Lead Opinion
Opinion
Penal Code section 26 articulates a presumption that a minor under the age of 14 is incapable of committing a crime. (Pen. Code, §26, subd. One.)
This case requires us to determine whether the term “clear proof," as used in Penal Code section 26, refers to a burden of persuasion akin to clear and convincing evidence, as the People urge and the Courts of Appeal in this case and in In re Clyde H. (1979)
Factual Background
On June 19, 1991, Linda Burrow discovered her bicycle was missing. After a neighbor told Ms. Burrow she had seen Manuel riding the bicycle,
On October 29, 1991, Manuel approached some minors and, using a slingshot or rubber band, shot sharр pieces of glass at one of them. When questioned about the incident, Manuel denied shooting or throwing any glass.
After the glass incident, Manuel’s informal supervision was terminated. A section 602 petition was filed, alleging that Manuel had violated Penal Code sections 496 (receiving stolen property) and 245, subdivision (a)(1) (assault by means of force likely to produce great bodily injury). The parties agreed to submit the matter to the court based on the probation report and the juvenile contact reports, and stipulated that the offenses be reduced to misdemeanors. The trial court ordered a psychological evaluation of Manuel, asking the рsycMatrist to determine whether Manuel understood the wrongfulness of Ms conduct. The psycMatrist reported that Manuel knew it was wrong to possess stolen bicycle parts and to throw broken glass at people.
The court found the allegations of the petition to be true and adjudged Manuel a ward of the court. Although the court did not tMnk it necessary to make a specific finding beyond a reasonable doubt, it found, based on the psycMatrist’s report, that Manuel understood the wrongfulness of Ms conduct.
Manuel appealed, contending the trial court erred in not requiring a finding beyond a reasonable doubt that Manuel knew the wrongfulness of Ms conduct. Manuel also urged there was insufficient evidence to support the finding that he knew Ms conduct was wrongful. The Court of Appeal rejected Ms contentions.
Discussion
Our first task is to determine the proper standard of proof applicable to findings under Penal Code section 26. As will appear, we conclude
Our aim in construing a statute has often been articulated: We attempt to ascertain the intent of the Legislature, looking first to the statutory language itself. (Adoption of Kelsey S. (1992)
In 1872, at the time of the adoption of Penal Code section 26, the term “clear proof” meant something other than beyond a reasonable doubt. When the Legislature intended to invoke the latter standard, it did so explicitly. The same year, the Legislature also adopted Penal Code seсtion 1096, which provided that “[a] defendant in a criminal action is presumed to be innocent until the contrary is proved, and in case of a reasonable doubt whether his guilt is satisfactorily shown, he is entitled to an acquittal.” Contemporaneously, in adopting former Penal Code section 262 the Legislature applied the reasonable doubt standard to a fact not ordinarily an element of the crime, applicable to boys under 14: “No conviction for rape can be had against one who was under the age of fourteen years at the time of the act alleged, unless his physical ability to accomplish penetration is proved as an independent fact, and beyond a reasonable doubt.” (Pen. Code, former § 262, repealed by Stats. 1978, ch. 29, § 1, p. 115.) That the Legislature could and did prescribe differing burdens of persuasion for cases involving minors under 14 is especially significant here, suggesting as it does that had the Legislature intended the more stringent standard to govern determinations of juvenile capacity, it would have said so with clarity.
What, then, does “clear proof” mean? The term has been interpreted to mean “clear and convincing evidence.” In People v. Terry (1960)
Manuel argues, however, that section 701, read together with section 602 and Penal Code section 26, demands application of the reasonable doubt standard. In 1961, when separate procedures were adopted for juvenile cases, section 701 provided in pertinent part as follows: “At the hearing, the court shall first consider only the question whether the minor is a person described by [section] . . . 602, and for this purpose, any matter or information relevant and material to the circumstances or acts which are alleged to bring him within the jurisdiction of the juvenile court is admissible and may be received in evidence; however, a preponderance of the evidence, legally admissible in the trial of criminal cases, must be adduced to support a finding that the minor is a person described by [s]ection 602 . . . .” (Stats. 1961, ch. 1616, § 2, p. 3482, italics added.) Then, following the United States Supreme Court’s decision in In re Winship, supra, 397 U.S. at pages 364-368 [25 L.Ed.2d at pages 375-378], that due process requires proof of guilt beyond a reasonable doubt in juvenile proceedings, the Legislature in 1971 amended section 701. The statute now provides: “[P]roof beyond a reasonable doubt supported by evidence, legally admissible in the trial of criminal cases, must be adduced to support a finding that the minor is a person described by Section 602 . . . .” (§ 701, as amended by Stats. 1971, ch. 934, § 1, p. 1833.)
