People v. Newman
2 Cal. App. 5th 718
| Cal. Ct. App. | 2016Background
- In 2001 Newman was convicted of assault by means likely to produce great bodily injury (§ 245(a)(1)) after punching and later choking a Pizza Hut delivery driver, who suffered a fractured jaw and brief unconsciousness; jury found the great-bodily-injury enhancement (§ 12022.7) not true.
- Newman received a third-strike sentence (25 years to life); on appeal some prior enhancements were later stricken and sentence reduced but conviction stood.
- After Proposition 36 (Three Strikes Reform Act) passed, Newman petitioned (June 26, 2013) for recall and resentencing under section 1170.126.
- The Proposition 36 court reviewed the record of conviction, found Newman intended to cause great bodily injury during the assault, and denied resentencing on that ground.
- Newman appealed, arguing the court exceeded permissible inquiry by making a new factual finding of intent beyond the conviction’s nature/basis and applied the wrong burden of proof (preponderance instead of beyond a reasonable doubt).
- The Court of Appeal affirmed: a Proposition 36 court may examine the record of conviction and make factual findings (by a preponderance) about disqualifying factors that need not be elements or enhancements of the underlying offense.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a Proposition 36 court may find a disqualifying fact (intent to cause great bodily injury) not pleaded or proven as an element/enhancement at trial | The court may examine the record of conviction and determine eligibility; disqualifying factors need not be elements or charged enhancements | Such a factual finding would be a "brand new" finding beyond the nature/basis of the conviction and improperly relitigates facts not found by jury (People v. Guerrero) | Held: Court may determine disqualifying factors from the record of conviction even if not elements/enhancements; these are eligibility (lenity) determinations for the Proposition 36 court, not jury determinations |
| Appropriate standard of proof for disqualifying factors at a Proposition 36 eligibility hearing | Preponderance of the evidence is adequate; Proposition 36 is ameliorative and does not increase punishment so due process does not require higher standard | Beyond a reasonable doubt should apply; acquittals and not-true findings should be preclusive of disqualifying findings | Held: Preponderance of the evidence is the statutory and constitutional standard for Proposition 36 disqualifying-factor findings |
Key Cases Cited
- People v. Guerrero, 44 Cal.3d 343 (Cal. 1988) (limits trial-court relitigation of prior-conviction circumstances when resolving prior-conviction allegations)
- People v. Blakely, 225 Cal.App.4th 1042 (Cal. Ct. App. 2014) (Proposition 36 court may examine record of conviction to determine disqualifying factors; no Sixth Amendment jury right to such determinations)
- People v. Arevalo, 244 Cal.App.4th 836 (Cal. Ct. App. 2016) (held beyond-a-reasonable-doubt standard for certain resentencing disqualifying findings; Court of Appeal disagreed with this approach)
- People v. Osuna, 225 Cal.App.4th 1020 (Cal. Ct. App. 2014) (disqualifying factors under section 1170.126 need not be proven to a jury beyond a reasonable doubt; preponderance sufficient)
- Apprendi v. New Jersey, 530 U.S. 466 (U.S. 2000) (facts increasing penalty beyond statutory maximum must be submitted to a jury and proved beyond a reasonable doubt)
- In re Winship, 397 U.S. 358 (U.S. 1970) (due process requires proof beyond a reasonable doubt of every fact necessary to constitute the crime charged)
- United States v. Watts, 519 U.S. 148 (U.S. 1997) (preponderance standard at sentencing generally satisfies due process)
- People v. Towne, 44 Cal.4th 63 (Cal. 2008) (facts relevant to sentencing generally need be proved only by a preponderance; Apprendi inapplicable where facts do not increase statutory maximum)
- People v. Robinson, 47 Cal.4th 1104 (Cal. 2010) (substantial-evidence standard governs review of trial-court factual findings)
