Opis Management Resources, LLC v. Secretary, Florida Agency for Health Care Administration
713 F.3d 1291
11th Cir.2013Background
- Nursing Facilities operate skilled nursing facilities in Florida and receive requests for deceased residents' medical records from spouses and attorneys-in-fact.
- Facilities refused disclosure because requestors were not personal representatives under HIPAA’s Privacy Rule.
- Florida statute § 400.145 requires disclosure to specified individuals (spouse, guardian, surrogate, or attorney in fact) of both current and former residents.
- Florida Agency for Health Care Administration cited § 400.145 as violating HIPAA, leading to a declaratory-judgment action by the Facilities.
- District court held § 400.145 is preempted by HIPAA because it conflicts with federal confidentiality aims.
- Court addresses whether state law’s broad disclosure mandate obstructs HIPAA’s purposes and objectives; leaves open how to harmonize but finds preemption exists.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Is Florida § 400.145 preempted by HIPAA? | Nursing Facilities: statute conflicts with HIPAA’s Privacy Rule and obstructs federal objectives. | State Agency: § 400.145 supplements HIPAA by defining who may act as a personal representative. | § 400.145 is preempted by HIPAA. |
Key Cases Cited
- Maryland v. Louisiana, 451 U.S. 725 (1981) (Supremacy of federal law when conflicts arise)
- PLIVA, Inc. v. Mensing, 131 S. Ct. 2567 (2011) (conflict preemption principles under express preemption)
- Arizona v. United States, 132 S. Ct. 2492 (2012) (express preemption and congressional intent)
- Chamber of Commerce of U.S. v. Whiting, 131 S. Ct. 1968 (2011) (plain-text preemption analysis)
- Altria Grp., Inc. v. Good, 555 U.S. 70 (2008) (read justiciability of preemption readings; disfavors pre-emption when possible)
- S.C. Med. Ass’n v. Thompson, 327 F.3d 346 (4th Cir. 2003) (privacy protections under HIPAA)
- Citizens for Responsible Gov’t v. Leavitt, 428 F.3d 167 (3d Cir. 2005) (HIPAA Privacy Rule overview and interpretation)
