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108 F. Supp. 3d 1030
D.N.M.
2015
Read the full case

Background

  • Peña, a prisoner at NMWCF, sues Vallejos (and others) under §1983 for alleged Fourth, Eighth, and Fourteenth Amendment violations and state torts.
  • The defendants contracted CCA operated NMWCF under NM state policies; Hickson was warden; Vallejos and Greffet were corrections officers involved in Peña's claims.
  • Peña alleges Greffet sexually assaulted her in 2009–2010; Peña alleges Vallejos grabbed and slammed Peña in a hallway in June 2011, causing bruising and PTSD symptoms.
  • Following the hallway incident Peña was placed in segregation; Peña later alleged retaliation and ongoing harassment related to reporting the incidents.
  • The original complaint was dismissed in part for insufficient pleadings; Peña amended the complaint (Feb 28, 2013) alleging more detailed facts about the Vallejos encounter.
  • The court granted in part Vallejos’ Rule 12(b)(6) motion, dismissing the Eighth Amendment excessive force claim with prejudice but allowing the state-law battery claim to proceed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Peña plausibly stated an Eighth Amendment excessive force claim Peña alleges Vallejos acted with malice while restraining her Forces used were part of a good-faith effort to maintain discipline; injury was de minimis Eighth Amendment claim dismissed with prejudice
Whether Peña plausibly stated a battery claim under New Mexico law Vallejos used more force than reasonably necessary Privileged force may be used to maintain custody; need not be excessive Battery claim survives; not dismissed
Whether the dismissal should be with or without prejudice Should be without prejudice to amend if needed Futility of amendment given current record; prejudice to defendant if delayed Count II dismissed with prejudice; Count VI to proceed

Key Cases Cited

  • Hudson v. McMillian, 503 U.S. 1 (Supreme Court 1992) (excessive force standard focuses on good-faith vs malicious intent, not injury alone)
  • Whitley v. Albers, 475 U.S. 312 (Supreme Court 1986) (factors for evaluating use of force in maintaining discipline)
  • Farmer v. Brennan, 511 U.S. 825 (Supreme Court 1994) (deliberate indifference standard for safety; subjective mental state test)
  • Wilson v. Seiter, 501 U.S. 294 (Supreme Court 1991) (explicit articulation of the subjective and objective components of Eighth Amendment claims)
  • Johnson v. Glick, 481 F.2d 1028 (2d Cir. 1973) (limits of constitutional protection compared with common-law battery)
  • United States v. LaVallee, 439 F.3d 670 (10th Cir. 2006) (no de minimis injury requirement to state an Eighth Amendment excessive force claim)
  • Riddle v. Mondragon, 83 F.3d 1197 (10th Cir. 1996) (analyze if Eighth Amendment claims apply under specific constitutional provisions)
  • Anderson Living Trust v. WPX Energy Prod., LLC, 27 F. Supp. 3d 1188 (D.N.M. 2014) ( Erie doctrine and state-law procedure in diversity contexts; role of juries)
  • State v. Ortega, 1992-NMCA-003 (N.M. Court of Appeals 1992) (New Mexico battery elements; privilege and contact case law)
Read the full case

Case Details

Case Name: Peña v. Greffet
Court Name: District Court, D. New Mexico
Date Published: May 16, 2015
Citations: 108 F. Supp. 3d 1030; 2015 U.S. Dist. LEXIS 72866; 2015 WL 3540060; No. CIV 12-0710 JB/KBM
Docket Number: No. CIV 12-0710 JB/KBM
Court Abbreviation: D.N.M.
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