People v. Alford
D070486
Cal. Ct. App.Jun 15, 2017Background
- Defendant Luis Alford pled guilty to possession of methamphetamine for sale (Health & Safety Code § 11378) and was sentenced to prison plus mandatory supervision; the court imposed a $50 statutory laboratory fee (§ 11372.5) and up to $150 drug program fee (§ 11372.7), but actually assessed larger amounts by adding mandatory penalty assessments under Penal Code § 1464 and Gov. Code § 76000.
- After judgment, Alford moved to strike the added penalty assessments arguing §§ 11372.5 and 11372.7 impose only “fees,” not a “fine” or “penalty,” so the penalty statutes should not apply.
- The trial court denied the motion; Alford appealed the imposition of the additional penalty assessments ($155 added to the lab fee and $465 added to the drug program fee).
- The Court of Appeal acknowledged a split in authority among appellate courts on whether the penalty statutes apply to the lab and drug program statutes.
- The court concluded the penalty assessments were properly imposed, relying on People v. Talibdeen and prior appellate decisions treating the section 11372.5/11372.7 assessments as fines/penalties subject to mandatory penalty assessments.
- The Court affirmed the judgment but remanded to correct a clerical omission: itemize each fine/fee/penalty with statutory basis in the abstract of judgment.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Penal Code § 1464 and Gov. Code § 76000 penalty assessments apply to amounts imposed under Health & Safety Code §§ 11372.5 (lab fee) and 11372.7 (drug program fee) | Penalty statutes apply because §§ 11372.5 and 11372.7 describe the amounts as fines/penalties and the statutes use language identical to § 1464 triggering assessments | The § 11372.5/11372.7 amounts are nonpunitive administrative fees, not "fines" or "penalties," so the penalty statutes should not increase them (as argued in Watts and Moore) | The court held the penalty assessments properly apply: the statutory amounts are, in substance, fines/penalties subject to the mandatory penalty assessments; affirmed but remanded to itemize amounts in the abstract |
Key Cases Cited
- People v. Talibdeen, 27 Cal.4th 1151 (2002) (California Supreme Court held penalty assessments under Penal Code § 1464 and Gov. Code § 76000 are mandatory when a § 11372.5 laboratory fee is imposed)
- People v. Sierra, 37 Cal.App.4th 1690 (1995) (Fifth Dist.) (held § 11372.7 drug program fee is a fine/penalty subject to penalty assessments)
- People v. Martinez, 65 Cal.App.4th 1511 (1998) (Second Dist.) (applied Sierra reasoning to hold § 11372.5 laboratory fee is subject to penalty assessments)
- People v. Watts, 2 Cal.App.5th 223 (2016) (First Dist.) (concluded penalty assessments do not apply to § 11372.5 lab fee; court here disagreed with Watts)
- People v. Alford, 42 Cal.4th 749 (2007) (distinguished court-security fee analysis and recognized that assessments labeled as arising from convictions are generally punitive)
