pierce performed a second surgery (open reduction and pinning of the 3rd MCP joint).
- April 2017: Carvell sued Petitioners for alleged negligence in failing to treat/repair the fractured middle finger during the initial surgery.
- Petitioners moved to dismiss (Sept. 2017) under N.D.C.C. § 28-01-46 for failure to serve an admissible expert affidavit within three months; district court denied dismissal, concluding the claim fell within the statute’s “obvious occurrence” exception.
- Supreme Court granted supervisory writ, concluding the district court erred: the alleged negligence arose from technical surgical decisions beyond lay understanding, so the obvious-occurrence exception did not apply; dismissal ordered.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether § 28‑01‑46 affidavit requirement applies | Carvell: failure to fix middle finger was an "obvious occurrence" so no expert affidavit required | Petitioners: affidavit required because alleged negligence occurred during technical surgical procedures | Held: affidavit required; obvious-occurrence exception does not apply |
| Whether the district court’s denial of dismissal is reviewable by supervisory writ | Carvell: defendants can pursue trial/appeal; no extraordinary relief needed | Petitioners: denial leaves no adequate remedy and contradicts statute/precedent | Held: supervisory jurisdiction appropriate; no adequate alternative remedy |
| Standard for reviewing obvious-occurrence determinations | Carvell: factual issue for district court | Petitioners: mixed question of law and fact subject to de novo legal review | Held: mixed question; underlying facts are factual, applicability of legal standard is reviewed as law |
| Whether the alleged occurrence is like statutory examples (e.g., wrong-patient) | Carvell: injury/result makes occurrence obvious | Petitioners: occurrence (surgical judgment/technique) is not like those examples | Held: ejusdem generis limits "other obvious occurrence" to occurrences similar to listed examples; this is not one of them |
Key Cases Cited
- Western Horizons Living Ctrs. v. Feland, 853 N.W.2d 36 (N.D. 2014) (standards for exercising supervisory writs)
- State v. Haskell, 621 N.W.2d 358 (N.D. 2001) (granting supervisory writ to direct dismissal when required filing absent)
- Dimond v. State Bd. of Higher Educ., 603 N.W.2d 66 (N.D. 1999) (declining supervisory jurisdiction except in extraordinary cases)
- Van Klootwyk v. Baptist Home, Inc., 665 N.W.2d 679 (N.D. 2003) (purpose of expert affidavit requirement to screen unsupported malpractice claims)
- Haugenoe v. Bambrick, 663 N.W.2d 175 (N.D. 2003) (technical surgical procedures fall outside obvious-occurrence exception)
- Johnson v. Bronson, 830 N.W.2d 595 (N.D. 2013) (obvious-occurrence exception applies only when layperson can readily perceive negligence)
- Scheer v. Altru Health Sys., 734 N.W.2d 778 (N.D. 2007) (expert affidavit requirement is mandatory absent an exception)
- Larsen v. Zarrett, 498 N.W.2d 191 (N.D. 1993) (definition of "obvious" and ejusdem generis application)
- Greene v. Matthys, 893 N.W.2d 179 (N.D. 2017) (obvious-occurrence requires occurrence itself, not just the result, be obvious)
- Cartwright v. Tong, 896 N.W.2d 638 (N.D. 2017) (affirming dismissal where alleged surgical act was beyond lay understanding)
- Winkjer v. Herr, 277 N.W.2d 579 (N.D. 1979) (diagnosis/treatment issues not within common lay knowledge)
