People v. Gandy
B264452A
Cal. Ct. App.Aug 3, 2017Background
- Defendant Anthony Gandy pleaded no contest in Oregon (2001) to two burglaries and one robbery; those convictions were alleged as prior strikes and serious-felony priors in his 2011 California prosecution.
- Gandy moved in the California trial court to dismiss the Oregon priors under Boykin/Tahl, arguing he was not knowingly and intelligently advised or did not waive the enumerated constitutional rights when he pleaded no contest.
- The Oregon record included a signed written plea petition that listed jury, confrontation, and self-incrimination rights and stated the plea was made "knowingly and voluntarily;" the plea colloquy in Oregon briefly confirmed Gandy had read and discussed the petition and had no questions.
- The parties agreed on rehearing that Oregon law (Or. Rev. Stat. §135.385 and Oregon cases) imposed Tahl-like written/record advisement and waiver requirements; therefore Gandy could collaterally attack the out-of-state priors.
- The sole remaining issue was whether, under the federal "totality of the circumstances" test, Gandy’s Oregon plea was voluntary and intelligent; the Court concluded it was and affirmed the judgment, leaving the priors available for enhancement.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| May a defendant collaterally attack an out-of-state prior plea on Boykin/Tahl grounds? | People: Only if the convicting jurisdiction had Tahl-like requirements; otherwise finality bars attack. | Gandy: Oregon law has Tahl-like written/oral admonition and waiver requirements, so collateral attack is permitted. | Allowed: Oregon has Tahl-like requirements, so Gandy may collaterally attack his Oregon priors. |
| Was Gandy’s Oregon no contest plea involuntary under Boykin/Tahl (i.e., invalid for enhancement)? | People: The written plea form, attorney certification, and the court colloquy show a voluntary, intelligent waiver under the federal totality test. | Gandy: The form did not expressly state he was waiving rights by pleading no contest; counsel and judge did not expressly advise of waivers; his declaration claims counsel told him just to sign. | Denied: Under the federal totality-of-the-circumstances test, the plea was voluntary and intelligent; priors stand. |
| Does reliance on a written plea form satisfy Tahl/Boykin requirements? | People: Yes — a validly executed written waiver, coupled with court inquiry that defendant read/discussed it, suffices. | Gandy: Written form was inadequate because it did not explicitly state waiver by pleading. | Held: Written form plus affirmative colloquy can establish voluntary, intelligent waiver; specific oral advisement not strictly required under federal test. |
| Can ineffective-assistance claims be used to collaterally attack priors in current noncapital prosecution? | People: Such claims are barred by Custis/Garcia for noncapital prosecutions; not a route to strike priors. | Gandy: (Raised ineffective assistance as factual background for involuntariness) | Held: Ineffective assistance cannot be used here to invalidate priors in current noncapital prosecution. |
Key Cases Cited
- Boykin v. Alabama, 395 U.S. 238 (requires record to show plea was voluntary and intelligent)
- In re Tahl, 1 Cal.3d 122 (Cal. requirement that Boykin rights be specifically and expressly waived)
- People v. Sumstine, 36 Cal.3d 909 (procedural rule allowing collateral attack on priors raised at trial)
- Custis v. United States, 511 U.S. 485 (limits collateral attacks on priors for enhancement claims; bars certain ineffective-assistance claims)
- Garcia v. Superior Court, 14 Cal.4th 953 (applies Custis; bars collateral attack based on ineffective assistance in noncapital prosecutions)
- People v. Howard, 1 Cal.4th 1132 (adopts federal totality test; supervisory rule favors on-the-record advisals but federal law governs validity)
- People v. Allen, 21 Cal.4th 424 (limits Sumstine collateral attacks to post-Tahl pleas; discusses out-of-state priors)
- People v. Green, 81 Cal.App.4th 463 (applies Allen concurrence: out-of-state priors may be attacked only if convicting jurisdiction had Tahl-like requirements)
- People v. Mosby, 33 Cal.4th 353 (supports that totality test can validate pleas without explicit advisals in certain contexts)