Manuel notes that when it amended section 701 in 1971, the Legislature presumably was aware of our opinion in In re Gladys R., supra,
In assessing Manuel’s argument, we bear in mind that repeals by implication are disfavored, being recognized only if two apparently conflicting laws cannot be harmonized. (Roberts v. City of Palmdale (1993)
We believe the statutes can be harmonized. While it is true that in In re Gladys R., supra,
Manuel argues further that, in light of the United States Supreme Court’s decision in In re Winship, supra,
In subsequent decisions the high court elaborated on the due process implications of the allocation of burdens of proof in criminal cases. In Mullaney v. Wilbur (1975)
The high court later upheld a Pennsylvania sentencing statute that enhanced the punishment of a defendant who was found by a preponderance of the evidence to have “visibly possessed a firearm” during the commission of the offense. (McMillan v. Pennsylvania (1986) 477 U.S. 79, 84-91 [
Recently, the high court adhered to the reasoning of Patterson in rejecting a due procеss challenge to a California statute placing on a defendant the burden of proving his incompetence to stand trial. (Medina v. California (1992)
Although the presumption of incapacity of minors under 14 predates Penal Code section 26, for more than a century after the enactment of that statute it was well accepted that “clear proof,” rather than proof beyond a reasonable doubt, sufficed to rebut it. Historical usage thus supports the result in this case.
In cases relating to criminal capacity, California courts similarly have concluded that due process does not require the prosecution to prove beyond a reasonable doubt facts not material to guilt. In People v. Boyes (1983)
Manuel urges that our opinion in In re Arthur N. (1976)
For the foregoing reasons, we conclude that the standard of proof applicable to findings under Penal Code section 26, subdivision One, is that of clear and convincing evidence, and that this standard comports fully with the due process requirements of the state and fedеral Constitutions.
Disposition
The judgment of the Court of Appeal is affirmed.
Lucas, C. J., Arabian, J., Baxter, J., and George, J., concurred.
Notes
Penal Code section 26 provides in relevant part as follows: “All persons are capable of committing crimes except those belonging to the following classes: [J] One—Children under
Penal Code section 26 “accords with the historical treatment of juveniles, deriving from the early common law that children under the age of seven could not be held responsible for criminal conduct. [Citation.] Between the ages of seven and fourteen the commоn law rebuttably presumed children incapable of criminal acts, unless the particular child possessed the requisite age and experience to understand the wrongfulness of his act. [Citation.] California likewise rebuttably presumes all minors under the age of 14 incapable of committing a crime, but does not totally exclude any child from criminal responsibility. Section 26 embodies a venerable truth, which is no less true for its extreme age, that a young child cannot be held to the same standard of criminal responsibility as his more experienced elders.” (In re Gladys R. (1970)
Welfare and Institutions Code section 602 provides as follows: “Any person who is under the age of 18 years when hе violates any law of this state or of the United States or any ordinance of any city or county of this state defining crime other than an ordinance establishing a curfew based solely on age, is within the jurisdiction of the juvenile court, which may adjudge such person to be a ward of the court.” Further unlabelled statutory references are to the Welfare and Institutions Code unless the context otherwise requires.
Miranda v. Arizona (1966)
In Rivera v. Delaware (1976)
In re Billie Y., supra,
At oral argument, counsel for respondent stated that the “clear proof” formulation of Penal Code section 26, subdivision One, is unique among the statutes of this state. Our research confirms that representation. It might be well for the Legislature to consider conforming this statute to the more prevalent clear and convincing evidence standard. (See Evid. Code, § 115.)
Dissenting Opinion
Under Penal Code section 26, subdivision One,
I am not persuaded. I would hold, in accord with the majority of the published decisions that have addressed this issue, that the applicable standard is proof beyond a reasonable doubt.
I
In this case, 11-year-old Manuel L. denied taking a bicycle owned by Linda Burrow. He admitted, however, that he had some parts of the bicycle and knew they were stolen. A few months later, in a separate incident, Manuel used either a slingshot or a rubber band to shoot sharp pieces of glass at some children. He was charged in juvenile court with receiving stolen property and with assault with a deadly weapon. The parties agreed the trial court could consider a psychiatric report that concluded Manuel knew it was wrong to commit the acts he was accused of committing. The court found that Manuel understood the wrongfulness of his conduct, rejecting defense counsel’s request that it apply a “beyond a reasonable doubt” standard in making that determination.
II
Section 26, enacted in 1872, provides that except for six enumeratеd categories, all persons are “capable of committing crimes.” The first of these exceptions pertains to “[cjhildren under the age of 14, in the absence of clear proof that at the time of committing the act charged against them, they knew its wrongfulness.” (Italics added.)
The majority looks to two cases in concluding that the words “clear proof,” as used in section 26, mean “clear and convincing evidence”: In re
In In re Michael B., supra,
Equally misplaced is the majority’s reliance on People v. Terry, supra,
As I have shown, neither In re Michael B., supra,
The term “clear proof” can be traced to a case that is perhaps the most influential criminal decision rendered by a court in the 19th century: M’Naghten’s Case (hereafter M’Naghten) (1843) 8 Eng.Rep. 718. There, the court used the words “clearly proved,” the term at issue here, as follows: “[T]he jurors ought to be told in all cases that... to establish a defence on the ground of insanity, it must be clearly proved that, at the time of the committing of the act, the party accused was labouring under such a defect of reason . . . as not to know the nature and quality of the act he was doing . . . .” (Id. at p. 722, italics added.)
