People v. Cottone
57 Cal. 4th 269
Cal.2013Background
- Defendant Cottone was convicted of multiple lewd acts (Pen. Code § 288) against his niece B., who testified the abuse began when she was 8 and continued episodically; defendant sentenced to six years.
- Prosecution offered Evidence Code § 1108 evidence that, when defendant was nearly 14, he digitally touched his then-5-year-old sister L.; that act was unadjudicated (no juvenile petition filed).
- At an in limine hearing the trial court found defendant at least 13 years 10 months at the time and, by clear and convincing evidence, capable of appreciating wrongfulness (Pen. Code § 26(1)); it admitted the § 1108 evidence and gave CALCRIM No. 1191.
- On appeal the Court of Appeal reversed, holding the jury (not the court) must decide capacity under Penal Code § 26(1) and that the trial court had a sua sponte duty to instruct the jury to apply the § 26(1) presumption.
- The California Supreme Court granted review to decide (1) whether § 26(1)’s presumption of incapacity applies to § 1108 proffered conduct occurring before age 14, and (2) whether the court or the jury decides that capacity question and whether a sua sponte § 26(1) instruction is required.
Issues
| Issue | Plaintiff's Argument (People) | Defendant's Argument (Cottone) | Held |
|---|---|---|---|
| Whether Penal Code § 26(1) presumption of incapacity applies to unadjudicated sexual conduct committed before age 14 offered under Evidence Code § 1108 | § 1108 allows only evidence of other sexual offenses that are "crimes," so § 26(1) capacity presumption applies and must be overcome | § 26(1) does not control § 1108 use or should not bar admissibility of such evidence | Held: § 26(1) applies; prosecution must prove by clear and convincing evidence the minor appreciated wrongfulness before § 1108 evidence is admissible |
| Who decides capacity (court or jury) and whether court must sua sponte instruct jury on § 26(1) presumption | Court: the trial judge decides preliminary fact of capacity under Evid. Code §§ 405/403 as a threshold admissibility issue; no sua sponte duty to instruct jury on § 26(1) | Jury must decide capacity by clear and convincing evidence and court must give § 26(1) instruction sua sponte | Held: Trial court decides capacity as a preliminary fact and applies clear-and-convincing standard; jury does not reassess admissibility or relitigate § 26(1) but may consider age when weighing admitted § 1108 evidence; no sua sponte duty to instruct on § 26(1) absent request |
Key Cases Cited
- People v. Reliford, 29 Cal.4th 1007 (section 1108 permits other-sex-offense evidence to prove propensity)
- People v. Falsetta, 21 Cal.4th 903 (framework and limits for admitting other-sex-offense evidence under § 1108)
- In re Manuel L., 7 Cal.4th 229 (§ 26(1) presumption; prosecution must rebut by clear and convincing evidence)
- People v. Lewis, 26 Cal.4th 334 (discussion of juvenile capacity issues and prior treatment of jury/court roles)
- People v. Villatoro, 54 Cal.4th 1152 (discussion of § 1108 and safeguards for inflammatory other-crimes evidence)
- Estelle v. McGuire, 502 U.S. 62 (other-crimes evidence may be admissible for limited purposes but cannot alone support conviction)
