Perry, Ex Parte James Richard "Rick"
PD-1067-15
Tex.Nov 13, 2015Background
- This is the State Prosecuting Attorney’s response to Rick Perry’s brief challenging Texas Penal Code §36.03(a)(1) (incorporating §1.07(a)(9)(F)) on First Amendment overbreadth grounds.
- The statute criminalizes the use of a threat by a person to take or withhold action as a public servant to influence a public servant’s performance of a duty (coercion of a public servant).
- Appellant argues the statute is content‑based, thus presumptively invalid, and overbroad because it could criminalize protected coercive speech (citing Claiborne, Keefe, and Watts).
- The State contends the overbreadth doctrine is being confused with a facial‑invalidity test; overbreadth focuses on the realistic likelihood that the statute criminalizes a substantial amount of protected speech.
- The State argues the statute targets proscribable conduct (threats used as a means to influence official action), is viewpoint neutral, and therefore is not substantially overbroad; hypotheticals posed by appellant lack evidence of real prosecutions and so do not show a realistic chilling effect.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether §36.03(a)(1) is facially overbroad under the First Amendment | The statute is content‑based and criminalizes protected coercive speech; thus it is substantially overbroad | Overbreadth requires showing the statute realistically reaches a substantial amount of protected speech; the statute targets proscribable threats and is viewpoint neutral | Court of appeals found overbreadth; State urges reversal (State’s brief argues statute is not overbroad) |
| Whether content‑based analysis governs the overbreadth inquiry | Appellant: content‑based triggers strict scrutiny and narrow tailoring analysis | State: overbreadth analysis is a separate balancing of protected vs. unprotected expression; content‑based label is not dispositive for proscribable categories | State urges that content‑based label does not automatically make statute overbroad when it targets proscribable speech |
| Whether coercive statements here are "true threats" or otherwise proscribable | Appellant: some hypotheticals would be protected and not true threats (cites Watts) | State: statute criminalizes use of a threat as an element to influence official action (not punishing threat alone); Watts is not controlling | State argues statutory element structure and context distinguish this statute from Watts-style free‑speech protection claims |
| Whether hypotheticals and vagueness require striking the statute | Appellant: hypotheticals show chilling and vagueness problems | State: lack of prosecutions for hypotheticals undermines realistic‑danger argument; vagueness not preserved for review here | State asks remand if overbreadth rejected so lower court can address vagueness; urges reversal on overbreadth |
Key Cases Cited
- Virginia v. Black, 538 U.S. 343 (2003) (upholding statute banning cross‑burning with intent to intimidate)
- R.A.V. v. City of St. Paul, 505 U.S. 377 (1992) (viewpoint discrimination and limits on content‑based restrictions even within proscribable categories)
- United States v. Stevens, 559 U.S. 460 (2010) (recognition of historically proscribable categories but caution against creating new categorical exclusions)
- N.A.A.C.P. v. Claiborne Hardware Co., 458 U.S. 886 (1982) (protected coercive collective protest and economic pressure)
- Organization for a Better Austin v. Keefe, 402 U.S. 415 (1971) (protections for picketing/leafleting aimed at social pressure)
- Watts v. United States, 394 U.S. 705 (1969) (political hyperbole and the limits of prosecuting threats)
- United States v. Williams, 553 U.S. 285 (2008) (standing and realistic‑danger requirement in overbreadth analysis)
- Reed v. Town of Gilbert, 135 S. Ct. 2218 (2015) (content‑based regulation triggers strict scrutiny)
- New York State Club Ass'n v. City of New York, 487 U.S. 1 (1988) (facial challenges and lack of legitimate sweep)
- Members of City Council of Los Angeles v. Taxpayers for Vincent, 466 U.S. 789 (1984) (facial invalidity and permissible speech restrictions)
- Ex parte Lo, 434 S.W.3d 10 (Tex. Crim. App. 2013) (Texas case discussed for overbreadth analysis and burden placement)