Although the majority of jurisdictions in this country adopted the definition of insanity established in M’Naghten, controversy arose regarding the decision’s requirement that insanity be “clearly proved” by the defendant. Many American courts rejected this requirement as unnecessarily harsh; but irrespective of whether they accepted or rejected it, the courts agreed that “clearly proved” meant proof beyond a reasonable doubt. In his treatise entitled “Mental Disorder as a Criminal Defense,” Professor Henry Weihofen provides an insightful analysis of this issue: “Use of the word ‘clеarly’ has been the subject of dispute in a large number of cases. The early cases, English and American, looked upon the defense of insanity with some suspicion, and in order that it might not be abused, held that for a defendant to be acquitted on that ground, his irresponsibility must be ‘clearly’ proved. The rule was so stated in M’Naghten’s Case, the most famous decision on the subject of insanity in our law, and ‘clear’ or ‘clearly’ is given as the measure of proof in most of the early American cases.” (Weihofen, Mental Disorder as a Criminal Defense (1954) The Burden of Proof, § 3, p. 222, fns. omitted.)
Professor Weihofen then observes: “But ‘clearly’ is an ambiguous word. It may mean either beyond reasonable doubt, or some lesser degree of proof. The use of this term has caused some confusion. Thus, in the early cases which held that the defense of insanity must be proved beyond reasonable doubt, the courts usually cited in support of their decision cases which held that the defense must be ‘clearly’ proved, arguing, with much reason, that an issue cannot be said to have been clearly proved so long as a reasonable doubt remains.” (Weihofen, Mental Disorder as a Criminal Defense, supra, The Burden of Proof, § 3, at p. 222, fn. omitted.)
In 1881, California joined the jurisdictions that equated the words “clearly proved," as used in M’Naghten, with “beyond a reasonable doubt,” when this court decided People v. Wreden (1881)
Our decision in People v. Wreden, supra, 59 Cal. 392, filed shortly after the Legislature’s enactment of section 26 in 1872, reflected the general view of 19th century American jurisprudence that the terms “clear proof” and “clearly established by satisfactory proof” were the equivalent of proof beyond a reasonable doubt. The likelihood is great that the Legislature, too, shared that view when it used the phrase “clear proof” in its 1872 enactment of section 26.
It is most likely that when drafting section 26, the Legislature’s concern was not with the quantum of proof, but with the allocation of the burden of proof. Except for subdivision One, all of the subdivisions of section 26 created affirmative defenses; that is, they place on the defendant the burden of establishing facts essential to the defense. (In re Ramon M. (1978)
The “beyond a reasonable doubt” standard is the norm in criminal cases (Evid. Code, § 501; Pen. Code, § 1096) as well as in juvenile delinquency matters (Welf. & Inst. Code, § 701). Indeed, as the United States Supreme Court has stated, a departure from that standard generally violates due process: “[T]he Due Process Clause protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.” (In re Winship (1970)
As noted earlier—in my discussion of Professor Weihofen’s treatise (see ante, pp. 242-243)—the term “clear proof” is ambiguous: does it mean clear and convincing evidence, or is it proof beyond a reasonable doubt? “When language which is susceрtible of two constructions is used in a penal law, the policy of this state is to construe the statute as favorably to the defendant as its language and the circumstance of its application reasonably permit. The defendant is entitled to the benefit of every reasonable doubt as to the true interpretation of words or the construction of a statute.” (People v. Overstreet (1986)
The trial court in this case erroneously refused to employ the “beyond a reasonable doubt” standard of proof in deciding that the minor understood
Mosk, J., concurred.
Unless otherwise stated all subsequent statutory references are tо the Penal Code.
Section 26 provides in full: “All persons are capable of committing crimes except those belonging to the following classes: [5] One—Children under the age of 14, in the absence of clear proof that at the time of committing the act charged against them, they knew its wrongfulness. H] Two—Idiots. [1] Three—Persons who committed the act or made the omission charged under an ignorance or mistake of fact, which disproves any criminal intent. [I] Four—Persons who committed the act charged without being conscious thereof. [|] Five—Persons who committed the act or made the omission charged through misfortune or by accident, when it appears thаt there was no evil design, intention, or culpable negligence. H] Six—Persons (unless the crime be punishable with death) who committed the act or made the omission charged under threats or menaces sufficient to show that they had reasonable cause to and did believe their lives would be endangered if they refused."
The minor also argues that the “beyond a reasonable doubt” standard of proof is compelled by Welfare and Institutions Code section 701, as well as the due process clauses of the state and federal Constitutions. Because I conclude that section 26 itself requires the prosecution to show beyond a reasonable doubt that the minor understood the wrongfulness of his conduct, I do not reach these issues.
